Market infrastructure & trading | Securities & Futures Commission of Hong Kong

Securities and Futures Commission

Eng 繁簡

Alert List

Intermediaries

Enforcement

Market infrastructure & trading

OTC derivatives regime

Investor identification and OTC securities reporting

Investor Identification Regime for the Exchange-Traded Derivatives Market

Listings & takeovers

Part XV - Disclosure of interests

Publicly offered investment products

Mainland-Hong Kong Mutual Recognition of Funds

Mainland-Hong Kong Stock Connect

CFTC exemption to deal directly with U.S. customers

Business continuity/contingency information

Career

Investor compensation

SFC corporate matters

Market infrastructure & trading

› Position limits and notices of reportable positions

› Section 34 of the SFO

To learn more about the functions and other matters related to market infrastructure and trading, please select topics from the “Regulatory functions” drop menu at the top.

Last update: 30 Dec 2024

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