Securities & Futures Commission of Hong Kong

Investigatory assistance and exchange of information

Our cooperative arrangements for exchange of information with overseas regulators are as follows:

Country/ Jurisdiction Authorities Arrangements
Albania Albanian Financial Supervisory Authority IOSCO MMOU
Andorra Institut Nacional Andorra de Finances IOSCO MMOU
Argentina Comisión Nacional de Valores IOSCO MMOU
Austria Financial Market Authority (FMA) IOSCO MMOU
Australia Australian Securities and Investments Commission MOU - Sep 1993
MOU - Oct 2001
IOSCO MMOU
Bahamas, The Securities Commission of The Bahamas IOSCO MMOU
Bahrain The Central Bank of Bahrain IOSCO MMOU
Bangladesh Bangladesh Securities and Exchange Commission   IOSCO MMOU
Belgium Banking, Finance and Insurance Commission (now known as the Financial Services and Markets Authority) IOSCO MMOU
Bermuda Bermuda Monetary Authority CU - Nov 1992
IOSCO MMOU
Bosnia and Herzegovina, Federation of Securities Commission of the Federation of Bosnia and Herzegovina IOSCO MMOU
Brazil Securities and Exchange Commission of Brazil (CVM) MOU - May 1997
IOSCO MMOU
British Virgin Islands Financial Services Commission IOSCO MMOU
Brunei Autoriti Monetari Brunei Darussalam IOSCO MMOU
Bulgaria Financial Supervision Commission IOSCO MMOU
Canada (Alberta) Alberta Securities Commission IOSCO MMOU
Canada (British Columbia) British Columbia Securities Commission MOU - Feb 1996
IOSCO MMOU
Canada (Ontario) Ontario Securities Commission MOU - February 1997
IOSCO MMOU
Canada (Quebec) Autorité des marchés financiers MOU - May 1998
IOSCO MMOU
Cayman Islands Cayman Islands Monetary Authority  IOSCO MMOU
Central Africa Commission de Surveillance du Marché Financier de l'Afrique Centrale (Securities and Exchange Commission of Central Africa) IOSCO MMOU
Chinese Taipei Financial Supervisory Commission IOSCO MMOU
Colombia Superintendencia Financiera de Colombia IOSCO MMOU
Croatia, Republic of Croatian Financial Services Supervisory Authority (FSSA) IOSCO MMOU
Cyprus, Republic of Cyprus Securities and Exchange Commission (CySEC)  IOSCO MMOU
Czech Republic Czech National Bank IOSCO MMOU
Denmark Danish Financial Supervisory Authority IOSCO MMOU
Dubai Dubai Financial Services Authority IOSCO MMOU
Edcuador Superintendencia de Compañías, Valores y Seguros IOSCO MMOU
Egypt Egyptian Financial Supervisory Authority IOSCO MMOU
El Salvador Superintendencia del Sistema Financiero IOSCO MMOU
Estonia Financial Supervision Authority IOSCO MMOU
Finland Financial Supervision Authority IOSCO MMOU
France Autorité des marchés financiers (AMF) MRAA
IOSCO MMOU
Germany Federal Financial Supervisory Authority (BaFin) MOU - Mar 1998
IOSCO MMOU
Gibraltar Financial Services Commission  IOSCO MMOU
Greece Hellenic Capital Market Commission IOSCO MMOU
Guernsey Guernsey Financial Services Commission CU - 1992
IOSCO MMOU
Hungary Magyar Nemzeti Bank (The Central Bank of Hungary) IOSCO MMOU
Iceland Financial Supervisory Authority IOSCO MMOU
India Securities and Exchange Board of India IOSCO MMOU
Indonesia Indonesia Financial Services Authority  MOU - Oct 1994
IOSCO MMOU
Ireland Central Bank of Ireland (Formerly: Central Bank and Financial Services Authority of Ireland)  CU - Nov 1997 
IOSCO MMOU
Isle of Man Financial Supervision Commission CU - June 1992
IOSCO MMOU
Israel Israel Securities Authority MOU - Mar 2006
IOSCO MMOU
Italy Commissione Nazionale per le Società e la Borsa MOU - May 1997
IOSCO MMOU
Jamaica Financial Services Commission of Jamaica IOSCO MMOU
Japan Financial Services Agency Statement of Intent - May 2005
IOSCO MMOU
Japan Ministry of Agriculture, Forestry and Fisheries of Japan IOSCO MMOU
Japan Ministry of Economy, Trade and Industry of Japan IOSCO MMOU
Jersey Jersey Financial Services Commission Letter of Intent - Sep 2005
IOSCO MMOU
Jordan Jordan Securities Commission IOSCO MMOU
Kenya Capital Markets Authority of the Republic of Kenya IOSCO MMOU
Korea, Republic of Financial Services Commission (FSC)  / Financial Supervisory Service (FSS) IOSCO MMOU
Labuan Labuan Financial Services Authority IOSCO MMOU
Latvia, Republic of Financial and Capital Market Commission  IOSCO MMOU 
Liechtenstein Financial Market Authority IOSCO MMOU
Lithuania Central Bank of the Republic of Lithuania (Formerly: Lithuanian Securities Commission) IOSCO MMOU
Luxembourg Commission de Surveillance du Secteur Financier CU - Oct 1999
IOSCO MMOU
Macau Monetary Authority of Macao MOU - Jul 2000
Macedonia, Republic of The Securities and Exchange Commission of the Republic of Macedonia, Former Yugoslav Republic of Macedonia IOSCO MMOU
Malawi Reserve Bank of Malawi  IOSCO MMOU 
Malaysia Securities Commission MOU - Feb 1994
IOSCO MMOU
Malta Malta Financial Services Authority IOSCO MMOU
Mauritius Financial Services Commission IOSCO MMOU
Mexico National Banking and Securities Commission (CNBV) IOSCO MMOU
Mongolia Financial Regulatory Commission of Mongolia  MOU – Oct 2013
IOSCO MMOU
Montenegro Montenegro Securities Commission IOSCO MMOU
Morocco Conseil deontologique des valeurs mobilieres IOSCO MMOU
Netherlands The Netherlands Authority of the Financial Markets CU - Jun 1994
IOSCO MMOU
New Zealand Securities Commission (now known as the Financial Markets Authority) MOU - Sep 1996
IOSCO MMOU
Nigeria Securities and Exchange Commission IOSCO MMOU
Norway Finanstilsynet (The Financial Supervisory Authority of Norway) IOSCO MMOU
Oman, Sultanate of Capital Market Authority IOSCO MMOU
Pakistan The Securities and Exchange Commission IOSCO MMOU
Palestine Palestine Capital Market Authority IOSCO MMOU
Philippines Securities and Exchange Commission MOU - Nov 2004
Peru Superintendencia del Mercado de Valores IOSCO MMOU
Poland Polish Financial Supervision Authority (Formerly: Polish Securities and Exchange Commission) IOSCO MMOU
Portugal Comissão do Mercado de Valores Mobiliários MOU - May 2000
IOSCO MMOU
Qatar Qatar Financial Markets Authority  IOSCO MMOU 
Republic of the Maldives Capital Market Development Authority IOSCO MMOU
Romania Financial Supervision Authority IOSCO MMOU
Russia Bank of Russia (The Central Bank of the Russian Federation) IOSCO MMOU
Saudi Arabia The Capital Market Authority (CMA) IOSCO MMOU
Serbia, Republic of Securities Commission IOSCO MMOU
Singapore Monetary Authority of Singapore MOU - Jan 1997
IOSCO MMOU
Slovakia National Bank of Slovakia IOSCO MMOU
Slovenia Securities Market Agency (SMA) IOSCO MMOU
South Africa Financial Services Board MOU - Sep 1998
IOSCO MMOU
Spain National Securities Exchange Commission (CNMV) MOU - Sep 1996
IOSCO MMOU
Sri Lanka Securities and Exchange Commission of Sri Lanka IOSCO MMOU
Srpska, Republic of Securities Commission of the Republic of Srpska IOSCO MMOU
Sweden Finansinspektionen (FI, Swedish Financial Supervisory Authority) MOU - Sep 1998
IOSCO MMOU
Switzerland Swiss Financial Market Supervisory Authority (FINMA) IOSCO MMOU
Syrian Arab Republic The Syrian Commission on Financial Markets and Securities (SCFMS) IOSCO MMOU
Tanzania The Capital Market and Securities Authority IOSCO MMOU
Thailand Securities and Exchange Commission MOU - Nov 1993
IOSCO MMOU
Trinidad and Tobago Trinidad and Tobago Securities and Exchange Commission    IOSCO MMOU
Tunisia (Conseil du marché) financier IOSCO MMOU
Turkey Capital Markets Board IOSCO MMOU
Turks & Caicos Islands Turks & Caicos Islands Financial Services Commission IOSCO MMOU 
United Arab Emirates Securities and Commodities Authority  IOSCO MMOU 
United Kingdom Financial Conduct Authority MOU - Oct 1992
IOSCO MMOU
United Kingdom The Panel on Takeovers and Mergers MOU - Feb 2017
United States of America The United States Commodity Futures Trading Commission MOU - Oct 1995
IOSCO MMOU
United States of America The United States Securities and Exchange Commission MOU - Oct 1995
IOSCO MMOU
Uruguay The Central Bank of Uruguay (CBU) IOSCO MMOU
Vietnam State Securities Commission of Vietnam MOU - Apr 2009
IOSCO MMOU
West Africa Monetary Union Regional Council on Public Savings and Financial Markets IOSCO MMOU

Notes:
Documents available are published with the consent of all signatories. 
MOU - Memorandum of Understanding
MMOU - IOSCO Multilateral Memorandum of Understanding
MRAA – Memorandum Regarding Administrative Arrangements

CU - Confidentiality Undertaking

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