Securities & Futures Commission of Hong Kong

Quarterly report

To keep our stakeholders and the public informed, we voluntarily report our key regulatory work and corporate developments as well as financials on a quarterly basis. Updates on the period from January and March are included in our annual report.


  QR 2017 10-12 Oct - Dec 2017 Full PDF

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Highlights PDF
Operational Review PDF
Intermediaries PDF
Investment products PDF
Listings and takeovers PDF
Market infrastructure PDF
Enforcement PDF
Global regulatory engagement PDF
Stakeholder communication PDF
Corporate Developments PDF
Activity Data PDF
Financial Statements PDF
Securities and Futures Commission PDF
Investor Compensation Fund PDF
Unified Exchange Compensation Fund PDF
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