Quarterly report
To keep our stakeholders and the public informed, we voluntarily report our key regulatory work and corporate developments as well as financials on a quarterly basis. Updates on the period from January and March are included in our annual report.
Oct - Dec 2016 Full PDF
View/Download by section
| Highlights | |
| Operational Review | |
| Intermediaries | |
| Investment products | |
| Listings and takeovers | |
| Market infrastructure and trading | |
| Enforcement | |
| Global regulatory engagement | |
| Stakeholder communication | |
| Corporate Developments | |
| Activity Data | |
| Financial Statements | |
| Securities and Futures Commission | |
| Investor Compensation Fund | |
| Unified Exchange Compensation Fund |
