Securities & Futures Commission of Hong Kong

Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance

Please read the important legal information about the Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance.

ATS Provider Business Address Conditions for Authorization Authorization Date
ASX Limited 20 Bridge Street
Sydney NSW2000
Australia
PDF 21-09-2007
Australian Securities Exchange Ltd (formerly SFE Corporation Ltd) (SYCOM) 30 Grosvenor Street
Sydney NSE 2000
Australia
PDF 01-10-2003
Australian Securities Exchange Ltd (formerly SFE Corporation Ltd) (OM Secur) 30 Grosvenor Street
Sydney NSE 2000
Australia
PDF 01-10-2003
Bloomberg Tradebook Hong Kong Limited
(Tradebook System)
27/F Cheung Kong Centre
2 Queen's Road Central
Hong Kong
PDF 01-10-2003
Bloomberg Tradebook Hong Kong Limited
(E-Bond System)
27/F Cheung Kong Centre
2 Queen's Road Central
Hong Kong
PDF 05-12-2007
CBOE Futures Exchange, LLC 440 South LaSalle Street
Chicago, Illinois 60605
USA
PDF 08-10-2015
Chicago Board Options Exchange, Incorporated 440 South LaSalle Street
Chicago, Illinois 60605
USA
PDF 08-10-2015
Chicago Board of Trade
(Globex System)
141 W. Jackson Blvd
Chicago, Illinois 60604-2994
USA
PDF 10-09-2008
Chicago Mercantile Exchange Inc 20 South Wacker Drive
Chicago
Illinois 60606-7499
USA
PDF 01-10-2003

Chicago Mercantile Exchange Inc
(CME Clearing system)

20 South Wacker Drive
Chicago
Illinois 60606-7499
USA
PDF 24-11-2016

Chicago Mercantile Exchange Inc
(CME Clearing system / OTC derivative transactions)

 20 South Wacker Drive
Chicago
Illinois 60606-7499
USA
PDF   01-09-2016
China Innovation Market Service Company Limited
(Shenzhen-Hong Kong Stock Connect)
c/o Shenzhen Stock Exchange
2012 Shennan Blvd.
Futian District
Shenzhen
China 518038
PDF 08-11-2016
China Investment Information Services Limited
(Shanghai-Hong Kong Stock Connect)
Suite 2501-03
Great Eagle Centre
23 Harbour Road
Wanchai
Hong Kong
PDF 24-10-2014
China Securities Depository and Clearing Corporation Limited
(Shanghai-Hong Kong Stock Connect)
No. 17 Taipingqiao Street
Xicheng District
Beijing
P.R. China 100033
PDF 24-10-2014
China Securities Depository and Clearing Corporation Limited
(Shenzhen-Hong Kong Stock Connect)
No. 17 Taipingqiao Street
Xicheng District
Beijing
P.R. China 100033
PDF 08-11-2016
Commodity Exchange, Inc.
(CME Globex System)
One North End Avenue
World Financial Center
New York
NY 10282-1101
US
PDF  07-12-2012
Dubai Mercantile Exchange Limited
(CME Globex System)
P.O. Box 66500
Level 4
DIFC Gate Village
Building 10
Dubai, United Arab Emirates
PDF 24-11-2016
EquiLend Europe Limited
(EquiLend Platform)
225 Liberty Street
10th Floor, Suite 1020
New York
NY10281
PDF 27-10-2015
Eurex Deutschland
(New Trading Architecture)
60485 Frankfurt/Main
Germany
 PDF 05-04-2013
Euronext Paris SA
(Universal Trading Platform)
14, place des Reflets
92054 Paris La Défense Cedex
France
PDF 22-10-2015
Frankfurt Stock Exchange 60485 Frankfurt/Main
Germany
PDF 18-03-2011
Gangsheng Information Services (Shanghai) Limited
(Shanghai-Hong Kong Stock Connect)
c/o Hong Kong Exchanges and Clearing Limited
12/F, One International Finance Centre
1 Harbour View Street
Central
Hong Kong
PDF 24-10-2014
Gangyu Information Services (Shenzhen) Limited
(Shenzhen-Hong Kong Stock Connect)
c/o The Stock Exchange of Hong Kong Limited
12/F, One International Finance Centre
1 Harbour View Street
Central
Hong Kong
PDF 08-11-2016
ICE Futures Europe 5th Floor, Milton Gate
60 Chiswell Street
London EC1Y 4SA
United Kingdom
PDF 23-08-2006
ICE Futures Singapore Pte. Ltd 6 Battery Road, #36-01
Singapore 049909
PDF 08-06-2016
ICE Futures U.S. Inc World Financial Center
One North End Ave
New York, NY 10282
USA
PDF 06-05-2009
Japan Securities Clearing Corporation (OTC IRS Clearing system)

2-1 Nihombashi Kabutocho
Chuo-ku Tokyo 103-0026
Japan

PDF 01-09-2016
LCH Limited (formerly LCH.Clearnet Limited) (ForexClear system) Aldgate House
33 Aldgate High Street
London EC3N 1EA
United Kingdom
PDF 01-09-2016
LCH Limited (formerly LCH.Clearnet Limited) (SwapClear system) Aldgate House
33 Aldgate High Street
London EC3N 1EA
United Kingdom
PDF 01-09-2016
LME Clear Limited 10 Finsbury Square
London EC2A 1AJ
United Kingdom
PDF 05-08-2016
London Metal Exchange 56 Leadenhall Street
London EC3A 2DX
United Kingdom
PDF 11-07-2006
London Stock Exchange plc
(Millennium Exchange (MiT) trading system)
10 Paternoster Square
London EC4M 7LS
United Kingdom
PDF 12-06-2015
London Stock Exchange plc
(SOLA trading system)
10 Paternoster Square
London EC4M 7LS
United Kingdom
PDF 12-06-2015
MarketAxess Europe Limited 5 Aldermanbury Square, 10th Floor,
London EC2V 7HR
United Kingdom
PDF 04-02-2005
New York Mercantile Exchange
(NYMEX ClearPort)
One North End Avenue
World Financial Center
New York
NY 10282-1101
US
PDF 01-10-2003
New York Mercantile Exchange
(CME Globex System)
One North End Avenue
World Financial Center
New York
NY 10282-1101
US
 PDF 07-12-2012
Open Market DBAG 60485 Frankfurt/Main
Germany
PDF 18-03-2011
Open Market Scoach 60485 Frankfurt/Main
Germany
PDF 18-03-2011
Osaka Securities Exchange Co., Ltd.
(OSE Trading Systems for futures/options trading (“J-GATE”))
8-16, Kitahama 1-chome
Chuo-ku, Osaka 541-0041
Japan
 PDF 19-12-2012
Reuters Transaction Services Limited The Reuters Building
South Colonnade
Canary Wharf
London E14 5EP
UK
PDF 23-03-2006
Shanghai Stock Exchange Suite 1809-11, 18/F
Great Eagle Centre
23 Harbour Road
Wan Chai
Hong Kong
 PDF 31-10-2013
Shanghai Stock Exchange
(Shanghai-Hong Kong Stock Connect)
528 Pudongnan Road
Shanghai, 200120
P.R. China
PDF 24-10-2014
Shenzhen Stock Exchange
(Shenzhen-Hong Kong Stock Connect)
2012 Shennan Blvd.
Futian District
Shenzhen
China 518038
PDF 08-11-2016
Singapore Exchange Derivatives Trading Limited
(SGX-DT trading system)
2 Shenton Way
#19-00, SGX Center 1
Singapore 068804
 PDF 24-09-2013
Singapore Exchange Securities Trading Limited
(SGX REACH trading system)
2 Shenton Way
#19-00, SGX Center 1
Singapore 068804
PDF 16-07-2015
Tokyo Commodity Exchange, Inc.
(NOMX Trading System)
10-7, Nihonbashi Horidomecho 1-Chome
Chuo-ku, Tokyo 103-0012
Japan
PDF 19-02-2014
Tokyo Stock Exchange, Inc.
(Arrowhead system)
2-1, Nihombashi-Kabuto-cho
Chuo-ku, Tokyo 103-8220
Japan
PDF 08-11-2010
Tokyo Stock Exchange, Inc.
(Tokyo Stock Exchange Trading Network)
2-1, Nihombashi-Kabuto-cho
Chuo-ku, Tokyo 103-8220
Japan
 PDF 02-08-2012 
TradeWeb Europe Limited Moor Place
1 Fore Street Avenue
London EC2Y 9DT
UK
PDF 30-08-2004

 

In case of doubt, please contact the SFC at enquiry@sfc.hk

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