Short position reporting
Since the Securities and Futures (Short Position Reporting) Rules came into effect on 18 June 20121, in general, any person who has a reportable short position is required to notify the SFC. To report a short position, submissions must be made through the Short Position Reporting Service of the SFC Online Services Portal.
Information about the short position reporting regime:
| Reportable Short Position Form | |
| Notes to the Reportable Short Position Form |
Please click here to access the Form on the Short Position Reporting Service
| Guidance Note on Short Position Reporting |
| Reference materials | Release date | Document/link |
|---|---|---|
| User guide | 21 Aug 2012 | |
| User guide (for 15 March 2017 onwards) | 10 Jan 2017 | |
| FAQs | 8 Mar 2017 | |
| Reportable Short Position Template (comma separated value format) | 16 Mar 2012 | CSV |
| List of specified shares | Stock list |
> Aggregated reportable short positions of specified shares
To subscribe to communication relating to short position reporting, please click here.
For enquiries on the Short Position Reporting Service, please contact us.
Note 1: The publication of the aggregated short positions data under Rule 6 commenced on 7 September 2012
