Our role

• Regulatory objectives

• Who we regulate

• How we function

  • Regulatory approach
  • Regulatory tools
  • Public consultation

Organisational chart

• Board of directors

  • Chairman
  • Chief Executive Officer
  • Executive Directors
  • Non-Executive Directors

• Board committees

  • Audit Committee
  • Budget Committee
  • Investment Committee
  • Remuneration Committee

• External committees

  • Advisory Committee
  • Academic and Accreditation Advisory Committee
  • Committee on Real Estate Investment Trusts
  • Disciplinary Chair Committee
  • Investor Compensation Fund Committee
  • Nominations Committee
  • Products Advisory Committee
  • Public Shareholders Group
  • Securities Compensation Fund Committee
  • SFC (HKEC Listing) Committee
  • SFC (HKEC Listing) Appeals Committee
  • Share Registrars' Disciplinary Appeals Committee
  • Share Registrars' Disciplinary Committee
  • Takeovers and Mergers Panel
  • Takeovers Appeal Committee

• Executive Committee

• Divisional structure

  • CEO's Office
  • Corporate Finance
  • Enforcement
  • Intermediaries
  • Corporate Affairs
  • Legal Services
  • Investment Products
  • Supervision of Markets

Corporate governance

• Governance structure

  • Chairman's role and responsibilities
  • CEO's role and responsibilities

• Principles

• Independent panels and tribunals

• Performance pledges

• Statement on responsible ownership

Corporate social responsibility

• CSR Committee

• People and the community

• Environmental protection

• Activities

• Women's network

Regulatory collaboration

• Mainland China

  • Mainland-Hong Kong Stock Connect
  • Mainland-Hong Kong Mutual Recognition of Funds
  • Cooperative arrangements with the CSRC and Mainland exchanges
  • Cooperative arrangements with other Mainland regulators
  • Wealth Management Connect

• Local

• International

  • Investigatory assistance and exchange of information
  • Exchange of information
  • Market or product-related arrangements
  • IOSCO EMMOU
  • Fintech cooperation agreements

Contact us

• Public enquiries: Further guidance and sources of information