Securities & Futures Commission of Hong Kong

Codes

Codes Latest version Previous versions
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 

1 Sep 2019 Nineteen versions
Code of Conduct for Persons Providing Credit Rating Services 

Jun 2011 -
Code of Conduct for Share Registrars 

2003 -
Code on Immigration-Linked Investment Schemes 

Apr 2003 One version
Code on Open-ended Fund Companies 

Jul 2018 -
Code on Pooled Retirement Funds 

1 Jan 2019 Five versions
Code on Real Estate Investment Trusts 

Aug 2014 Four versions
Corporate Finance Adviser Code of Conduct 

1 Oct 2013 Two versions
Fund Manager Code of Conduct 

17 Nov 2018 Three versions
SFC Code on MPF Products 

1 Jan 2019 Seven versions
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section
Section II - Code on Unit Trusts and Mutual Funds
Section III - Code on Investment-Linked Assurance Schemes
Section IV - Code on Unlisted Structured Investment Products
 

1 Jan 2019 Three versions
The Codes on Takeovers and Mergers and Share Buy-backs 

13 Jul 2018 Eleven versions
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