證監會

行政總裁的角色與職責

行政總裁須對證監會的日常運作負起行政責任,包括履行不時由董事局授權的特定職能或任務。

主要職責包括:

  • 促進董事局的有效運作;
  • 訂立策略目標,包括制訂工作綱領和優先次序,以及執行董事局所議定的目標;
  • 向全體員工傳達董事局所議定的策略目標,並確保落實此等目標;
  • 定期向董事局匯報,使董事局有效地履行職責;
  • 通知主席和董事局所有對本會有重大影響的事宜,並徵詢他們的意見;
  • 就其獲授權處理範圍以外的重大營運變動及主要建設開支事宜,向董事局提出建議;
  • 分配高層管理人員的職責,並督導執行董事的工作;
  • 監督證監會的日常規管工作,並確保其具備所需資源,以履行使命;
  • 按情況所需,在諮詢主席及其他證監會成員的意見後,根據《證券及期貨條例》第11(1)條向香港特別行政區行政長官提供意見;
  • 簽署證監會及投資者賠償基金的周年帳目;
  • 與主席分擔召開董事局及諮詢委員會會議的工作;
  • 與主席及高層管理人員分擔向外界傳遞本會訊息的任務;
  • 招募、培養及挽留優秀人才,特別是建立一支優良的管理團隊;及
  • 以行政總裁的身分在本地及國際層面代表證監會。
     

按此瀏覽證監會行政總裁歐達禮先生(Mr Ashley Alder),JP的履歷。

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