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  6. Contract Assistant Manager (2-Year Contract) - Enforcement (Investigation - Intermediary Misconduct Team)
Contract Assistant Manager (2-Year Contract) - Enforcement (Investigation - Intermediary Misconduct Team)

Ref.: SFC/CAM/ENF/INVIMT/260313

Duties & Responsibilities:

We are now seeking candidates for the Assistant Manager position in the Enforcement Division (Investigation - Intermediary Misconduct Team). 

This is a good opportunity to join our team of professionals in the Enforcement Division of the SFC.  The Enforcement Division investigates and combats market and listed company crimes, and intermediary misconduct.  These investigations are intellectually challenging and crucial to Hong Kong’s status as an international financial centre.

You will be part of the Intermediary Misconduct Team responsible for investigating misconduct committed by persons regulated by the SFC, unlicensed activities, contraventions relating to virtual assets (VA) and offers of investments.  You will gather and analyse evidence, make recommendations to senior management regarding potential breaches of the Securities and Futures Ordinance and Anti-Money Laundering and Counter-Terrorist Financing Ordinance, as well as other instances of misconduct by regulated persons.  You will also work closely with legal professionals within the SFC to prepare cases for criminal, civil or disciplinary proceedings.

Requirements:

To be successful in this post, you should possess a university degree with at least 3 years of relevant professional experience, preferably experience in investigation or law enforcement.  You should be a team player and good communicator with excellent command of written and spoken English and Chinese.  Knowledge of Mandarin will be a plus.  Familiarity with the securities and futures markets, financial services industry and VA-related activities is a strong advantage. 

Please quote the reference and apply by 27 March 2026 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong
(E-mail address : enf_recruit@sfc.hk)

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.

 

最後更新日期: 2026年3月13日

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