Ref.: SFC/TM/INT/LIC/260703
Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division (Licensing) is responsible for ensuring that only fit and proper individuals and corporations are granted licences to carry on business activities that are regulated by the Commission under the Securities and Futures Ordinance;
Exciting opportunities are now available for qualified professional to join us as a Manager (one-year contract). The successful candidate will be supervised by an Associate Director or a Senior Manager.
Duties & Responsibilities:
- Handle licensing applications and intermediary conduct issues, including interviewing applicants;
- Inquire into complaints made against licensed persons;
- Deal with enquiries on licensing matters;
- Assist in formulating policy and work on cross-divisional projects; and
- Develop and maintain effective working relationships with market participants and colleagues within the Commission.
Requirements:
- University degree and/or professional qualification in Accounting, Business, Finance or Law;
- A minimum of five years’ relevant working experience;
- Preferably with knowledge of the licensing requirements, and the operations of the securities, futures and financial industries and associated market practices;
- Strong analytical, interpersonal and communications skills;
- Hardworking, with a strong sense of responsibility and integrity; and
- Good command of spoken and written English and Chinese. Proficiency in Putonghua will be an advantage.
Please quote the reference and apply by 17 July 2026 with details of qualifications, previous experience, current and expected salary to:
Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong
(E-mail address : lic_recruit@sfc.hk)
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
We are an EQUAL OPPORTUNITY EMPLOYER.
最後更新日期: 2026年7月3日