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To ensure that the Hong Kong securities and futures industry abides by high standards, we require that individuals and corporations meet qualifying criteria to enter the industry and observe the relevant laws and regulatory requirements. Our licensing and compliance policies are reviewed from time to time to keep them abreast of market developments.

For quick access to more information about the regulation of matters related to intermediaries, please click below:

› Licensing

› Intermediaries Supervision

Last update: 15 Jan 2020

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