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Manager / Assistant Manager - Investment Products

Ref.: SFC/M/AM/IP/201106

In the ever-changing market conditions, regulators worldwide are facing increasing challenges posed by financial innovation and complex regulatory issues. As a securities regulator, the SFC is charged with the responsibilities to protect investors and to facilitate market development. 
If you see yourself possessing the qualities to serve the Hong Kong market as a securities regulator, and being part of an expanding professional team in product authorization and policy formulation for fostering Hong Kong’s market development, we invite you to join us as a Manager in our Investment Products Division.
The successful candidates will be responsible for a combination of regulatory work, including the processing of applications for authorisation of retail investment products, their offering documents and marketing materials in accordance with SFC product codes; on-going monitoring of such products and analyzing market information and data; providing assistance to policy-oriented research and comparative studies on international securities regulation; assisting in research projects and analysing regulatory policies, macro-economics and financial matters in Hong Kong, Mainland China and overseas markets.


To be successful in this role, you should have a university degree in Law/Economic/Accounting/Finance, preferably with experience in financial services or related industries. Exposure gained in major law or audit firms, international investment banks or asset managers is preferable, with background in analytics and experience in market risk management, design and collection, mapping and analysis of market data and fund related portfolios data a plus. You should have excellent analytical, writing, presentation and interpersonal skills, and ability to work under pressure and meet deadlines. An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua a plus.

Candidates with less experience may be considered for the position of Assistant Manager.

Please quote the reference and apply by 20 November 2020 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East, 18 Westlands Road,
Quarry Bay, Hong Kong

(E-mail address : ip_recruit@sfc.hk)

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.


Last update: 6 Nov 2020

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