Senior Manager - Enforcement (Investigation - Intermediary Misconduct Team)

Ref.: SFC/SM/ENF/IM/210521

Duties & Responsibilities:

We are now seeking candidate for a Senior Manager position in the Enforcement Division. As a successful candidate for the role, you will lead a team of investigators partnering with professionals including accountants, lawyers and market specialists, undertaking forensic inquiries and investigations, analyzing evidence and making recommendations to senior management concerning possible breaches of the Securities and Futures Ordinance and misconduct of intermediaries.


Ideal candidates should possess a university degree and solid experience in law enforcement, dispute resolution, litigation or forensic accounting. You must have strong leadership and investigation skills grounded in experience and sound knowledge on the operations of the securities market, financial or investment industry. Excellent command of written and spoken English and Chinese, and the ability to communicate effectively and appreciate evidence simply is essential.

Please quote the reference and apply by 4 June 2021 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay,
Hong Kong
(E-mail address :

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.


Last update: 21 May 2021

We use cookies to improve the website performance and user experience. If you continue to use this website, you are agreeing to their uses. Learn more about our privacy policy.