Ref.: SFC/CSM/ENF/SOMMT/240412
We are now seeking candidates for the Senior Manager position in the Enforcement Division (Special Operations - Market Misconduct Team). This is an excellent opportunity for you to join our professional team in the Enforcement Division of the SFC. The Enforcement Division investigates and combats market and listed company crimes as well as intermediary misconduct issues. These investigations are intellectually challenging and crucial to Hong Kong’s status as an international financial centre.
Duties & Responsibilities:
The candidate will work in teams of market experts, investigators and lawyers to detect and investigate suspected market misconduct and to support resulting enforcement proceedings. Specifically, he / she will be responsible for:
- gathering background information, conducting fund tracing analysis and other investigatory works for investigation into possible market misconduct
- conducting search operations on the premises relating to the suspects
- interviewing suspects and parties involved in the suspected market misconduct
- analysing evidence obtained and preparing succinct reports to the management
- preparing cases for criminal or civil proceedings before Hong Kong’s courts and tribunals
Requirements:
Successful candidate must have a good working knowledge of market dynamics and a determined and inquisitive nature. He or she should have a university degree in law, accounting or finance, and preferably with professional qualifications in Law or Accounting. An ideal candidate should have at least twelve years of working experience in securities firms, investment banks, corporate advisers, law enforcement agencies, professional law or accounting firms with a tangible interest in SFC investigation and enforcement work and the ability to develop the relevant skills quickly.
Excellent command of written and spoken English and Chinese, detail-oriented mindset, competent analytical skills and the ability to communicate effectively and articulate complex issues simply is essential. Knowledge of Putonghua is an advantage.
Please quote the reference and apply by 26 April 2024 with details of qualifications, previous experience, current and expected salary to:
Recruitment Manager
Securities & Futures Commission
54/F, One Island East, 18 Westlands Road,
Quarry Bay, Hong Kong
(E-mail address : enf_recruit@sfc.hk)
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
We are an EQUAL OPPORTUNITY EMPLOYER.
Last update: 12 Apr 2024