Ref.: SFC/CAM/IP/260508
Duties & Responsibilities:
The Investment Products Division maintains a robust regulatory regime for, and performs gate-keeping functions in authorising and registering, investment products offered in Hong Kong. We monitor our authorised and registered investment products’ compliance with the requirements in our codes. We also formulate policies relating to the regulation of the asset management industry and pursue initiatives that facilitate market growth and product innovation with the overall goal to develop Hong Kong as a full-service international asset management centre and preferred fund domicile.
If you see yourself possessing the qualities to serve the Hong Kong market as a securities regulator, and being part of our expanding team, we invite you to join us as a Contract Assistant Manager in our Investment Products Division.
The successful candidate will be responsible for a combination of regulatory work, including the processing of applications for authorisation and registration of investment products in accordance with SFC product codes; conducting legal research on local and overseas securities laws and regulations and preparing succinct and accurate research analysis; assisting in policy and legislative projects.
Requirements:
To be successful in this role, you should have a university degree in Law / Accounting / Economic/ Finance, preferably with a minimum of three years of solid and relevant work experience in legal or financial services. Exposure gained in law firms, financial institutions, or other regulatory bodies is preferable. Experience in investment products, IPO or corporate finance related work will be a plus. You should have excellent legal, analytical, writing, presentation and interpersonal skills, attention to detail, and ability to multi-task and meet deadlines. An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua a plus. Candidates with less experience may be considered for the position of Legal Executives.
Please quote the reference and apply by 22 May 2026 with details of qualifications, previous experience, current and expected salary to:
Recruitment Manager
Securities & Futures Commission
54/F, One Island East, 18 Westlands Road,
Quarry Bay, Hong Kong
(E-mail address : ip_recruit@sfc.hk)
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
We are an EQUAL OPPORTUNITY EMPLOYER.
Last update: 30 Apr 2026