21 June 2018, Hong Kong
The SFC Compliance Forum 2018 was held on 21 June. The half-day event provided a platform to exchange views with the industry on current regulatory concerns.
Over 500 industry participants attended the forum. The SFC’s Deputy Chief Executive Officer and Executive Director of Intermediaries delivered the opening remarks and moderated a plenary session on the use of innovative technologies and associated risks. In breakout sessions, concurrent panels discussed the SFC’s recent guidance on best execution, client facilitation and alternative liquidity pools, as well as sponsor work.
Programme (English version only)
Last update: 21 Jun 2018