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我們負責為證監會提供法律意見及支援服務。

主要職責:

  • 處理涉及證監會的民事及刑事訴訟,包括就證據的充分程度、提出檢控所涉及的公眾利益,以及就個別個案援引不同條文的可行性提供意見;委託大律師代表證監會出庭、為法院擬備案件資料及在法院聆訊期間擔任本會的律師
  • 就各類事宜提供法律意見,包括法例詮釋、行政法、採購合約、僱員事務、紀律處分個案、高風險經紀行情況、修訂證監會的守則和指引,以及諒解備忘錄
  • 處理立法工作,包括修訂《證券及期貨條例》,以及草擬《證券及期貨條例》的附屬法例

最後更新日期: 2020年1月16日

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香港证券及期货事务监察委员会(简称证监会)于本网站免费提供一套繁简字体转换软件(该软件)。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任,亦不会就其品质及性能作出任何担保;尤其是在无损前述的一般性的原则下,证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。

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The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

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