Securities & Futures Commission of Hong Kong

Corporate governance

The Securities and Futures Ordinance underpins our governance structure, which aims to ensure that the SFC acts to fulfil our mandate with credibility, dedication, fairness and transparency.

Our corporate governance framework incorporates a well-defined management structure, high standards of conduct, comprehensive operational and financial control procedures and independent checks and balances. Mechanisms are designed to ensure the integrity of our personnel, effective operations and proper management of risks.

 Corporate Governance framework

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