Securities & Futures Commission of Hong Kong

Share Registrars' Disciplinary Committee

Responsibility

  • Hears and determines disciplinary matters relating to share registrars in the first instance

 Members' Particulars 

Name Company/Firm
English Chinese Title* Name*
NORMAN David Michael (Chairman) 羅偉文 Sole Practitioner David Norman & Co
CHAN Henry (Deputy Chairman) 陳銘潤 Managing Director Sanfull Securities Limited
CHUI Ming Wai
Alias: Vivian Chui
徐明慧 Partner, Financial Services
Head of Securities and Asset Management
KPMG
FOOTMAN Michael Henry Charles 霍建華 Partner PricewaterhouseCoopers
LAM Hui Yip
Alias: Clement Lam
林煦業 Head, Securities Services Operations Standard Chartered Bank (Hong Kong) Limited
LEE Virginia Yuen Man 李婉雯 Partner Clifford Chance
LO Dak Wai, Alexandra, JP 羅德慧,JP Consultant Robertsons, Solicitors and Notaries
TSAI Wing Chung Philip, BBS, JP 蔡永忠,BBS,JP Chairman Deloitte China
WONG Man Yee
Alias: Fanny Wong
黃晚儀 Deputy General Manager
Head of Custody
Bank of China (Hong Kong) Limited

*Affiliation as at the date of appointment or as updated by members. 

Members' term of appointment: 1 April 2019 to 31 March 2021.

3.6998 s