Securities & Futures Commission of Hong Kong

Regulatory calendar

The calendar provides the key dates regarding regulatory changes and decisions, including the implementation of new rules and revised rules, the decisions and statements of the Takeovers Panel, and our public consultations and conclusions. It is updated from time to time.

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November 2018    
December 2018    
January 2019    
February 2019    
March 2019    
April 2019    
June 2019    
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  • Rule changes
  • Regulatory decisions
  • Consultations
  • Publications
  • Speeches
  • Statements
  • Others
  • Rule changes
  • Regulatory decisions
  • Consultations
  • Publications
  • Speeches
  • Statements
  • Others
Date Type Events/Rules
6 Nov 2019

Others Keynote speech by Ashley Alder at Hong Kong FinTech Week 2019
6 Nov 2019

Others SFC issues warnings on virtual asset futures contracts
6 Nov 2019

Others Position paper: Regulation of virtual asset trading platforms
6 Nov 2019

Others New speech by Ashley Alder: Opening remarks at SFC 30th Anniversary Cocktail 2019
21 Oct 2019

Others Speech by Julia Leung at Hong Kong Conference 2019: IPO Sponsors and Regulations
8 Oct 2019

Consultations SFC concludes consultation on the enhanced Investor Compensation Regime
2 Oct 2019

Regulatory decisions Takeovers Panel: Broadford Global Limited not permitted to deduct dividend from offer price
30 Sep 2019

Others Publication: Takeovers Bulletin (Sep 2019)
27 Sep 2019

Consultations Consultation Paper on the Proposed Regulatory Regime for Depositaries of SFC-authorized Collective Investment Schemes
20 Sep 2019

Others Publication: Financial Review of the Securities Industry for the half year ended 30 June 2019
12 Aug 2019

Others Publication: Quarterly Report (Apr – Jun 2019)
26 Jul 2019

Others Statement on the SFC’s approach to backdoor listings and shell activities
26 Jul 2019

Others Publication: Asset and Wealth Management Activities Survey 2018
22 Jul 2019

Regulatory decisions Takeovers Panel rules against waiver of general offer obligation in proposed Maanshan Iron acquisition
4 Jul 2019

Others Statement on the Conduct and Duties of Directors when Considering Corporate Acquisitions or Disposals
28 Jun 2019

Others Publication: Takeovers Bulletin (Jun 2019)
28 Jun 2019

Consultations Joint consultation conclusions paper on annual update to the list of Financial Services Providers under the clearing obligation for OTC derivative transactions
21 Jun 2019

Others Keynote speech by Julia Leung at 2019 Risk Hong Kong Conference
19 Jun 2019

Others Publication: Annual Report (2018-2019)
17 Jun 2019

Others Speeches by Julia Leung at SFC Compliance Forum 2019
10 Jun 2019

Others Speech by Tim Lui at Hong Kong Institute of Directors Speaker Luncheon Meeting
27 Apr 2019

Consultations Close of Joint consultation on the model for an uncertificated securities market
26 Apr 2019

Consultations Joint consultation paper on enhancements to the OTC derivatives regulatory regime for Hong Kong to – (1) mandate the use of Unique Transaction Identifiers for the reporting obligation, (2) revise the list of designated jurisdictions for the masking relief of the reporting obligation and (3) update the list of Financial Services Providers under the clearing obligation
4 Apr 2019

Consultations Consultation Conclusions on the Proposed Guidelines for Securities Margin Financing Activities
28 Mar 2019

Others Publication: Takeovers Bulletin (Mar 2019)
22 Mar 2019

Others Remarks by Ashley Alder at Bloomberg BuySide Summit 2019
28 Jan 2019

Consultations Joint consultation on the model for an uncertificated securities market
3 Jan 2019

Others Publication: Takeovers Bulletin (Dec 2018)
12 Dec 2018

Consultations SFC concludes consultation on OTC derivatives and conduct risks
27 Nov 2018

Others Speech by Ashley Alder at HKSI Institute Roundtable Luncheon
26 Nov 2018

Others New synopsis: Speech by Brian Ho at the 12th Annual Conference of the Hong Kong Investment Funds Association
1 Nov 2018

Others New speech by Ashley Alder – Fintech: Meeting the regulatory challenges
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