Securities & Futures Commission of Hong Kong

Upcoming hearings calendar

The calendar gives an overview of upcoming hearings that arise from our enforcement investigations. These include prosecutions of criminal offences in various courts, disciplinary hearings before the Securities and Futures Tribunal and civil applications before the Court of First Instance. 

You can find in the calendar dates and venues of hearings, names of parties and status of hearings. Final outcomes of the hearings are published as news releases in the Enforcement news section.

> Full list of hearings

prev next
January 2019    
February 2019    
March 2019    
April 2019    
June 2019    
S M T W T F S
      01
02030405060708
09101112131415
16171819202122
23242526272829
30      
August 2019    
September 2019    
October 2019    
November 2019    
December 2019    
January 2020    
February 2020    
Date of Hearing / court Status Offence Defendent
date to be fixed

Court of Appeal
Appeal by case stated

S114(1)(a) of SFO, S114(1)(b) of SFO, S114(8) of SFO

(Carrying on and holding out as carrying on a business of dealing in securities without a licence)

IPFUND ASSET MANAGEMENT LIMITED
date to be fixed

Court of Appeal
Appeal by case stated

S114(1)(a) of SFO, S114(1)(b) of SFO, S114(8) of SFO, S390(1) of SFO

(Carrying on and holding out as carrying on a business of dealing in securities without a licence)

SIN CHUNG YIN, RONALD [冼仲彥]
date to be fixed

Eastern
For show cause (arrest warrant) S291(1)(a) of SFO, S291(8) of SFO
(Insider Dealing)
TANG Yan Tian Michael [唐彥田]
date to be fixed

Eastern
For show cause (arrest warrant) S291(5) of SFO, S291(8) of SFO
(Insider Dealing)
PAN Caihong [潘彩虹]
date to be fixed

Eastern
For show cause (arrest warrant) S300(1)(b) of SFO, S300(2) of SFO
(Fraud involving securities)
MEI Anthony Hsiao Tung [梅曉東]
date to be fixed

Eastern
For show cause (arrest warrant) S295(3) of SFO, S295(6) of SFO
(Creating an artificial price for dealings in securities)
MEI Anthony Hsiao Tung [ 梅曉東]
date to be fixed

Eastern
Appeal against sentence

S291(1)(a) of SFO, S291(1)(b) of SFO, S291(8) of SFO

(Insider dealing)

AU-YEUNG Siu Pang [歐陽少鵬]
date to be fixed

Eastern
For show cause (arrest warrant)

S291(1)(a) of SFO, S291(8) of SFO

(Insider dealing)

TANG Xian [唐嫻]
24 October 2019

Eastern
Plea

​S291 of SFO

(Insider Dealing)

-
31 October 2019

Eastern
Plea

S114(1)(b) of SFO

(Holding out as carrying on a business of dealing in securities without a licence)

-
10 - 16 December 2019

Eastern
Trial

S291(1)(a) of SFO, S291(8) of SFO

(Insider dealing)

LEUNG Pak Keung
24 - 25 February 2020

Eastern
Trial

S114(1)(b) of SFO, S114(8) of SFO

(Holding out as carrying on a business of dealing in securities without a licence)

Brilliance Capital Management Limited
24 - 25 February 2020

Eastern
Trial

S114(1)(b) of SFO, S114(8) of SFO, S390(1) of SFO

(Holding out as carrying on a business of dealing in securities without a licence)

LAW Sai Hung (羅世鴻)
Top 
  Date of Hearing / court



Defendent:


Status:

Note: The dates of hearings may be not the same as those of the related news releases issued by the SFC.

10.7744 s