Securities & Futures Commission of Hong Kong

Upcoming hearings calendar

The calendar gives an overview of upcoming hearings that arise from our enforcement investigations. These include prosecutions of criminal offences in various courts, disciplinary hearings before the Securities and Futures Tribunal and civil applications before the Court of First Instance. 

You can find in the calendar dates and venues of hearings, names of parties and status of hearings. Final outcomes of the hearings are published as news releases in the Enforcement news section.

> Full list of hearings

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January 2020    
February 2020    
April 2020    
May 2020    
June 2020    
August 2020    
September 2020    
October 2020    
November 2020    
December 2020    
Date of Hearing / court Status Offence Defendent
date to be fixed

Court of Appeal
Appeal by case stated

S114(1)(a) of SFO, S114(1)(b) of SFO, S114(8) of SFO

(Carrying on and holding out as carrying on a business of dealing in securities without a licence)

IPFUND ASSET MANAGEMENT LIMITED
date to be fixed

Court of Appeal
Appeal by case stated

S114(1)(a) of SFO, S114(1)(b) of SFO, S114(8) of SFO, S390(1) of SFO

(Carrying on and holding out as carrying on a business of dealing in securities without a licence)

SIN CHUNG YIN, RONALD [冼仲彥]
date to be fixed

Eastern
For show cause (arrest warrant) S291(1)(a) of SFO, S291(8) of SFO
(Insider Dealing)
TANG Yan Tian Michael [唐彥田]
date to be fixed

Eastern
For show cause (arrest warrant) S291(5) of SFO, S291(8) of SFO
(Insider Dealing)
PAN Caihong [潘彩虹]
date to be fixed

Eastern
For show cause (arrest warrant) S300(1)(b) of SFO, S300(2) of SFO
(Fraud involving securities)
MEI Anthony Hsiao Tung [梅曉東]
date to be fixed

Eastern
For show cause (arrest warrant) S295(3) of SFO, S295(6) of SFO
(Creating an artificial price for dealings in securities)
MEI Anthony Hsiao Tung [ 梅曉東]
date to be fixed

Eastern
For show cause (arrest warrant)

S291(1)(a) of SFO, S291(8) of SFO

(Insider dealing)

TANG Xian [唐嫻]
31 March 2020

Eastern
Pending sentence

S114(1)(b) of SFO

(Holding out as carrying on a business of dealing in securities without a licence)

YAU Ka Fai [邱嘉輝]
05 - 06 May 2020

Eastern
Trial

S114(1)(b) of SFO, S114(8) of SFO

(Holding out as carrying on a business of dealing in securities without a licence)

Brilliance Capital Management Limited
05 - 06 May 2020

Eastern
Trial

S114(1)(b) of SFO, S114(8) of SFO, S390(1) of SFO

(Holding out as carrying on a business of dealing in securities without a licence)

LAW Sai Hung (羅世鴻)
24 - 28 August 2020

Eastern
Trial

S291(1)(a) of SFO, S291(8) of SFO

(Insider dealing)

LEUNG Pak Keung
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  Date of Hearing / court



Defendent:


Status:

Note: The dates of hearings may be not the same as those of the related news releases issued by the SFC.

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