Securities & Futures Commission of Hong Kong

List of publicly offered investment products

The list contains the following information:

  • Investment products' offering documents that have been authorised by the SFC for issuance under the Securities and Futures Ordinance (SFO) or for registration under the Companies (Winding Up and Miscellaneous Provisions) Ordinance (which was known as Companies Ordinance prior to 3 March 2014); and
  • Particulars of exemptions granted by the SFC for shares or debentures offered on or after 1 July 2004 under the relevant provisions of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (which was known as Companies Ordinance prior to 3 March 2014).

Please note that where unlisted shares or debentures are concerned, information is available only for products offered on or after 1 July 2004.

Click below to view the list by product type:

Unlisted products

Listed products

Listed and unlisted shares and debentures

Points to note

Information posted on the list is compiled on a best-effort basis. The offering documents are provided by the issuers and they are for your information only. We have not independently verified the documents and will not be responsible for any error, omission or inaccuracy. In addition, the SFC reserves the right to omit or suspend any material submitted.

You can contact the relevant product issuers or distributors for the latest version of the offering documents.

With effect from 25 June 2011 (ie, upon expiry of the transitional period for the implementation of the SFC Handbook as defined below), any existing SFC-authorised unit trust / mutual fund / investment-linked assurance scheme that does not have a product key facts statement and/or a revised offering document that complies with the “other disclosure requirements” as contemplated in the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products (SFC Handbook) shall not continue to be marketed to the public in Hong Kong. Product issuers may decide for other reasons whether and when an SFC-authorised product is open or closed for subscription. In case of doubt, investors should consult their intermediaries or the relevant product issuers.

The list of investment products may not always contain the most up-to-date information about investment products for which offering documents have been authorised. You may wish to contact us at enquiry@sfc.hk if you cannot find a certain product on the list.

If you would like to learn more about the mechanics of different investment products, please visit the website of the Investor Education Centre.

Latest updates on the authorisation and withdrawal of the authorisation of investment products under the SFO:

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