Securities & Futures Commission of Hong Kong


Codes Latest version Previous versions
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 

19 Jun 2020 Twenty versions
Code of Conduct for Persons Providing Credit Rating Services 

Jun 2011 -
Code of Conduct for Share Registrars 

2003 -
Code on Immigration-Linked Investment Schemes 

Apr 2003 One version
Code on Open-ended Fund Companies 

Jul 2018 -
Code on Pooled Retirement Funds 

1 Jan 2019 Five versions
Code on Real Estate Investment Trusts 

Aug 2014 Four versions
Corporate Finance Adviser Code of Conduct 

1 Oct 2013 Two versions
Fund Manager Code of Conduct 

17 Nov 2018 Three versions
SFC Code on MPF Products 

1 Jan 2019 Seven versions
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section
Section II - Code on Unit Trusts and Mutual Funds
Section III - Code on Investment-Linked Assurance Schemes
Section IV - Code on Unlisted Structured Investment Products

1 Jan 2019 Three versions
The Codes on Takeovers and Mergers and Share Buy-backs 

13 Jul 2018 Eleven versions
14.0809 s