Enforcement

Investigations by nature
Quarter ended
30/06/2021
Quarter ended
31/03/2021
Quarter ended
31/12/2020
Quarter ended
30/09/2020
Corporate disclosure 36 36 39 41
Corporate misgovernance 93 84 79 76
Insider dealing 37 39 44 42
Intermediary misconduct 153 136 137 126
Market manipulation 79 81 76 76
Unlicensed activities 37 42 49 54
Total 435 418 424 415




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