Enforcement

Investigations by nature
Quarter ended
31/12/2022
Quarter ended
30/09/2022
Quarter ended
30/06/2022
Quarter ended
31/03/2022
Corporate disclosure 43 43 44 46
Corporate misgovernance 93 93 101 104
Insider dealing 26 27 34 37
Intermediary misconduct 147 154 162 166
Market manipulation 84 78 82 83
Unlicensed activities 40 38 38 37
Total 433 433 461 473




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