Enforcement

Investigations by nature
Quarter ended
30/09/2021
Quarter ended
30/06/2021
Quarter ended
31/03/2021
Quarter ended
31/12/2020
Corporate disclosure 41 36 36 39
Corporate misgovernance 101 93 84 79
Insider dealing 38 37 39 44
Intermediary misconduct 162 153 136 137
Market manipulation 76 79 81 76
Unlicensed activities 39 37 42 49
Total 457 435 418 424




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