Investigations by nature
| Quarter ended 30/06/2021 |
Quarter ended 31/03/2021 |
Quarter ended 31/12/2020 |
Quarter ended 30/09/2020 |
|
|---|---|---|---|---|
| Corporate disclosure | 36 | 36 | 39 | 41 |
| Corporate misgovernance | 93 | 84 | 79 | 76 |
| Insider dealing | 37 | 39 | 44 | 42 |
| Intermediary misconduct | 153 | 136 | 137 | 126 |
| Market manipulation | 79 | 81 | 76 | 76 |
| Unlicensed activities | 37 | 42 | 49 | 54 |
| Total | 435 | 418 | 424 | 415 |