Enforcement

Investigations by nature
Quarter ended
30/06/2020
Quarter ended
31/03/2020
Quarter ended
31/12/2019
Quarter ended
30/09/2019
Corporate disclosure 46 51 49 54
Corporate misgovernance 74 76 76 81
Insider dealing 47 47 52 55
Intermediary misconduct 125 132 133 141
Market manipulation 76 75 76 80
Unlicensed activities 58 57 58 64
Total 426 438 444 475




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