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Enforcement

Investigations by nature
Quarter ended
30/09/2023
Quarter ended
30/06/2023
Quarter ended
31/03/2023
Quarter ended
31/12/2022
Corporate disclosure 41 41 42 43
Corporate misgovernance 89 85 85 93
Insider dealing 24 20 20 26
Intermediary misconduct 151 144 145 147
Market manipulation 93 89 87 84
Unlicensed activities 36 37 37 40
Total 434 416 416 433




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