Enforcement

Investigations by nature
Quarter ended
30/06/2022
Quarter ended
31/03/2022
Quarter ended
31/12/2021
Quarter ended
30/09/2021
Corporate disclosure 44 46 42 41
Corporate misgovernance 101 104 104 101
Insider dealing 34 37 39 38
Intermediary misconduct 162 166 169 162
Market manipulation 82 83 79 76
Unlicensed activities 38 37 37 39
Total 461 473 470 457




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