Persons/corporations subject to enforcement action
| Quarter ended 31/12/2022 |
Quarter ended 30/09/2022 |
Quarter ended 30/06/2022 |
Quarter ended 31/03/2022 |
|
|---|---|---|---|---|
| Prosecutions | 20 | 19 | 15 | 17 |
| Civil proceedings | 184 | 181 | 175 | 192 |
| Disciplinary proceedings | 40 | 32 | 27 | 56 |
| Market Misconduct Tribunal proceedings | 13 | 13 | 12 | 24 |
| Total | 257 | 245 | 229 | 289 |
Note: 1. Ongoing enforcement proceedins may be accounted for and continue for more than one quarter. As a result, annual figures for these items are not the sums of figures of individual quarters but that of the number of persons subject to concluded proceedings during the year and the number of persons subject to ongoing proceedings at year-end.