Name: Grace Investment / Grace Investment L.L.C.
Type: Unlicensed entities
Address(es): (i) Nanfung Centre, 64-98 Sai Lau Kok Rd, Tsuen Wan, Hong Kong
(ii) 747 Third Avenue, Floor 4, Manhattan, New York 10017, USA
(iii) Tokyo Shinjuku Park Tower, 29/F , Shinjuku Park Tower, Nishishinjuku 3-7-1, 163-1055 Tokyo, Japan
Website: www.grace-invest.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Consortium Solutions International LLC, NEH Trading Limited and Regal Asset Trading Limited for settlement. It is apparently associated with DSW Enterprises L.L.P. (also known as DSW Partners) and Regal Investment (also known as Regal Investment LLC), both are unlicensed entities on the Alert List.
Add date: 15 Jun 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Unlicensed entities

Sometimes entities appear to target Hong Kong investors whilst not having been licensed to carry out regulated activities in Hong Kong. They often adopt names similar to legitimate financial institutions to confuse investors. Alternatively, such unlicensed entities may provide financial investment trading platforms on the Internet. If you deal with a company which is not licensed by the SFC, you may not be protected by the regulatory framework enforced by the SFC.

Deal only with licensed entities and hang up on cold callers. To check whether an entity is an SFC licensee, visit our Public Register of Licensed Persons and Registered Institutions.

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