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Name: Shinhan Daiwa Brokerage
Type: Unlicensed entities
Address(es): i) 13/F Harumi Island Triton Square Office Tower 8, 8011 Harumi 1-chome, Chuo-ku, Tokyo 104-8610, Japan
ii) 25/F Trade Tower, 511 Yeongdong-daero, Gangnam-gu, Seoul, South Korea.
Website: www.sdbholdings.com
Remarks: The company uses Hong Kong bank accounts in the names of Chantway International Limited, Hongkong Elisen Co Limited and TLD Industry HK Limited for settlement. It is apparently associated with Hollis Kookmin Financial, another unlicensed entity on the Alert List.
Add date: 22 Feb 2018
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Unlicensed entities

Sometimes entities appear to target Hong Kong investors whilst not having been licensed to carry out regulated activities in Hong Kong. They often adopt names similar to legitimate financial institutions to confuse investors. Alternatively, such unlicensed entities may provide financial investment trading platforms on the Internet. If you deal with a company which is not licensed by the SFC, you may not be protected by the regulatory framework enforced by the SFC.

Deal only with licensed entities and hang up on cold callers. To check whether an entity is an SFC licensee, visit our Public Register of Licensed Persons and Registered Institutions.

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