Securities & Futures Commission of Hong Kong

Audit questionnaire

For the purpose of assisting the Securities and Futures Commission to carry out its functions of supervising licensed corporations, auditors are requested to submit the audit questionnaire within 4 months after the end of the financial year of licensed corporation.

The audit questionnaires can be downloaded by clicking the links below.

Item Name of the questionnaire Questionnaire
1 Audit Questionnaire

PDF

3.5933 s