Financial returns
Pursuant to section 402 of the Securities and Futures Ordinance, the Securities and Futures Commission has specified that the electronic form published below shall be used for the purpose of submitting a return required under section 56 of the Securities and Futures (Financial Resources) Rules:
| Item | Name of the form | Form |
|---|---|---|
| For a return in respect of any period ending on or after 24 January 2022 (New form effective 1 February 2022 as specified in the Gazette Notice (G.N. 7820) published on 17 December 2021) | ||
| 1 |
Financial return form for Microsoft Office Excel | XLSM |
| For a return in respect of any period ending on or before 7 January 2022 |
||
| 2 |
Financial return form for Microsoft Office Excel 97, 2000 and 2003 | XLS |
| 3 | Financial return form for Microsoft Office Excel 2007 and 2010 | XLSM |
Last update: 17 Dec 2021