Financial returns
Pursuant to section 402 of the Securities and Futures Ordinance, the Securities and Futures Commission has specified that the electronic form published below shall be used for the purpose of submitting a return required under section 56 of the Securities and Futures (Financial Resources) Rules:
| Item | Name of the form | Form |
|---|---|---|
| For a return in respect of any period ending on or after 1 December 2023 (New form effective 1 December 2023 as specified in the Gazette Notice (G.N. 3132) published on 25 May 2023) | ||
| 1 | Financial return form for Microsoft Office Excel | XLSM |
| For a return in respect of any period ending between 24 January 2022 and 30 November 2023 (The form effective 1 February 2022 as specified in the Gazette Notice (G.N. 7820) published on 17 December 2021) | ||
| 2 |
Financial return form for Microsoft Office Excel |
XLSM |
| For a return in respect of any period ending on or before 7 January 2022 |
||
| 3 |
Financial return form for Microsoft Office Excel 97, 2000 and 2003 | XLS |
| 4 | Financial return form for Microsoft Office Excel 2007 and 2010 | XLSM |
Last update: 25 May 2023