Financial returns

Pursuant to section 402 of the Securities and Futures Ordinance, the Securities and Futures Commission specifies that the electronic form published below shall be used for a return required to be submitted under section 56(1), (2) and (3) of the Securities and Futures (Financial Resources) Rules with effect from 1 May 2019.

Item Name of the form Form
1 Financial return form for Microsoft Office Excel 97, 2000 and 2003 XLS
2 Financial return form for Microsoft Office Excel 2007 and 2010 XLSM

Last update: 2 May 2019