Securities & Futures Commission of Hong Kong

Business & risk management questionnaire

Item Name of the forms For financial year ending on
31 March 2019 and thereafter
(to be submitted via WINGS)
For financial year ending before
31 March 2019
(to be submitted in paper form)
1 Business and risk management questionnaire for Licensed Corporation Form Form
2 Business and risk management questionnaire for Associate Entity Form Form
3.5642 s