Securities & Futures Commission of Hong Kong

Government notices

The table contains notices and other materials published by the SFC in the Government Gazette under various provisions of the Securities and Futures Ordinance (SFO). Gazettal began shortly before the commencement of the SFO in April 2003.

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Date Gazette No. Section No. and Description
11 Sep 2020 G.N. 5067/2020 Notice under s112ZR of SFO publishing amendments to the Code on Open-Ended Fund Companies
11 Sep 2020 G.N. 5068/2020 Restriction Notice against Shenwan Hongyuan Securities (H.K.) Limited under s.204 and s.205 of SFO
21 Aug 2020 G.N. 4649/2020 Restriction Notice against Gary Cheng Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
21 Aug 2020 G.N. 4650/2020 Restriction Notice against Zhongcai Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
21 Aug 2020 G.N. 4651/2020 Restriction Notice against China Gather Wealth Financial Company Limited under s.204 and s.205 of SFO
21 Aug 2020 G.N. 4652/2020 Restriction Notice against Power Securities Company Limited under s.204 and s.205 of SFO
26 Jun 2020 G.N. 3460/2020 Notice under s.88(4) of SFO publishing the audited financial statements of Investor Compensation Company Limited
26 Jun 2020 G.N. 3461/2020 Notice under s.240(9b) of SFO publishing audited financial statements of Investor Compensation Fund
26 Jun 2020 G.N. 3462/2020 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
26 Jun 2020 G.N. 3463/2020 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
19 Jun 2020 G.N. 3283/2020 Notice under ss.169 and 399 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
19 Jun 2020 G.N. 3284/2020 Notice under ss.169 and 399 of SFO and for the purposes of paragraph 50 of Part III of Schedule 10 to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission publishing list of jurisdictions with comparable OTCD margin requirements and specified conditions
9 Apr 2020 G.N. 1702/2020 Restriction Notice against Agg. Asset Management Limited under s.204 of SFO
14 Feb 2020 G.N. 818/2020 Notice under s.95(3) of SFO regarding authorization of ATS provider
24 Jan 2020 G.N. 472/2020 Restriction Notice against China Fund Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
27 Dec 2019 G.N. 8292/2019 Notice under s.402(1) of SFO specifying forms to be used for the purpose of lodging claims for compensation from the Investor Compensation Fund pursuant to the Securities and Futures (Investor Compensation—Claims) Rules
20 Dec 2019 G.N. 8150/2019 Notice under s.95(3) of SFO regarding authorization of ATS provider
22 Nov 2019 G.N. 7083/2019 Notice under rule 3(3) of Securities and Futures (OTC Derivative Transactions - Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules regarding revocation of designation of financial services provider and under rule 3(1) of the Rules regarding designation of financial services providers
8 Nov 2019 G.N. 6849/2019 Restriction Notice against Hong Kong Wan Kiu Investment Company Limited under s.204 and s.205 of SFO
18 Oct 2019 G.N. 6390/2019 Notice under s.95(3) of SFO regarding authorization of ATS provider
27 Sep 2019 G.N. 5971/2019 Restriction Notice against KGI Asia Limited under s.204 and s.205 of SFO together with Statement of Reasons
28 Jun 2019 G.N. 4049/2019 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
28 Jun 2019 G.N. 4050/2019 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
28 Jun 2019 G.N. 4051/2019 Notice under s.88(4) of SFO publishing the audited financial statements of Investor Compensation Company Limited
28 Jun 2019 G.N. 4052/2019 Notice under s.240(9b) of SFO publishing audited financial statements of Investor Compensation Fund
28 Jun 2019 G.N. 4053/2019 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
28 Jun 2019 G.N. 4054/2019 Restriction Notice against Central China International Securities Co., Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4055/2019 Restriction Notice against Central China International Securities Co., Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4056/2019 Restriction Notice against Changjiang Securities Brokerage (HK) Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4057/2019 Restriction Notice against China Galaxy International Securities (Hong Kong) Co., Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4058/2019 Restriction Notice against CMB International Securities Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4059/2019 Restriction Notice against Fulbright Securities Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4060/2019 Restriction Notice against GF Securities (Hong Kong) Brokerage Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4061/2019 Restriction Notice against Guosen Securities (HK) Brokerage Company, Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4062/2019 Restriction Notice against Guotai Junan Securities (Hong Kong) Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4063/2019 Restriction Notice against Guoyuan Securities Brokerage (Hong Kong) Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4064/2019 Restriction Notice against HGNH International Securities Co., Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4065/2019 Restriction Notice against HGNH International Securities Co., Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4066/2019 Restriction Notice against Interactive Brokers Hong Kong Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4067/2019 Restriction Notice against Kaisa Securities Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4068/2019 Restriction Notice against KGI Asia Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4069/2019 Restriction Notice against Sun Hung Kai Investment Services Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4070/2019 Restriction Notice against Tian Yuan Finance Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4071/2019 Restriction Notice against Victory Securities Company Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4072/2019 Restriction Notice against Yue Xiu Securities Company Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4073/2019 Restriction Notice against Yue Xiu Securities Company Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4074/2019 Restriction Notice against Yunfeng Securities Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4075/2019 Restriction Notice against Zhongtai International Securities Limited under s.204 and s.205 of SFO
28 Jun 2019 G.N. 4076/2019 Restriction Notice against Zhongtai International Securities Limited under s.204 and s.205 of SFO
21 Jun 2019 G.N. 3896/2019 Notice under s.186(5) and s.378(6) of SFO publishing the names of overseas authorities
17 May 2019 G.N. 3181/2019 Notice under s.169 and s.399 of SFO publishing the jurisdictions which are determined by the SFC to be comparable OTCD jurisdictions under paragraph 20.5 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
3 May 2019 G.N. 2950/2019 Notice under s.95(3) of SFO regarding authorization of ATS provider
4 Apr 2019 G.N. 2441/2019 Notice under s.399 of SFO publishing Guidelines for Securities Margin Financing Activities
29 Mar 2019 G.N. 2189/2019 Restriction Notice against Futu Securities International (Hong Kong) Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2190/2019 Restriction Notice against GF Securities (Hong Kong) Brokerage Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2191/2019 Restriction Notice against Guotai Junan Securities (Hong Kong) Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2192/2019 Restriction Notice against Haitong International Securities Company Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2193/2019 Restriction Notice against Orient Securities (Hong Kong) Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2194/2019 Restriction Notice against SBI China Capital Financial Services Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2195/2019 Restriction Notice against Shenwan Hongyuan Securities (H.K.) Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2196/2019 Restriction Notice against Sun Hung Kai Investment Services Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2197/2019 Restriction Notice against Yunfeng Securities Limited under s.204 and s.205 of SFO
29 Mar 2019 G.N. 2198/2019 Notice under s.402 of SFO specifying revised electronic form for the purposes of submitting a financial return by a licensed corporation under s.56 of the Securities and Futures (Financial Resources) Rules
15 Feb 2019 G.N. 1255/2019 Restriction Notice against Changjiang Securities Brokerage (HK) Limited under s.204 and s.205 of SFO together with Statement of Reasons
15 Feb 2019 G.N. 1256/2019 Restriction Notice against Kingston Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
15 Feb 2019 G.N. 1257/2019 Restriction Notice against Haitong International Securities Company Limited under s.204 and s.205 of SFO together with Statement of Reasons
1 Feb 2019 G.N. 1016/2019 Notice under s.402 of SFO specifying revised electronic forms to be used for the purpose of submitting applications, notifications and annual returns to the Commission under Part V of SFO and the Securities and Futures (Licensing and Registration) (Information) Rules
1 Feb 2019 G.N. 1017/2019 Notice under s.402 of SFO specifying forms to be used for the purpose of submitting licensing applications and notifications to the Commission under Part V of SFO and the Securities and Futures (Licensing and Registration) (Information) Rules
25 Jan 2019 G.N. 798/2019 Notice under s.402 of SFO specifying electronic form of financial return to be submitted under s.56 of the Securities and Futures (Financial Resources) Rules
4 Jan 2019 G.N. 42/2019 Restriction Notice against Fulbright Securities Limited under s.204 of SFO together with Statement of Reasons
4 Jan 2019 G.N. 43/2019 Restriction Notice against Futu Securities International (Hong Kong) Limited under s.204 of SFO together with Statement of Reasons
4 Jan 2019 G.N. 44/2019 Restriction Notice against Gong Ping Securities Limited under s.204 of SFO together with Statement of Reasons
4 Jan 2019 G.N. 45/2019 Notice under section 402 of the SFO specifying the forms to be submitted under section 156 of the SFO (as amplified by section 3 of the Securities and Futures (Accounts and Audit) Rules (Chapter 571P))
21 Dec 2018 G.N. 9350/2018 Notice under s.98(5) of SFO withdrawing authorization of ATS provider
21 Dec 2018 G.N. 9351/2018 Notice with reference to G.N. 9207-9211/2018 notifying those notices should include the following codes under s.399 of SFO and forms under s.402 of SFO:
(1) Code on Unit Trusts and Mutual Funds set out in Section II of the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
(2) Code on Investment-Linked Assurance Schemes set out in Section III of the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
(3) SFC Code on MPF Products
(4) Code on Pooled Retirement Funds
(5) Forms to be used for the purpose of submission to the Commission
14 Dec 2018 G.N. 9205/2018 Notice under s.112ZR of SFO publishing amendments to the Code on Open-Ended Fund Companies
14 Dec 2018 G.N. 9206/2018 Notice under ss.169 and 399 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
14 Dec 2018 G.N. 9207/2018 Notice under s.399 of SFO publishing revised Code on Unit Trusts and Mutual Funds set out in Section II of the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
14 Dec 2018 G.N. 9208/2018 Notice under s.399 of SFO publishing revised Code on Investment-Linked Assurance Schemes set out in Section III of the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
14 Dec 2018 G.N. 9209/2018 Notice under s.399 of SFO publishing revised SFC Code on MPF Products
14 Dec 2018 G.N. 9210/2018 Notice under s.399 of SFO publishing revised Code on Pooled Retirement Funds
14 Dec 2018 G.N. 9211/2018 Notice under s.402 of SFO specifying forms to be used for the purpose of submission to the Commission
14 Dec 2018 G.N. 9212/2018 Notice under rule 3(1) of Securities and Futures (OTC Derivative Transactions - Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules regarding designation of financial services providers and under rule 3(3) of Securities and Futures (OTC Derivative Transactions - Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules revoking designation of financial services providers
26 Oct 2018 G.N. 8098/2018 Notice of Appointment of Members of Process Review Panel for the Securities and Futures Commission
19 Oct 2018 G.N. 7784/2018 Notice under s.399(1) of SFO and s.7(1) of Anti-Money Laundering and Counter-Terrorist Financing Ordinance publishing revised Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations), and under s.399(1) of SFO publishing revised Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities
12 Oct 2018 G.N. 7520/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
12 Oct 2018 G.N. 7521/2018 Notice under s.98(5) of SFO withdrawing authorization of ATS provider
5 Oct 2018 G.N. 7364/2018 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
28 Sep 2018 G.N. 7174/2018 Restriction Notice against Get Nice Securities Limited under s.204 of SFO together with Statement of Reasons
28 Sep 2018 G.N. 7175/2018 Restriction Notice against Zhongtai International Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
28 Sep 2018 G.N. 7176/2018 Restriction Notice against Kingston Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
28 Sep 2018 G.N. 7177/2018 Restriction Notice against Satinu Markets Limited under s.204 and s.205 of SFO together with Statement of Reasons
28 Sep 2018 G.N. 7178/2018 Restriction Notice against HSBC Broking Securities (Asia) Limited under s.204 and s.205 of SFO together with Statement of Reasons
7 Sep 2018 G.N. 6594/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
10 Aug 2018 G.N. 5968/2018 Notice under s.199(1) of SFO publishing the revised SFC Disciplinary Fining Guidelines
27 Jul 2018 G.N. 5658/2018 Notice under s.112ZR of SFO publishing the Code on Open-Ended Fund Companies
27 Jul 2018 G.N. 5659/2018 Notice under s.402 of SFO specifying forms to be used for the purpose of submission to the Commission
20 Jul 2018 G.N. 5365/2018 Notice under s.23(1) of Anti-Money Laundering and Counter-Terrorist Financing Ordinance publishing amendments to the SFC Disciplinary Fining Guidelines for the Ordinance
20 Jul 2018 G.N. 5367/2018 Notice under s.186(5) and s.378(6) of SFO publishing the names of overseas authorities
20 Jul 2018 G.N. 5409/2018 Notice under rule 21 of Securities and Futures (Open-ended Fund Companies) Rules and s.32 of Interpretation and General Clauses Ordinance specifying forms for use for the purposes of SFO and Securities and Futures (Open-ended Fund Companies) Rules
20 Jul 2018 G.N. 5410/2018 Notice under s.2A of Companies (Winding Up and Miscellaneous Provisions) Ordinance specifying forms for use for the purposes of the Ordinance
13 Jul 2018 G.N. 5179/2018 Notice under s.251(3) of SFO regarding appointment of chairmen of the Market Misconduct Tribunal
13 Jul 2018 G.N. 5180/2018 Notice under s.216(3) of SFO regarding appointment of chairmen of the Securities and Futures Appeals Tribunal
13 Jul 2018 G.N. 5196/2018 Notice under s.399(1) of SFO publishing the revised Codes on Takeovers and Mergers and Share Buy-backs
13 Jul 2018 G.N. 5197/2018 Notice under s.402(1)&(2) of SFO specifying revised forms to be used for the purpose of submitting dealing disclosures to the Executive Director of the Corporate Finance Division of the Commission
29 Jun 2018 G.N. 4861/2018 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
29 Jun 2018 G.N. 4862/2018 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
29 Jun 2018 G.N. 4863/2018 Notice under s.88(4) of SFO publishing the audited financial statements of Investor Compensation Company Limited
29 Jun 2018 G.N. 4864/2018 Notice under s.240(9b) of SFO publishing audited financial statements of Investor Compensation Fund
25 May 2018 G.N. 3770/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
25 May 2018 G.N. 3771/2018 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
27 Apr 2018 G.N. 2800/2018 Notice of Appointment of Members of Process Review Panel for the Securities and Futures Commission
27 Apr 2018 G.N. 2811/2018 Notice under s.399(1) of SFO publishing changes to the Codes on Takeovers and Mergers and Share Buy-backs
13 Apr 2018 G.N. 2535/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
13 Apr 2018 G.N. 2536/2018 Notice under s.98(5) of SFO withdrawing authorization of ATS provider
6 Apr 2018 G.N. 2403/2018 Notice under s.399 of SFO publishing Guidelines on Online Distribution and Advisory Platforms
23 Mar 2018 G.N. 2085/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
9 Mar 2018 G.N. 1516/2018 Restriction Notice against Interactive Brokers Hong Kong Limited under s.204 and s.205 of SFO together with Statement of Reasons
2 Mar 2018 G.N. 1398/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
2 Mar 2018 G.N. 1399/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
23 Feb 2018 G.N. 1227/2018 Notice under s.399(1) of SFO and s.7(1) of Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance publishing revised Guideline on Anti-Money Laundering and Counter-Terrorist Financing, and under s.399(1) of SFO publishing revised Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities
23 Feb 2018 G.N. 1228/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
12 Jan 2018 G.N. 164/2018 Notice under s.95(3) of SFO regarding authorization of ATS provider
29 Dec 2017 G.N. 9941/2017 Notice under s.186(5) and s.378(6) of SFO publishing the names of overseas authorities
17 Nov 2017 G.N. 8415/2017 Notice under s.95(3) of SFO regarding authorization of ATS provider
17 Nov 2017 G.N. 8416/2017 Notice under s.98(5) of SFO withdrawing authorization of ATS provider
17 Nov 2017 G.N. 8417/2017 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
17 Nov 2017 G.N. 8418/2017 Notice under s.399 of SFO publishing the Fund Manager Code of Conduct
3 Nov 2017 G.N. 8054/2017 Notice under s.95(3) of SFO regarding authorization of ATS provider
3 Nov 2017 G.N. 8055/2017 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
3 Nov 2017 G.N. 8056/2017 Notice under s.399(1) of SFO publishing guidelines for reducing and mitigating hacking risks associated with internet trading
29 Sep 2017 G.N. 7211/2017 Notice under s.251(3) of SFO regarding appointment of chairman of the Market Misconduct Tribunal
29 Sep 2017 G.N. 7212/2017 Notice under s.216(3) of SFO regarding appointment of chairman of the Securities and Futures Appeals Tribunal
1 Sep 2017 G.N. 6405/2017 Restriction Notice against Caitong International Securities Co., Ltd under s.204 and s.205 of SFO together with Statement of Reasons
1 Sep 2017 G.N. 6406/2017 Restriction Notice against Caitong International Securities Co., Ltd under s.204 and s.205 of SFO together with Statement of Reasons
1 Sep 2017 G.N. 6407/2017 Restriction Notice against Pacific Foundation Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
1 Sep 2017 G.N. 6408/2017 Restriction Notice against Yuanta Securities (Hong Kong) Company Limited under s.204 and s.205 of SFO together with Statement of Reasons
4 Aug 2017 G.N. 5536/2017 Notice under s.186(5) and s.378(6) of SFO publishing the name of overseas authority
14 Jul 2017 G.N. 4807/2017 Restriction Notice against W. Falcon Asset Management (Asia) Limited under s.204 and s.205 of SFO
7 Jul 2017 G.N. 4600/2017 Notice under s.95(3) of SFO regarding authorization of ATS provider
30 Jun 2017 G.N. 4340/2017 Notice under s.88(4) of SFO publishing the Audited Financial Statements of Investor Compensation Company Limited
30 Jun 2017 G.N. 4341/2017 Notice under s.101J(9) of SFO regarding designation of central counterparty for purposes of Part IIIA of SFO
30 Jun 2017 G.N. 4342/2017 Notice under s.240(9b) of SFO publishing audited financial statements of Investor Compensation Fund
30 Jun 2017 G.N. 4343/2017 Notice under s.399(1) of SFO publishing changes to the Codes on Takeovers and Mergers and Share Buy-backs
30 Jun 2017 G.N. 4344/2017 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
30 Jun 2017 G.N. 4345/2017 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
23 Jun 2017 G.N. 4092/2017 Notice under s.95(3) of SFO regarding authorization of ATS provider
23 Jun 2017 G.N. 4093/2017 Notice under s.402 of SFO specifying forms to be used for the purpose of submission to the Commission
16 Jun 2017 G.N. 3893/2017 Notice under s.98(5) of SFO withdrawing authorization of ATS provider
16 Jun 2017 G.N. 3892/2017 Notice under s.95(3) of SFO regarding authorization of ATS provider
16 Jun 2017 G.N. 3894/2017 Restriction Notice against IDS Forex HK Limited under s.204 and s.205 of SFO
16 Jun 2017 G.N. 3895/2017 Statement of Reasons under s.209(2) of SFO in relation to IDS Forex HK Limited
9 Jun 2017 G.N. 3773/2017 Notice under s.95(3) of SFO regarding authorization of ATS provider
9 Jun 2017 G.N. 3774/2017 Notice under s.98(5) of SFO withdrawing authorization of ATS provider
5 May 2017 G.N. 2832/2017 Notice under s.324 and s.347 of SFO specifying forms for use under Part XV of SFO
31 Mar 2017 G.N. 1582/2017 Notice under s.402 of SFO specifying forms to be used for the purpose of submitting licensing applications to the Commission under Part V of SFO and the Securities and Futures (Licensing and Registration) (Information) Rules
31 Mar 2017 G.N. 1583/2017 Notice under s.402 of SFO specifying revised electronic forms to be used for the purpose of submitting licensing applications, notifications and annual returns to the Commission under Part V of SFO and the Securities and Futures (Licensing and Registration) (Information) Rules
24 Feb 2017 G.N. 911/2017 Notice under s.208(1) and Statement of Reasons under s.209(2) of SFO in relation to Kingsway Financial Services Group Limited – Re: Withdrawal of Restriction Notice
10 Feb 2017 G.N. 653/2017 Notice under s.186(5) and s.378(6) of SFO publishing the name of overseas authority
27 Jan 2017 G.N. 397/2017 Notice under s.399(1) of SFO publishing guideline to sponsors, underwriters and placing agents involved in the listing and placing of GEM stocks
27 Jan 2017 G.N. 398/2017 Notice under s.402 of SFO specifying forms to be used for the purpose of submitting licensing applications, notifications and annual returns to the Commission
20 Jan 2017 G.N. 259/2017 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
20 Jan 2017 G.N. 260/2017 Notice under s.186(5) and s.378(6) of SFO publishing the names of overseas authorities
20 Jan 2017 G.N. 261/2017 Notice under s.378(6) of SFO publishing the names of overseas authorities
13 Jan 2017 G.N. 140/2017 Notice under s.20(2)(a) of SFO approving Currency index futures contract for dealings on the Hong Kong Futures Exchange Limited
16 Dec 2016 G.N. 7108/2016 Restriction Notice against Interactive Brokers Hong Kong Limited under s.204 and s.205 of SFO
16 Dec 2016 G.N. 7109/2016 Restriction Notice against Interactive Brokers LLC under s.204 and s.205 of SFO
2 Dec 2016 G.N. 6843/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
2 Dec 2016 G.N. 6844/2016 Notice under s.402 of SFO specifying revised electronic forms to be used for the purpose of submitting licensing applications, notifications and annual returns to the Commission
18 Nov 2016 G.N. 6492/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
18 Nov 2016 G.N. 6493/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
18 Nov 2016 G.N. 6494/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
18 Nov 2016 G.N. 6495/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
4 Nov 2016 G.N. 6209/2016 Notice of Appointment of Members of Process Review Panel for the Securities and Futures Commission
30 Sep 2016 G.N. 5461/2016 Notice under s.203C(1) of SFO issuing Guideline on Exercising Power to Order a Pecuniary Penalty
23 Sep 2016 G.N. 5313/2016 Restriction Notice against BOCI Securities Limited under s.204 and s.205 of SFO
15 Sep 2016 G.N. 5196/2016 Notice under s.402(1) and s.402(2) of SFO specifying filing form to be used together with applications for rulings under s.8 of Introduction to the Codes on Takeovers and Mergers and Share Buy-backs
9 Sep 2016 G.N. 5047/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
9 Sep 2016 G.N. 5048/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
9 Sep 2016 G.N. 5049/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
9 Sep 2016 G.N. 5050/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
9 Sep 2016 G.N. 5051/2016 Notice under s.101J(9) of SFO regarding designation of central counterparty for mandatory clearing obligation
9 Sep 2016 G.N. 5052/2016 Notice under s.101J(9) of SFO regarding designation of central counterparty for mandatory clearing obligation
9 Sep 2016 G.N. 5053/2016 Notice under s.101J(9) of SFO regarding designation of central counterparty for mandatory clearing obligation
9 Sep 2016 G.N. 5054/2016 Notice under s.101J(9) of SFO regarding designation of central counterparty for mandatory clearing obligation
26 Aug 2016 G.N. 4776/2016 Notice under rule 3(1) of Securities and Futures (OTC Derivative Transactions - Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules regarding designation of financial services provider
26 Aug 2016 G.N. 4777/2016 Notice under rule 11(2) of Securities and Futures (OTC Derivative Transactions - Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules regarding designation of jurisdictions
12 Aug 2016 G.N. 4531/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
15 Jul 2016 G.N. 3912/2016 Notice under rule 2A(2) of Securities and Futures (OTC Derivative Transactions - Reporting and Record Keeping Obligations) (Amendment) Rules 2016 specifying a class or description of specified OTC derivative transactions
24 Jun 2016 G.N. 3460/2016 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
24 Jun 2016 G.N. 3461/2016 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
24 Jun 2016 G.N. 3462/2016 Notice under section 88(4) of SFO publishing the Audited Financial Statements of Investor Compensation Company Limited
24 Jun 2016 G.N. 3463/2016 Notice under s.240(9b) of SFO publishing audited financial statements of Investor Compensation Fund
17 Jun 2016 G.N. 3331/2016 Notice under s.95(3) of SFO regarding authorization of ATS provider
3 Jun 2016 G.N. 3104/2016 Restriction Notice against Kingsway Financial Services Group Limited under s.204 and s.205 of SFO together with Statement of Reasons
3 Jun 2016 G.N. 3105/2016 Restriction Notice against China Securities Holdings Limited under s.205 of SFO together with Statement of Reasons
27 May 2016 G.N. 2904/2016 Notice of Appointment of Members of Process Review Panel for the Securities and Futures Commission
27 May 2016 G.N. 2915/2016 Guidelines on the application of the CPMI-IOSCO Principles for Financial Market Infrastructures
22 Apr 2016 G.N. 2213/2016 Notice under s.95(6) and s.399(1) of SFO publishing revised Guidelines for the Regulation of Automated Trading Services
24 Mar 2016 G.N. 1630/2016 Notice under s.216(3) of SFO regarding appointment of chairman of the Securities and Futures Appeals Tribunal
24 Mar 2016 G.N. 1631/2016 Notice under s.251(3) of SFO regarding appointment of chairman of the Market Misconduct Tribunal
24 Mar 2016 G.N. 1649/2016 Notice under s.402 of SFO specifying a form - Application Form for Revised Offering Documents that Require SFC's Prior Approval in relation to Recognised Mainland Funds to be used for the purpose of submission to the Commission
6 Nov 2015 G.N. 8527/2015 Notice under s.95(3) of SFO regarding authorization of ATS provider
6 Nov 2015 G.N. 8528/2015 Notice under s.95(3) of SFO regarding authorization of ATS provider
6 Nov 2015 G.N. 8529/2015 Notice under s.98(5) of SFO withdrawing authorization of ATS provider
16 Oct 2015 G.N. 7827/2015 Notice under s.95(3) of SFO regarding authorization of ATS provider
16 Oct 2015 G.N. 7828/2015 Notice under s.95(3) of SFO regarding authorization of ATS provider
16 Oct 2015 G.N. 7829/2015 Notice under s.402 of SFO specifying Application Form - Application for Authorization of Mandatory Provident Fund Products or Pooled Retirement Funds under Part IV of the Securities and Futures Ordinance to be used for the purpose of submission to the Commission
28 Aug 2015 G.N. 6439/2015 Notice under s.95(3) of SFO regarding authorization of ATS provider
14 Aug 2015 G.N. 6040/2015 Notice under s.251(3) of SFO regarding appointment of chairman of the Market Misconduct Tribunal
14 Aug 2015 G.N. 6041/2015 Notice under s.216(3) of SFO regarding appointment of chairman of the Securities and Futures Appeals Tribunal
24 Jul 2015 G.N. 5318/2015 Notice under s.95(3) regarding authorization of ATS provider
17 Jul 2015 G.N. 5169/2015 Notice under s.98(5) of SFO withdrawing authorization of ATS provider
10 Jul 2015 G.N. 4905/2015 Notice under rule 26(3) of Securities and Futures (OTC Derivative Transactions - Reporting and Record Keeping Obligations) Rules designating jurisdictions for the purposes of rule 26(1)(a)(ii) of the Reporting Rules
10 Jul 2015 G.N. 4906/2015 Notice specifying currencies for the purpose of definition of "specified currency" as set out in s.1 of Part 1 of Schedule 1 to the Securities and Futures (OTC Derivative Transactions - Reporting and Record Keeping Obligations) Rules
10 Jul 2015 G.N. 4907/2015 Notice specifying floating interest rate indexes for the purpose of definition of "specified floating interest rate index" as set out in s.1 of Part 1 of Schedule 1 to the Securities and Futures (OTC Derivative Transactions - Reporting and Record Keeping Obligations) Rules
26 Jun 2015 G.N. 4485/2015 Notice under section 88(4) of SFO publishing the Audited Financial Statements of Investor Compensation Company Limited
26 Jun 2015 G.N. 4486/2015 Notice under s.240(9b) of SFO publishing audited financial statements of Investor Compensation Fund
26 Jun 2015 G.N. 4487/2015 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
26 Jun 2015 G.N. 4488/2015 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
19 Jun 2015 G.N. 4321/2015 Notice under s.95(3) regarding authorization of ATS provider
19 Jun 2015 G.N. 4322/2015 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
29 May 2015 G.N. 3660/2015 Notice under s.169(1) of SFO publishing amendments to the Codes of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
29 May 2015 G.N. 3661/2015 Notice under s.186(5) and s.378(6) of SFO publishing the names of overseas regulators
27 Mar 2015 G.N. 2447/2015 Notice under s.399(1) of SFO and s.7(1) of Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance publishing amendments to Guideline on Anti-Money Laundering and Counter-Terrorist Financing
6 Mar 2015 G.N. 1979/2015 Notice of Appointment of Member of Process Review Panel for the Securities and Futures Commission
30 Jan 2015 G.N. 1212/2015 Notice under s.399 of SFO publishing amendments to the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
9 Jan 2015 G.N. 209/2015 Restriction Notice against Goodcape Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
21 Nov 2014 G.N. 6598/2014 Notice under s.216(3) of SFO regarding appointment of chairmen of the Securities and Futures Appeals Tribunal
21 Nov 2014 G.N. 6599/2014 Notice under s.251(3) of SFO regarding appointment of chairmen of the Market Misconduct Tribunal
7 Nov 2014 G.N. 6378/2014 Notice of Appointment of Members of Process Review Panel for the Securities and Futures Commission
31 Oct 2014 G.N. 6186/2014 Notice under s.20(2)(a) of SFO approving Coal Futures Contract for dealings on Hong Kong Futures Exchange Limited
31 Oct 2014 G.N. 6187/2014 Notice under s.95(3) regarding authorization of ATS provider
31 Oct 2014 G.N. 6188/2014 Notice under s.95(3) regarding authorization of ATS provider
31 Oct 2014 G.N. 6189/2014 Notice under s.95(3) regarding authorization of ATS provider
31 Oct 2014 G.N. 6190/2014 Notice under s.95(3) regarding authorization of ATS provider
29 Aug 2014 G.N. 4936/2014 Notice under s.309(1) of SFO publishing revised Guidelines for the Exemption of Listed Corporations from Part XV of the Securities and Futures Ordinance (Disclosure of Interests)
29 Aug 2014 G.N. 4937/2014 Notice under s.399 of SFO publishing new version of the Code on Real Estate Investment Trusts
29 Aug 2014 G.N. 4938/2014 Notice under s.399 of SFO publishing amendments to the SFC Code on MPF Products
29 Aug 2014 G.N. 4939/2014 Notice under s.402 of SFO specifying application form to be submitted regarding Revised Offering Documents that Incorporate Changes Falling within 8.2 of the SFC Code on MPF Products that Require SFC's Prior Approval
27 Jun 2014 G.N. 3654/2014 Notice under section 88(4) of SFO publishing the Audited Financial Statements of Investor Compensation Company Limited
27 Jun 2014 G.N. 3655/2014 Notice under s.240(9b) of SFO publishing audited financial statements of Investor Compensation Fund
27 Jun 2014 G.N. 3656/2014 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
27 Jun 2014 G.N. 3657/2014 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
30 May 2014 G.N. 3068/2014 Notice under s.402(1) & (2) of SFO specifying forms for submitting dealing disclosures to the Executive Director of the Corporate Finance Division
16 May 2014 G.N. 2791/2014 Notice under s.98(5) withdrawing authorization of ATS provider
17 Apr 2014 G.N. 2240/2014 Notice under s.98(5) withdrawing authorization of ATS provider
14 Mar 2014 G.N. 1492/2014 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
28 Feb 2014 G.N. (S.) 7/2014 Notice under s.399(1) publishing revised Codes on Takeovers and Mergers and Share Buy-backs (formerly named 'The Codes on Takeovers and Mergers and Share Repurchases')
28 Feb 2014 G.N. 1179/2014 Notice under s.95(3) regarding authorization of ATS provider
28 Feb 2014 G.N. 1180/2014 Notice under s.399(1) of SFO publishing revised Codes on Takeovers and Mergers and Share Buy-backs in Gazette Supplement No.4
21 Feb 2014 G.N. 973/2014 Notice under s.402 of SFO specifying various forms to supersede all previous versions for submitting licensing applications and notifications
21 Feb 2014 G.N. 974/2014 Notice under s.402 of SFO specifying revised electronic forms published on SFC Online Portal to be used for submitting licensing applications, notifications and annual returns
7 Feb 2014 G.N. 704/2014 Notice under s.186(5) of SFO publishing the name of overseas regulator
7 Feb 2014 G.N. 705/2014 Notice under s.186(5) and s.378(6) of SFO publishing the names of overseas regulators
27 Dec 2013 G.N. 7681/2013 Notice under s.402 specifying certain forms to be used for the purpose of submission to the Commission:-
1. Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products;
2. Real Estate Investment Trusts; and
3. Revised Offering Documents that Incorporate Changes Falling within 7.1 of the Code on Investment-Linked Assurance Schemes (ILAS Code)
29 Nov 2013 G.N. 7061/2013 Notice under section 37(4) regarding recognition of clearing house
29 Nov 2013 G.N. 7062/2013 Notice under section 169(1) of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
29 Nov 2013 G.N. 7063/2013 Notice under section 399(1) of SFO publishing amendments to the Fund Manager Code of Conduct
29 Nov 2013 G.N. 7064/2013 Notice under section 399(1) of SFO publishing Guidance Note on Internet Regulation to be repealed
8 Nov 2013 G.N. 6618/2013 Notice under section 95(3) regarding authorization of ATS provider
4 Oct 2013 G.N. 5887/2013 Notice under section 95(3) regarding authorization of ATS provider
27 Sep 2013 G.N. 5720/2013 Notice under s.402 specifying revised electronic forms published on SFC Online Portal to be used for submitting licensing applications, notifications and annual returns
30 Aug 2013 G.N. 5045/2013 Notice under s.402 specifying certain licensing forms to be submitted under Part V of SFO
30 Aug 2013 G.N. 5044/2013 Notice under s.98(5) withdrawing authorization of ATS provider
30 Aug 2013 G.N. 5043/2013 Notice under s.98(5) withdrawing authorization of ATS provider
30 Aug 2013 G.N. 5042/2013 Notice under s.98(5) withdrawing authorization of ATS provider
9 Aug 2013 G.N. 4592/2013 Guidelines on the application of the CPSS-IOSCO Principles for Financial Market Infrastructures
26 Jul 2013 G.N. 4264/2013 Notice under s.399(1) publishing amendments to the Additional Fit and Proper Guidelines for Corporations and Authorized Financial Institutions applying or continuing to act as Sponsors and Compliance Advisers
26 Jul 2013 G.N. 4263/2013 Notice under s.169(1) publishing amendments to the Corporate Finance Adviser Code of Conduct
26 Jul 2013 G.N. 4262/2013 Notice under s.169(1) publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the SFC
12 Jul 2013 G.N. 3972/2013 Notice under s.378(6) publishing overseas companies inspectors
12 Jul 2013 G.N. 3971/2013 Notice under s.186(5) and s.378(6) publishing overseas regulators
5 Jul 2013 G.N. 3830/2013 Notice under s.208(1) re: Salisbury Securities Limited – varying restriction notice dated 18 March 2013
28 Jun 2013 G.N. 3640/2013 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
28 Jun 2013 G.N. 3639/2013 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of the repealed CTO
28 Jun 2013 G.N. 3638/2013 Notice under s.240(9b) publishing audited financial statements of IC Fund
28 Jun 2013 G.N. 3637/2013 Notice under s.88(4) publishing audited financial statements of ICC Ltd.
24 May 2013 G.N. 2872/2013 Notice under s.98(5) withdrawing authorization of ATS provider
12 Apr 2013 G.N. 1938/2013 Notice under s.402 specifying forms for claim for compensation
12 Apr 2013 G.N. 1937/2013 Notice under s.402 specifying the forms to be submitted under s.156 of SFO and s.3 of Securities and Futures (Accounts and Audit) Rules Cap.571P
12 Apr 2013 G.N. 1936/2013 Notice under s.402 specifying certain application forms to be submitted regarding :-
1. Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products;
2. Revised Offering Documents;
3. Real Estate Investment Trusts;
4. MPF Products or Pooled Retirement Funds
12 Apr 2013 G.N. 1935/2013 Notice under s.402 specifying certain licensing forms to be submitted under Part V of SFO
12 Apr 2013 G.N. 1934/2013 Notice under s.399 publishing handbook, codes and guidelines regarding :-
1. Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products;
2. Real Estate Investment Trusts;
3. MPF Products;
4. Pooled Retirement Funds;
5. Advertising Guidelines Applicable to Collective Investment Schemes Authorized under the Product Codes;
6. CIS Internet
12 Apr 2013 G.N. (S.) 10/2013 Notice under s.399 of SFO publishing handbook, codes and guidelines regarding:
1. SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products;
2. Code on Real Estate Investment Trusts;
3. SFC Code on MPF Products;
4. Code on Pooled Retirement Funds;
5. Advertising Guidelines Applicable to Collective Investment Schemes Authorized under the Product Codes;
6. CIS Internet Guidance Note (Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet)
12 Apr 2013 G.N. (S.) 11/2013 Notice under s.402 of SFO specifying certain forms to be used for the purpose of submission to the Commission:-
1. Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products;
2. Revised Offering Documents that Incorporate Changes Falling within 11.1 of the Code on Unit Trusts and Mutual Funds
3. Real Estate Investment Trusts; and
4. Application for Authorization of Mandatory Provident Fund Products or Pooled Retirement Funds under Part IV of SFO
12 Apr 2013 G.N. 2035/2013 SFO - Corrigendum
28 Mar 2013 G.N. 1676/2013 Restriction Notice against Salisbury Securities Limited under s.204 and s.205 of SFO
28 Dec 2012 G.N. 8256/2012 Notice under section 95(3) regarding authorization of ATS providers
14 Dec 2012 G.N. 7953/2012 Notice under section 95(3) regarding authorization of ATS providers
30 Nov 2012 G.N. 7662/2012 Notice under s.208(1) and Statement of Reasons under s.209(2) in relation to MF Global Hong Kong Limited – Re: Appointment of Administrators and Variation of Restriction Notice
9 Nov 2012 G.N. 7205/2012 Notice of Appointment of Members of Process Review Panel for the Securities and Futures Commission
7 Sep 2012 G.N. 5930/2012 Notice under section 402 specifying the forms to be submitted under sections 104, 104A and 105 of SFO
3 Aug 2012 G.N. 5187/2012 Notice under section 402 specifying the forms to be submitted under s.156 of the SFO, s.3 of the Securities and Futures (Accounts and Audit) Rules and s.56 of the Securities and Futures (Financial Resources) Rules
3 Aug 2012 G.N. 5186/2012 Notice under section 402 specifying certain licensing forms for the purpose of submitting licensing applications and notifications to the Commission under Part V of the Ordinance
13 Jul 2012 G.N. 4725/2012 Notice under s.399(1) of SFO and s.7(1) of the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance publishing amendments to the Guideline on Anti-Money Laundering and Counter-Terrorist Financing
29 Jun 2012 G.N. 4427/2012 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1)&(1A) of the repealed SO
29 Jun 2012 G.N. 4426/2012 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of the repealed CTO
29 Jun 2012 G.N. 4425/2012 Notice under s.240(9b) publishing Audited Financial Statements of IC Fund
29 Jun 2012 G.N. 4424/2012 Notice under s.88(4) publishing Audited Financial Statements of ICC Ltd.
29 Jun 2012 G.N. 4415/2012 Notice under s.23(1) of Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance publishing SFC Disciplinary Fining Guidelines
15 Jun 2012 G.N. 4021/2012 Notice under s.20(2)(a) approving any Currency futures contract for dealing on Hong Kong Futures Exchanges Limited
8 Jun 2012 G.N. 3837/2012 Notice under section 399(1) of SFO publishing Guidelines on Disclosure of Inside Information
8 Jun 2012 G.N. 3836/2012 Notice under section 186(5) and section 378(6) of SFO publishing overseas regulators
1 Jun 2012 G.N. 3691/2012 Notice under section 402 of SFO specifying the form of notification to be submitted under rules 4(2) or 4(4) of Cap. 571AJ
1 Jun 2012 G.N. 3690/2012 Notice under section 399(1) of SFO publishing Guidance Note on Short Position Reporting (Guidance Note)
1 Jun 2012 G.N. 3689/2012 Notice under section 169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the SFC
11 May 2012 G.N. 3196/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 May 2012 G.N. 3195/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 May 2012 G.N. 3194/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 May 2012 G.N. 3193/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 May 2012 G.N. 2982/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 May 2012 G.N. 2981/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 May 2012 G.N. 2980/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 May 2012 G.N. 2979/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 May 2012 G.N. 2978/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 May 2012 G.N. 2977/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 Apr 2012 G.N. 2770/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 Apr 2012 G.N. 2769/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 Apr 2012 G.N. 2768/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 Apr 2012 G.N. 2767/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 Apr 2012 G.N. 2766/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
20 Apr 2012 G.N. 2550/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
20 Apr 2012 G.N. 2549/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
20 Apr 2012 G.N. 2537/2012 Notice under s.216(3) of SFO regarding appointment of chairman of the Securities and Futures Appeals Tribunal
20 Apr 2012 G.N. 2538/2012 Notice under s.251(3) of SFO regarding appointment of chairman of the Market Misconduct Tribunal
13 Apr 2012 G.N. 2374/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 Apr 2012 G.N. 2373/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 Apr 2012 G.N. 2372/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 Apr 2012 G.N. 2375/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Apr 2012 G.N. 2249/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Apr 2012 G.N. 2248/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Apr 2012 G.N. 2247/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Mar 2012 G.N. 2010/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Mar 2012 G.N. 2009/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Mar 2012 G.N. 2008/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Mar 2012 G.N. 2007/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
23 Mar 2012 G.N. 1782/2012 Notice under section 399(1) of SFO publishing changes to the Codes on Takeovers and Mergers and Share Repurchases
23 Mar 2012 G.N. 1781/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
23 Mar 2012 G.N. 1780/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
23 Mar 2012 G.N. 1779/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
16 Mar 2012 G.N. 1535/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
16 Mar 2012 G.N. 1534/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
16 Mar 2012 G.N. 1533/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
16 Mar 2012 G.N. 1532/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Mar 2012 G.N. 1386/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Mar 2012 G.N. 1385/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Mar 2012 G.N. 1384/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Mar 2012 G.N. 1383/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Mar 2012 G.N. 1382/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Mar 2012 G.N. 1153/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
24 Feb 2012 G.N. 952/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Feb 2012 G.N. 795/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Feb 2012 G.N. 794/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Feb 2012 G.N. 793/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Feb 2012 G.N. 792/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 662/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 661/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 660/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 659/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 658/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 657/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 656/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 655/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 654/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 653/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
10 Feb 2012 G.N. 652/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 Jan 2012 G.N. 414/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 Jan 2012 G.N. 410/2012 Notice under section 399 (1) of SFO publishing Prevention of Money Laundering and Terrorist Financing Guideline for Associated Entities
20 Jan 2012 G.N. 283/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
20 Jan 2012 G.N. 282/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 Jan 2012 G.N. 151/2012 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
13 Jan 2012 G.N. 150/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 Jan 2012 G.N. 149/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 Jan 2012 G.N. 148/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 Jan 2012 G.N. 147/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 Jan 2012 G.N. 146/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
6 Jan 2012 G.N. 37/2012 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
6 Jan 2012 G.N. 36/2012 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Dec 2011 G.N. 8511/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Dec 2011 G.N. 8510/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Dec 2011 G.N. 8509/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Dec 2011 G.N. 8508/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
23 Dec 2011 G.N. 8332/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
16 Dec 2011 G.N. 8179/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Dec 2011 G.N. 7935/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Dec 2011 G.N. 7934/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Dec 2011 G.N. 7933/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Dec 2011 G.N. 7932/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Dec 2011 G.N. 7810/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Dec 2011 G.N. 7809/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Dec 2011 G.N. 7808/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Nov 2011 G.N. 7666/2011 Notice under s.402 specifying certain licensing forms to be submitted under Part V of SFO
25 Nov 2011 G.N. 7665/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Nov 2011 G.N. 7664/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Nov 2011 G.N. 7663/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Nov 2011 G.N. 7516/2011 Notice under s.208(1) and s.209(2) of SFO regarding appointment of Administrators and further variation of restriction notice issued under sections 204, 205 and 206 dated 1/11/2011 to MF Global Hong Kong Limited together with Statement of Reasons
18 Nov 2011 G.N. 7515/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Nov 2011 G.N. 7514/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Nov 2011 G.N. 7513/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Nov 2011 G.N. 7512/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Nov 2011 G.N. 7511/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Nov 2011 G.N. 7510/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Nov 2011 G.N. 7493/2011 Notice under s.251(3) of SFO regarding appointment of chairmen of the Market Misconduct Tribunal
18 Nov 2011 G.N. 7494/2011 Notice under s.216(3) of SFO regarding appointment of chairmen of the Securities and Futures Appeals Tribunal
18 Nov 2011 G.N. 7495/2011 Notice under s.216(3) of SFO regarding appointment of chairman of the Securities and Futures Appeals Tribunal
11 Nov 2011 G.N. 7340/2011 Notice under s.208(1) and s.209(2) of SFO regarding appointment of Administrators and further variation of restriction notice issued under sections 204, 205 and 206 dated 1/11/2011 to MF Global Hong Kong Limited together with Statement of Reasons
11 Nov 2011 G.N. 7339/2011 Restriction Notice under sections 204, 205 and 206 of SFO against MF Global Hong Kong Limited together with Statement of Reasons
11 Nov 2011 G.N. 7338/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Nov 2011 G.N. 7337/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Nov 2011 G.N. 7336/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Nov 2011 G.N. 7335/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Nov 2011 G.N. 7334/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Nov 2011 G.N. 7333/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Nov 2011 G.N. 7332/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Nov 2011 G.N. 7155/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Nov 2011 G.N. 7154/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Nov 2011 G.N. 7153/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Nov 2011 G.N. 7152/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Nov 2011 G.N. 7151/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Nov 2011 G.N. 7150/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Nov 2011 G.N. 7149/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Oct 2011 G.N. 6973/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Oct 2011 G.N. 6972/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Oct 2011 G.N. 6971/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Oct 2011 G.N. 6970/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Oct 2011 G.N. 6969/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Oct 2011 G.N. 6968/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Oct 2011 G.N. 6967/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Oct 2011 G.N. 6966/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
21 Oct 2011 G.N. 6816/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
14 Oct 2011 G.N. 6657/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
14 Oct 2011 G.N. 6656/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
14 Oct 2011 G.N. 6655/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
14 Oct 2011 G.N. 6654/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
14 Oct 2011 G.N. 6653/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
7 Oct 2011 G.N. 6508/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
7 Oct 2011 G.N. 6507/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Sep 2011 G.N. 6306/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
30 Sep 2011 G.N. 6305/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
23 Sep 2011 G.N. 6153/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
23 Sep 2011 G.N. 6152/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
23 Sep 2011 G.N. 6151/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
23 Sep 2011 G.N. 6150/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
16 Sep 2011 G.N. 6022/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
16 Sep 2011 G.N. 6021/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
16 Sep 2011 G.N. 6020/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Sep 2011 G.N. 5871/2011 Notice under section 169 of SFO publishing amendments to the Corporate Finance Adviser Code of Conduct
9 Sep 2011 G.N. 5870/2011 Notice under s.169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the SFC
9 Sep 2011 G.N. 5869/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Sep 2011 G.N. 5868/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Sep 2011 G.N. 5867/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Sep 2011 G.N. 5866/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Sep 2011 G.N. 5865/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Sep 2011 G.N. 5864/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
9 Sep 2011 G.N. 5863/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Sep 2011 G.N. 5716/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Sep 2011 G.N. 5715/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Sep 2011 G.N. 5714/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Sep 2011 G.N. 5697/2011 Notice under s.9 of Schedule 9 of SFO appointing the Honourable Mr. Justice Lunn, Judge of the Court of First Instance, to continue acting as chairman of Market Misconduct Tribunal
26 Aug 2011 G.N. 5535/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
19 Aug 2011 G.N. 5391/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
19 Aug 2011 G.N. 5390/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
12 Aug 2011 G.N. 5223/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
12 Aug 2011 G.N. 5222/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Aug 2011 G.N. 5083/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Aug 2011 G.N. 5082/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Aug 2011 G.N. 5081/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Aug 2011 G.N. 5080/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Aug 2011 G.N. 5079/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
5 Aug 2011 G.N. 5078/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Jul 2011 G.N. 4896/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Jul 2011 G.N. 4895/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Jul 2011 G.N. 4894/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Jul 2011 G.N. 4893/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Jul 2011 G.N. 4892/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Jul 2011 G.N. 4891/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
15 Jul 2011 G.N. 4427/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
15 Jul 2011 G.N. 4426/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
15 Jul 2011 G.N. 4425/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
15 Jul 2011 G.N. 4424/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
15 Jul 2011 G.N. 4428/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4262/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4261/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4260/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4259/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4258/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4257/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4256/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4255/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Jul 2011 G.N. 4254/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
24 Jun 2011 G.N. 3976/2011 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
24 Jun 2011 G.N. 3975/2011 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
24 Jun 2011 G.N. 3974/2011 Notice under s.240(9b) publishing audited financial statements of IC Fund
24 Jun 2011 G.N. 3973/2011 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
24 Jun 2011 G.N. 3972/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
24 Jun 2011 G.N. 3971/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
24 Jun 2011 G.N. 3970/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
24 Jun 2011 G.N. 3969/2011 Notice under s.88(4) publishing audited financial statements of ICC Ltd.
17 Jun 2011 G.N. 3829/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Jun 2011 G.N. 3828/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Jun 2011 G.N. 3827/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Jun 2011 G.N. 3826/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Jun 2011 G.N. 3825/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
17 Jun 2011 G.N. 3824/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
3 Jun 2011 G.N. 3474/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
3 Jun 2011 G.N. 3473/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 May 2011 G.N. 3256/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 May 2011 G.N. 3255/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 May 2011 G.N. 3254/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 May 2011 G.N. 3253/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
27 May 2011 G.N. 3252/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
20 May 2011 G.N. 3048/2011 Notice under s.186(5) and s.378(6) publishing overseas authorities
20 May 2011 G.N. 3047/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
20 May 2011 G.N. 3046/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 May 2011 G.N. 2847/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 May 2011 G.N. 2846/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 May 2011 G.N. 2845/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 May 2011 G.N. 2844/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
13 May 2011 G.N. 2843/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
6 May 2011 G.N. 2696/2011 Notice under s.95(3) regarding authorization of ATS providers
29 Apr 2011 G.N. 2550/2011 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
29 Apr 2011 G.N. 2549/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Apr 2011 G.N. 2548/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Apr 2011 G.N. 2547/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Apr 2011 G.N. 2546/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Apr 2011 G.N. 2545/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Apr 2011 G.N. 2544/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
29 Apr 2011 G.N. 2543/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
21 Apr 2011 G.N. 2425/2011 Notice under section 402 of SFO specifying the forms to be submitted under sections 116, 117, 119-122, 124, 126, 127, 130, 132, 134, 155 and 156 of SFO and section 56 of Cap.571N and section 3 of Cap.571P
21 Apr 2011 G.N. 2424/2011 Notice under s.169 publishing the Code of Conduct for Persons Providing Credit Rating Services
15 Apr 2011 G.N. 2294/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
15 Apr 2011 G.N. 2293/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
15 Apr 2011 G.N. 2292/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Apr 2011 G.N. 2163/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
8 Apr 2011 G.N. 2162/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
1 Apr 2011 G.N. 2022/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
1 Apr 2011 G.N. 2021/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
1 Apr 2011 G.N. 2020/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
1 Apr 2011 G.N. 2019/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1841/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1840/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1839/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1838/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1837/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1836/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1835/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1834/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1833/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1832/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1831/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Mar 2011 G.N. 1830/2011 Notice under s.95(3) regarding authorization of ATS providers
18 Mar 2011 G.N. 1677/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1676/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1675/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1674/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1673/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1672/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1671/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1670/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1669/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1668/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1667/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Mar 2011 G.N. 1666/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Mar 2011 G.N. 1521/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Mar 2011 G.N. 1520/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Mar 2011 G.N. 1519/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Mar 2011 G.N. 1518/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Mar 2011 G.N. 1517/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Mar 2011 G.N. 1516/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Mar 2011 G.N. 1382/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Mar 2011 G.N. 1383/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
4 Mar 2011 G.N. 1384/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Feb 2011 G.N. 1201/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Feb 2011 G.N. 1200/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Feb 2011 G.N. 1199/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
25 Feb 2011 G.N. 1198/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
18 Feb 2011 G.N. 1061/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Feb 2011 G.N. 927/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Feb 2011 G.N. 926/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Feb 2011 G.N. 925/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Feb 2011 G.N. 924/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Feb 2011 G.N. 923/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
11 Feb 2011 G.N. 922/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
2 Feb 2011 G.N. 883/2011 SFO - Corrigendum
28 Jan 2011 G.N. 629/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
28 Jan 2011 G.N. 628/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
21 Jan 2011 G.N. 442/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
21 Jan 2011 G.N. 441/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
21 Jan 2011 G.N. 440/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
14 Jan 2011 G.N. 258/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
14 Jan 2011 G.N. 257/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
14 Jan 2011 G.N. 256/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
7 Jan 2011 G.N. 29/2011 Notice issued under section 134(6)(a) of SFO granting Modification under section 134(1)
24 Dec 2010 G.N. 8153/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Dec 2010 G.N. 8152/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Dec 2010 G.N. 8151/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Dec 2010 G.N. 8150/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Dec 2010 G.N. 8149/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Dec 2010 G.N. 8148/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Dec 2010 G.N. 7973/2010 Notice issued under section 134(6)(c) of SFO revoking Modification under section 134(5)(b)
17 Dec 2010 G.N. 7972/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Dec 2010 G.N. 7971/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Dec 2010 G.N. 7970/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Dec 2010 G.N. 7969/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Dec 2010 G.N. 7679/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Dec 2010 G.N. 7678/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Dec 2010 G.N. 7677/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Dec 2010 G.N. 7676/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Dec 2010 G.N. 7675/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Dec 2010 G.N. 7674/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Dec 2010 G.N. 7528/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2010 G.N. 7310/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2010 G.N. 7309/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2010 G.N. 7308/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2010 G.N. 7307/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2010 G.N. 7306/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2010 G.N. 7305/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Nov 2010 G.N. 7150/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Nov 2010 G.N. 7149/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Nov 2010 G.N. 7148/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Nov 2010 G.N. 7147/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Nov 2010 G.N. 7146/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Nov 2010 G.N. 7035/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Nov 2010 G.N. 7034/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Nov 2010 G.N. 7033/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Nov 2010 G.N. 7032/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Nov 2010 G.N. 7031/2010 Notice under section 95(3) of SFO regarding Authorization of Automatic Trading Services ("ATS") Providers
5 Nov 2010 G.N. 6883/2010 Notice of Appointment of Members of Process Review Panel for the Securities and Futures Commission
5 Nov 2010 G.N. 6896/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Nov 2010 G.N. 6895/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Nov 2010 G.N. 6884/2010 Notice of Appointment of Member of Process Review Panel for the Securities and Futures Commission
29 Oct 2010 G.N. 6763/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Oct 2010 G.N. 6762/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Oct 2010 G.N. 6761/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Oct 2010 G.N. 6612/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Oct 2010 G.N. 6611/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Oct 2010 G.N. 6610/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Oct 2010 G.N. 6322/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Oct 2010 G.N. 6321/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Oct 2010 G.N. 6320/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Oct 2010 G.N. 6319/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Sep 2010 G.N. 6001/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Sep 2010 G.N. 6000/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Sep 2010 G.N. 5999/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Sep 2010 G.N. 5998/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Sep 2010 G.N. 5997/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Sep 2010 G.N. 5890/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Sep 2010 G.N. 5889/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Sep 2010 G.N. 5888/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Sep 2010 G.N. 5887/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Sep 2010 G.N. 5728/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Sep 2010 G.N. 5615/2010 Notice issued under section 134(6)(c) of SFO revoking Modification under section 134(5)(b)
3 Sep 2010 G.N. 5614/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Sep 2010 G.N. 5613/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Sep 2010 G.N. 5612/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Sep 2010 G.N. 5611/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Sep 2010 G.N. 5610/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Aug 2010 G.N. 5405/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Aug 2010 G.N. 5404/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Aug 2010 G.N. 5269/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Aug 2010 G.N. 5268/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Aug 2010 G.N. 5267/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Aug 2010 G.N. 5266/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Aug 2010 G.N. 5132/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Aug 2010 G.N. 5131/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Aug 2010 G.N. 4982/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Aug 2010 G.N. 4981/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Aug 2010 G.N. 4980/2010 Notice under section 95(3) of SFO regarding Authorization of Automatic Trading Services ("ATS") Providers
30 Jul 2010 G.N. 4793/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Jul 2010 G.N. 4792/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Jul 2010 G.N. 4596/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jul 2010 G.N. 4426/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jul 2010 G.N. 4425/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jul 2010 G.N. 4424/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jul 2010 G.N. 4423/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jul 2010 G.N. 4422/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jul 2010 G.N. 4065/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jul 2010 G.N. 4064/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jul 2010 G.N. 4063/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jul 2010 G.N. 4062/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jun 2010 G.N. 3686/2010 Notice under section 76(1) of Schedule 10 of SFO and section 52(9) of repealed Securities Ordinance regarding interest rate of each sum deposited under sections 52(1) and (1A) of that Ordinance
25 Jun 2010 G.N. 3685/2010 Notice under section 76(1) of Schedule 10 of SFO and section 33(8) of repealed Commodities Trading Ordinance regarding interest rate of each sum deposited under section 31 of that Ordinance
25 Jun 2010 G.N. 3684/2010 Notice under section 399(1) publishing the Replacement of Codes on Takeovers and Mergers and Share Repurchases
25 Jun 2010 G.N. 3683/2010 Notice under section 399(1) of SFO publishing the amendments of Codes on Real Estate Investment Trusts
25 Jun 2010 G.N. 3682/2010 Notice under section 399(1) of SFO publishing the Replacement of Codes on MPF Products
25 Jun 2010 G.N. 3681/2010 Notice under section 399(1) of SFO publishing the Replacement of Codes on Pooled Retirement Funds
25 Jun 2010 G.N. 3680/2010 Notice under section 399(1) of SFO publishing the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products in Special Supplement No. 4 for information
25 Jun 2010 G.N. 3679/2010 Notice under section 240(9b) publishing of SFO Audited Financial Statements of Investor Compensation Fund
25 Jun 2010 G.N. 3678/2010 Notice issued under section 134(6)(c) of SFO revoking Modification under section 134(5)(b)
25 Jun 2010 G.N. 3677/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jun 2010 G.N. 3676/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jun 2010 G.N. 3675/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jun 2010 G.N. 3674/2010 Notice under section 88(4) of SFO publishing Audited Financial Statements of Investor Compensation Company Ltd.
25 Jun 2010 G.N. (S) 30/2010 Notice under section 399(1) of SFO publishing the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
11 Jun 2010 G.N. 3332/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jun 2010 G.N. 3331/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3217/2010 Notice under section 169 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
4 Jun 2010 G.N. 3216/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3215/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3214/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3213/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3212/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3211/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3210/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3209/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3208/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3207/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jun 2010 G.N. 3206/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2010 G.N. 3012/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2010 G.N. 3011/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2010 G.N. 3010/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2010 G.N. 3009/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2010 G.N. 3008/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2010 G.N. 3007/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2010 G.N. 3006/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2010 G.N. 2661/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2010 G.N. 2660/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2010 G.N. 2659/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2010 G.N. 2658/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 May 2010 G.N. 2525/2010 Notice under section 209(6) of SFO withdrawing the prohibitions and requirements imposed on DKR Oasis (Hong Kong) LCC under Notice dated 27/04/10 pursuant sections 205 & 206 of SFO
7 May 2010 G.N. 2524/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 May 2010 G.N. 2523/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 May 2010 G.N. 2522/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 May 2010 G.N. 2521/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Apr 2010 G.N. 2360/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Apr 2010 G.N. 2359/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Apr 2010 G.N. 2358/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Apr 2010 G.N. 2357/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Apr 2010 G.N. 2356/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Apr 2010 G.N. 2355/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Apr 2010 G.N. 2227/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Apr 2010 G.N. 2226/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Apr 2010 G.N. 2087/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Apr 2010 G.N. 2086/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Apr 2010 G.N. 1974/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Apr 2010 G.N. 1973/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Apr 2010 G.N. 1972/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Apr 2010 G.N. 1971/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Apr 2010 G.N. 1970/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Apr 2010 G.N. 1969/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Apr 2010 G.N. 1968/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Mar 2010 G.N. 1669/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Mar 2010 G.N. 1668/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Mar 2010 G.N. 1521/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Mar 2010 G.N. 1520/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Mar 2010 G.N. 1519/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Mar 2010 G.N. 1377/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Mar 2010 G.N. 1376/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Mar 2010 G.N. 1375/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Mar 2010 G.N. 1374/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Mar 2010 G.N. 1221/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Mar 2010 G.N. 1220/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Mar 2010 G.N. 1219/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Mar 2010 G.N. 1218/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Feb 2010 G.N. 935/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Feb 2010 G.N. 934/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Feb 2010 G.N. 933/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Feb 2010 G.N. 932/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Feb 2010 G.N. 931/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Feb 2010 G.N. 930/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Feb 2010 G.N. 929/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Feb 2010 G.N. 928/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Feb 2010 G.N. 802/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Feb 2010 G.N. 801/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Feb 2010 G.N. 800/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Feb 2010 G.N. 799/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Feb 2010 G.N. 654/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Jan 2010 G.N. 213/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Jan 2010 G.N. 212/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jan 2010 G.N. 37/2010 Notice issued under section 134(6)(c) of SFO revoking Modification under section 134(5)(b)
8 Jan 2010 G.N. 36/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jan 2010 G.N. 35/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jan 2010 G.N. 34/2010 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Dec 2009 G.N. 8138/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Dec 2009 G.N. 8027/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Dec 2009 G.N. 8026/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Dec 2009 G.N. 7845/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Dec 2009 G.N. 7844/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Dec 2009 G.N. 7843/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Dec 2009 G.N. 7842/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Dec 2009 G.N. 7841/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Dec 2009 G.N. 7840/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Dec 2009 G.N. 7839/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Dec 2009 G.N. 7688/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Dec 2009 G.N. 7545/2009 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
4 Dec 2009 G.N. 7544/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Dec 2009 G.N. 7543/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Dec 2009 G.N. 7542/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Dec 2009 G.N. 7541/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Dec 2009 G.N. 7540/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Dec 2009 G.N. 7539/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Dec 2009 G.N. 7538/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Dec 2009 G.N. 7537/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Nov 2009 G.N. 7137/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Nov 2009 G.N. 7136/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Nov 2009 G.N. 7135/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Nov 2009 G.N. 7134/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Nov 2009 G.N. 7005/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Nov 2009 G.N. 7004/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Nov 2009 G.N. 7003/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Nov 2009 G.N. 7002/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Nov 2009 G.N. 7001/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Nov 2009 G.N. 6831/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Nov 2009 G.N. 6830/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Oct 2009 G.N. 6687/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Oct 2009 G.N. 6686/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Oct 2009 G.N. 6572/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Oct 2009 G.N. 6445/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Oct 2009 G.N. 6444/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Oct 2009 G.N. 6443/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Oct 2009 G.N. 6442/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Oct 2009 G.N. 6441/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Oct 2009 G.N. 6280/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Oct 2009 G.N. 6279/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Oct 2009 G.N. 6278/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Oct 2009 G.N. 6277/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Oct 2009 G.N. 6163/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Oct 2009 G.N. 6162/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Oct 2009 G.N. 6161/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Oct 2009 G.N. 6160/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Oct 2009 G.N. 6159/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Oct 2009 G.N. 6158/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Oct 2009 G.N. 6157/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Sep 2009 G.N. 5957/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Sep 2009 G.N. 5956/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Sep 2009 G.N. 5955/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Sep 2009 G.N. 5779/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Sep 2009 G.N. 5778/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Sep 2009 G.N. 5777/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Sep 2009 G.N. 5776/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Sep 2009 G.N. 5775/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Sep 2009 G.N. 5602/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Sep 2009 G.N. 5601/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Sep 2009 G.N. 5471/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Sep 2009 G.N. 5470/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Sep 2009 G.N. 5469/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Aug 2009 G.N. 5340/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Aug 2009 G.N. 5339/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Aug 2009 G.N. 5162/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Aug 2009 G.N. 5161/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Aug 2009 G.N. 5160/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Aug 2009 G.N. 5039/2009 Notice under section 402 of SFO specifying electronic forms to be submitted under section 138(4) of SFO and Securities and Futures (Licensing and Registration) (Information) Rules Cap.571S
14 Aug 2009 G.N. 5038/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Aug 2009 G.N. 4900/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Aug 2009 G.N. 4899/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Aug 2009 G.N. 4898/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Aug 2009 G.N. 4897/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Aug 2009 G.N. 4896/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Aug 2009 G.N. 4895/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Jul 2009 G.N. 4717/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Jul 2009 G.N. 4716/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Jul 2009 G.N. 4715/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Jul 2009 G.N. 4714/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Jul 2009 G.N. 4713/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Jul 2009 G.N. 4578/2009 Notice under s.378(6) publishing the name of overseas regulator
24 Jul 2009 G.N. 4577/2009 Notice under section 186(5) and section 378(6) of SFO publishing the names of overseas regulators
24 Jul 2009 G.N. 4576/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Jul 2009 G.N. 4575/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Jul 2009 G.N. 4574/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Jul 2009 G.N. 4573/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Jul 2009 G.N. 4572/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Jul 2009 G.N. 4420/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Jul 2009 G.N. 4419/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Jul 2009 G.N. 4418/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Jul 2009 G.N. 4417/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Jul 2009 G.N. 4416/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Jul 2009 G.N. 4415/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Jul 2009 G.N. 4186/2009 Notice under s.208(1) and s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 dated 16/09/2008 to Lehman Brothers Asset Management Asia Limited, Lehman Brothers Securities Asia Limited, Lehman Brothers Futures Asia Limited and Lehman Brothers Asia Limited together with Statement of Reasons
10 Jul 2009 G.N. 4185/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Jul 2009 G.N. 4066/2009 Notice under s.240(9b) publishing audited financial statements of Investor Compensation Fund
3 Jul 2009 G.N. 4065/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Jul 2009 G.N. 4064/2009 Notice under section 88(4) of SFO publishing Audited Financial Statements of Investor Compensation Company Ltd.
3 Jul 2009 G.N. 4063/2009 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
3 Jul 2009 G.N. 4062/2009 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
26 Jun 2009 G.N. 3878/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Jun 2009 G.N. 3877/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jun 2009 G.N. 3729/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jun 2009 G.N. 3728/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Jun 2009 G.N. 3597/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Jun 2009 G.N. 3596/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Jun 2009 G.N. 3595/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Jun 2009 G.N. 3594/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Jun 2009 G.N. 3593/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Jun 2009 G.N. 3592/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Jun 2009 G.N. 3472/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Jun 2009 G.N. 3471/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Jun 2009 G.N. 3470/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Jun 2009 G.N. 3469/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 May 2009 G.N. 3014/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 May 2009 G.N. 3013/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 May 2009 G.N. 3012/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 May 2009 G.N. 2871/2009 Notice under s.95(3) regarding authorization of ATS provider
8 May 2009 G.N. 2745/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2744/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2743/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2742/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2741/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2740/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2739/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2738/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2737/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 May 2009 G.N. 2736/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Apr 2009 G.N. 2602/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Apr 2009 G.N. 2411/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Apr 2009 G.N. 2282/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Apr 2009 G.N. 2281/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Apr 2009 G.N. 2280/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Apr 2009 G.N. 2279/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Apr 2009 G.N. 2278/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Apr 2009 G.N. 2277/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Apr 2009 G.N. 2276/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Apr 2009 G.N. 2275/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Apr 2009 G.N. 2046/2009 Notice under s.208(1) and s.209(2) of SFO regarding appointment of Provisional Liquidators and further variation of restriction notice issued under sections 204 and 205 dated 16/09/2008 to Lehman Brothers Securities Asia Limited, Lehman Brothers Futures Asia Limited and Lehman Brothers Asia Limited together with Statement of Reasons
3 Apr 2009 G.N. 2045/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Apr 2009 G.N. 2044/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Apr 2009 G.N. 2043/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Apr 2009 G.N. 2042/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Mar 2009 G.N. 1869/2009 Notice under s.208(1) and s.209(2) of SFO regarding appointment of Provisional Liquidators and variation of restriction notice issued under sections 204 and 205 dated 16/09/2008 to Lehman Brothers Securities Asia Limited, Lehman Brothers Futures Asia Limited and Lehman Brothers Asia Limited together with Statement of Reasons
27 Mar 2009 G.N. 1868/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Mar 2009 G.N. 1689/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Mar 2009 G.N. 1688/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Mar 2009 G.N. 1551/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Mar 2009 G.N. 1550/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Mar 2009 G.N. 1549/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Mar 2009 G.N. 1548/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Mar 2009 G.N. 1547/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Mar 2009 G.N. 1381/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Mar 2009 G.N. 1380/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Mar 2009 G.N. 1379/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Mar 2009 G.N. 1378/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Mar 2009 G.N. 1377/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Mar 2009 G.N. 1376/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1184/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1183/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1182/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1181/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1180/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1179/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1178/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1177/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1176/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2009 G.N. 1175/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Feb 2009 G.N. 1008/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Feb 2009 G.N. 1007/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Feb 2009 G.N. 1006/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Feb 2009 G.N. 904/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Feb 2009 G.N. 903/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Feb 2009 G.N. 902/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Feb 2009 G.N. 744/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Feb 2009 G.N. 743/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Feb 2009 G.N. 742/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Jan 2009 G.N. 441/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jan 2009 G.N. 308/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jan 2009 G.N. 307/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jan 2009 G.N. 306/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jan 2009 G.N. 141/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jan 2009 G.N. 140/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jan 2009 G.N. 139/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jan 2009 G.N. 138/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jan 2009 G.N. 37/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jan 2009 G.N. 36/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jan 2009 G.N. 35/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jan 2009 G.N. 34/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jan 2009 G.N. 33/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jan 2009 G.N. 32/2009 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8564/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8563/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8562/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8561/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8560/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8559/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8558/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8557/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8556/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8555/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2008 G.N. 8554/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Dec 2008 G.N. 8360/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Dec 2008 G.N. 8359/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Dec 2008 G.N. 8206/2008 Notice under section 186(5) and section 378(6) of SFO publishing the names of overseas regulators
5 Dec 2008 G.N. 8205/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Dec 2008 G.N. 8204/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Dec 2008 G.N. 8203/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Nov 2008 G.N. 8028/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Nov 2008 G.N. 8027/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Nov 2008 G.N. 8026/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Nov 2008 G.N. 7851/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Nov 2008 G.N. 7850/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Nov 2008 G.N. 7849/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Nov 2008 G.N. 7848/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Nov 2008 G.N. 7847/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Nov 2008 G.N. 7846/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Nov 2008 G.N. 7845/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Nov 2008 G.N. 7706/2008 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
14 Nov 2008 G.N. 7705/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Nov 2008 G.N. 7704/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Nov 2008 G.N. 7703/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Nov 2008 G.N. 7702/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Nov 2008 G.N. 7701/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Nov 2008 G.N. 7505/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Oct 2008 G.N. 7293/2008 Notice under s.399(1) publishing revised Guidelines for the Exemption of Listed Corporations from Part XV of SFO
31 Oct 2008 G.N. 7292/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Oct 2008 G.N. 7283/2008 Notice regarding re-appointment of the members of Process Review Panel for SFC
24 Oct 2008 G.N. 7153/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Oct 2008 G.N. 7152/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Oct 2008 G.N. 7048/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Oct 2008 G.N. 6921/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Oct 2008 G.N. 6920/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Oct 2008 G.N. 6725/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Oct 2008 G.N. 6724/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Oct 2008 G.N. 6723/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Oct 2008 G.N. 6722/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Sep 2008 G.N. 6584/2008 Notice under s.208(1) and s.209(2) of SFO regarding appointment of Provisional Liquidators and variation of restriction notice issued under sections 204 and 205 dated 16/09/2008 to Lehman Brothers Securities Asia Limited, Lehman Brothers Futures Asia Limited and Lehman Brothers Asia Limited together with Statement of Reasons
26 Sep 2008 G.N. 6583/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Sep 2008 G.N. 6582/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Sep 2008 G.N. 6581/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Sep 2008 G.N. 6580/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Sep 2008 G.N. 6579/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Sep 2008 G.N. 6578/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Sep 2008 G.N. 6460/2008 Restriction Notice against Lehman Brothers Asset Management Asia Limited, Lehman Brothers Securities Asia Limited, Lehman Brothers Futures Asia Limited and Lehman Brothers Asia Limited under s.204 and s.205 of SFO together with Statement of Reasons
19 Sep 2008 G.N. 6459/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Sep 2008 G.N. 6458/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Sep 2008 G.N. 6457/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6307/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6306/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6305/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6304/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6303/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6302/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6301/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6300/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6299/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Sep 2008 G.N. 6298/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Sep 2008 G.N. 6115/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Aug 2008 G.N. 5893/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Aug 2008 G.N. 5892/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Aug 2008 G.N. 5891/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Aug 2008 G.N. 5890/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Aug 2008 G.N. 5889/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Aug 2008 G.N. 5888/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Aug 2008 G.N. 5769/2008 Notice under s.58(8) of Securities and Futures (Financial Resources) Rules Cap.571N publishing directions and instructions for use of online communication system for submitting returns under s.56 of the Rules
22 Aug 2008 G.N. 5768/2008 Notice under s.402 of SFO specifying form of return to be submitted under s.56 of Securities and Futures (Financial Resources) Rules Cap.571N
22 Aug 2008 G.N. 5767/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Aug 2008 G.N. 5766/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Aug 2008 G.N. 5765/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Aug 2008 G.N. 5193/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Aug 2008 G.N. 5192/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Aug 2008 G.N. 5191/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jul 2008 G.N. 4978/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jul 2008 G.N. 4977/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jul 2008 G.N. 4976/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jul 2008 G.N. 4975/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2008 G.N. 4807/2008 Notice under s.399(1) of SFO publishing amendments to the Codes on Takeovers and Mergers and Share Repurchases
18 Jul 2008 G.N. 4806/2008 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
18 Jul 2008 G.N. 4805/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2008 G.N. 4804/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2008 G.N. 4803/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2008 G.N. 4802/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2008 G.N. 4801/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2008 G.N. 4800/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2008 G.N. 4799/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jul 2008 G.N. 4602/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jul 2008 G.N. 4601/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jul 2008 G.N. 4600/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jul 2008 G.N. 4599/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jul 2008 G.N. 4470/2008 Notice under s.399(1) of SFO publishing Advertising Guidelines Applicable to Collective Investment Schemes Authorized under the Product Codes
4 Jul 2008 G.N. 4469/2008 Notice under s.399(1) of SFO publishing amendments to SFC Code on MPF Products
4 Jul 2008 G.N. 4468/2008 Notice under s.399(1) of SFO publishing amendments to Code on Pooled Retirement Funds
4 Jul 2008 G.N. 4467/2008 Notice under s.399(1) of SFO publishing amendments to Code on Investment-Linked Assurance Schemes
4 Jul 2008 G.N. 4466/2008 Notice under s.399(1) of SFO publishing amendments to Code on Unit Trusts and Mutual Funds
4 Jul 2008 G.N. 4465/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jul 2008 G.N. 4464/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jul 2008 G.N. 4463/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jul 2008 G.N. 4462/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jul 2008 G.N. 4461/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jul 2008 G.N. 4460/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4256/2008 Notice under s.408 of SFO and Rule 6B of repealed Securities (Miscellaneous) Rules declaring interest rate of each security lodged in form of cash under s.121K of repealed SO
27 Jun 2008 G.N. 4255/2008 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
27 Jun 2008 G.N. 4254/2008 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
27 Jun 2008 G.N. 4253/2008 Notice under s.240(9b) publishing audited financial statements of Investor Compensation Fund
27 Jun 2008 G.N. 4252/2008 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
27 Jun 2008 G.N. 4251/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4250/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4249/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4248/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4247/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4246/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4245/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4244/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jun 2008 G.N. 4243/2008 Notice under section 88(4) of SFO publishing Audited Financial Statements of Investor Compensation Company Ltd.
27 Jun 2008 G.N. 4242/2008 Notice under s.20(2)(a) of SFO approving Metal Futures Contract for dealings on Hong Kong Futures Exchange Limited
20 Jun 2008 G.N. 4065/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jun 2008 G.N. 4064/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jun 2008 G.N. 3885/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jun 2008 G.N. 3884/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jun 2008 G.N. 3724/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jun 2008 G.N. 3711/2008 Notice issued under section 251(3) of SFO appointing the Honourable Mr. Justice Lunn, Judge of the Court of First Instance, as a Chairman of Market Misconduct Tribunal
30 May 2008 G.N. 3491/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 May 2008 G.N. 3490/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 May 2008 G.N. 3489/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 May 2008 G.N. 3488/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 May 2008 G.N. 3487/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 May 2008 G.N. 3486/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 May 2008 G.N. 3485/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 May 2008 G.N. 3484/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 May 2008 G.N. 3483/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 May 2008 G.N. 3304/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 May 2008 G.N. 3142/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 May 2008 G.N. 3141/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 May 2008 G.N. 2941/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 May 2008 G.N. 2839/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 May 2008 G.N. 2838/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 May 2008 G.N. 2837/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2655/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2654/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2653/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2652/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2651/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2650/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2649/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2648/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2647/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Apr 2008 G.N. 2646/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Apr 2008 G.N. 2470/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2008 G.N. 2241/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2008 G.N. 2240/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2008 G.N. 2239/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2008 G.N. 2238/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2008 G.N. 2237/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2008 G.N. 2236/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Mar 2008 G.N. 1924/2008 Notice under s.399(1) of SFO publishing Revised Introduction to the Codes on Takeovers and Mergers and Share Repurchases and Rules of Procedure in the Schedule
28 Mar 2008 G.N. 1923/2008 Notice under section 378(6) of SFO publishing the names of overseas regulators
28 Mar 2008 G.N. 1922/2008 Notice under sections 186(5) and 378(6) of SFO publishing the names of overseas regulators
28 Mar 2008 G.N. 1921/2008 Notice under section 186(5) of SFO publishing overseas regulators
28 Mar 2008 G.N. 1920/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Mar 2008 G.N. 1919/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Mar 2008 G.N. 1918/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Mar 2008 G.N. 1917/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Mar 2008 G.N. 1916/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Mar 2008 G.N. 1573/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Mar 2008 G.N. 1572/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Mar 2008 G.N. 1571/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Mar 2008 G.N. 1570/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Mar 2008 G.N. 1446/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Mar 2008 G.N. 1445/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Mar 2008 G.N. 1444/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Feb 2008 G.N. 1273/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Feb 2008 G.N. 1272/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Feb 2008 G.N. 1271/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Feb 2008 G.N. 1270/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Feb 2008 G.N. 1269/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Feb 2008 G.N. 1156/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Feb 2008 G.N. 951/ 2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Feb 2008 G.N. 613/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Feb 2008 G.N. 612/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Feb 2008 G.N. 611/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Feb 2008 G.N. 610/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Feb 2008 G.N. 609/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Feb 2008 G.N. 608/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Feb 2008 G.N. 607/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Feb 2008 G.N. 606/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jan 2008 G.N. 463/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jan 2008 G.N. 462/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jan 2008 G.N. 278/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jan 2008 G.N. 277/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jan 2008 G.N. 276/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jan 2008 G.N. 275/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jan 2008 G.N. 274/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jan 2008 G.N. 148/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jan 2008 G.N. 147/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jan 2008 G.N. 146/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jan 2008 G.N. 145/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jan 2008 G.N. 30/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jan 2008 G.N. 29/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jan 2008 G.N. 28/2008 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Dec 2007 G.N. 8351/2007 Notice under section 399(1) of SFO publishing Guidance Note on Position Limits and Large Open Position Reporting Requirements
21 Dec 2007 G.N. 8350/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Dec 2007 G.N. 8349/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Dec 2007 G.N. 8348/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Dec 2007 G.N. 8347/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Dec 2007 G.N. 8346/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Dec 2007 G.N. 8345/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Dec 2007 G.N. 8125/2007 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
14 Dec 2007 G.N. 8124/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Dec 2007 G.N. 7949/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Dec 2007 G.N. 7948/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Nov 2007 G.N. 7709/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Nov 2007 G.N. 7708/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Nov 2007 G.N. 7707/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Nov 2007 G.N. 7706/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Nov 2007 G.N. 7705/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Nov 2007 G.N. 7704/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Nov 2007 G.N. 7703/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Nov 2007 G.N. 7521/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Nov 2007 G.N. 7520/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Nov 2007 G.N. 7519/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Nov 2007 G.N. 7388/2007 Notice under s.208(1) and s.209(2) of SFO regarding appointment of Administrator and variation of restriction notice issued under sections 204 and 205 dated 09/11/2007 to Great Honest Investment Company Limited together with Statement of Reasons
16 Nov 2007 G.N. 7387/2007 Restriction Notice against Great Honest Investment Company Limited under s.204 and s.205 of SFO together with Statement of Reasons
16 Nov 2007 G.N. 7386/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Nov 2007 G.N. 7215/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Nov 2007 G.N. 7214/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Nov 2007 G.N. 7084/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Nov 2007 G.N. 7083/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Nov 2007 G.N. 7082/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Oct 2007 G.N. 6874/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Oct 2007 G.N. 6873/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Oct 2007 G.N. 6570/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Oct 2007 G.N. 6569/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Oct 2007 G.N. 6568/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Oct 2007 G.N. 6567/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Oct 2007 G.N. 6566/2007 Notice under s.95(3) regarding authorization of ATS provider
5 Oct 2007 G.N. 6427/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Oct 2007 G.N. 6426/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Oct 2007 G.N. 6425/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Sep 2007 G.N. 6270/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Sep 2007 G.N. 6119/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Sep 2007 G.N. 6118/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Sep 2007 G.N. 6117/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Sep 2007 G.N. 6116/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Sep 2007 G.N. 5938/2007 Notice under sections 208(1) and 209(2) of SFO regarding appointment of Administrators and variation of restriction notice issued under sections 204 and 205 dated 31/8/2007 to Man Lung Hong Securities Limited together with statement of reasons
14 Sep 2007 G.N. 5937/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Sep 2007 G.N. 5936/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Sep 2007 G.N. 5935/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Sep 2007 G.N. 5934/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Sep 2007 G.N. 5933/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Sep 2007 G.N. 5781/2007 Restriction Notice against Man Lung Hong Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
7 Sep 2007 G.N. 5780/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Sep 2007 G.N. 5779/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Sep 2007 G.N. 5778/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Sep 2007 G.N. 5777/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Sep 2007 G.N. 5776/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Sep 2007 G.N. 5775/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Sep 2007 G.N. 5774/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Sep 2007 G.N. 5773/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5593/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5592/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5591/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5590/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5589/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5588/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5587/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5586/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5585/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5584/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5583/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5582/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5581/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Aug 2007 G.N. 5580/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Aug 2007 G.N. 5402/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Aug 2007 G.N. 5401/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Aug 2007 G.N. 5400/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Aug 2007 G.N. 5399/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Aug 2007 G.N. 5265/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Aug 2007 G.N. 5264/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Aug 2007 G.N. 5263/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Aug 2007 G.N. 5062/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Aug 2007 G.N. 5061/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Aug 2007 G.N. 5060/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Aug 2007 G.N. 4947/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Aug 2007 G.N. 4946/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jul 2007 G.N. 4625/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jul 2007 G.N. 4624/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jul 2007 G.N. 4623/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jul 2007 G.N. 4444/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jul 2007 G.N. 4443/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jul 2007 G.N. 4442/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jul 2007 G.N. 4441/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jul 2007 G.N. 4440/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jul 2007 G.N. 4439/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jul 2007 G.N. 4326/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jul 2007 G.N. 4325/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jul 2007 G.N. 4324/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jul 2007 G.N. 4323/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jul 2007 G.N. 4322/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Jun 2007 G.N. 4129/2007 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
29 Jun 2007 G.N. 4128/2007 Notice under section 408 of SFO and Rule 6B of repealed Securities (Miscellaneous) Rules regarding interest rates of each security lodged in form of cash under section 121K of repealed Securities Ordinance
29 Jun 2007 G.N. 4127/2007 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
29 Jun 2007 G.N. 4126/2007 Notice under s.240(9b) publishing audited financial statements of Investor Compensation Fund
29 Jun 2007 G.N. 4125/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Jun 2007 G.N. 4124/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Jun 2007 G.N. 4123/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Jun 2007 G.N. 4122/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Jun 2007 G.N. 4121/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Jun 2007 G.N. 4120/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Jun 2007 G.N. 4119/2007 Notice under section 88(4) of SFO publishing the Audited Financial Statements of Investor Compensation Company Limited
22 Jun 2007 G.N. 3980/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Jun 2007 G.N. 3979/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Jun 2007 G.N. 3978/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Jun 2007 G.N. 3977/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Jun 2007 G.N. 3976/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Jun 2007 G.N. 3781/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Jun 2007 G.N. 3780/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Jun 2007 G.N. 3779/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Jun 2007 G.N. 3778/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Jun 2007 G.N. 3777/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jun 2007 G.N. 3614/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jun 2007 G.N. 3613/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jun 2007 G.N. 3612/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jun 2007 G.N. 3611/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jun 2007 G.N. 3610/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jun 2007 G.N. 3609/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Jun 2007 G.N. 3446/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Jun 2007 G.N. 3445/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Jun 2007 G.N. 3444/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Jun 2007 G.N. 3443/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 May 2007 G.N. 3105/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 May 2007 G.N. 3104/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 May 2007 G.N. 3103/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 May 2007 G.N. 3102/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 May 2007 G.N. 2902/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 May 2007 G.N. 2786/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 May 2007 G.N. 2785/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 May 2007 G.N. 2784/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Apr 2007 G.N. 2603/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Apr 2007 G.N. 2602/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Apr 2007 G.N. 2601/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Apr 2007 G.N. 2600/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2469/2007 Notice under s.378(6) publishing the name of overseas regulator
20 Apr 2007 G.N. 2468/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2467/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2466/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2465/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2464/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2463/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2462/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2461/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Apr 2007 G.N. 2460/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Apr 2007 G.N. 2360/2007 Notice under s.378(6) publishing the name of overseas regulator
13 Apr 2007 G.N. 2359/2007 Notice under section 186(5) and section 378(6) of SFO publishing the names of overseas regulators
13 Apr 2007 G.N. 2358/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Apr 2007 G.N. 2357/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Apr 2007 G.N. 2356/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Apr 2007 G.N. 2355/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Apr 2007 G.N. 2238/2007 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
4 Apr 2007 G.N. 2237/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Mar 2007 G.N. 2084/ 2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Mar 2007 G.N. 2083/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Mar 2007 G.N. 2082/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Mar 2007 G.N. 2081/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Mar 2007 G.N. 1901/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Mar 2007 G.N. 1900/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Mar 2007 G.N. 1727/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Mar 2007 G.N. 1726/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Mar 2007 G.N. 1725/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Mar 2007 G.N. 1724/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Mar 2007 G.N. 1620/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Feb 2007 G.N. 1280/2007 Notice issued under section 134(6)(a) granting Modification under section 134(1)
23 Feb 2007 G.N. 1279/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Feb 2007 G.N. 1278/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Feb 2007 G.N. 1135/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Jan 2007 G.N. 622/2007 A statutory guideline issued by HKMA under section 7(3) of Banking Ordinance regarding New Share Subscription and Share Margin Financing (i) financing clients subscribing IPO (ii) performing as receiving bank (iii) providing margin financing
19 Jan 2007 G.N. 370/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jan 2007 G.N. 369/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jan 2007 G.N. 368/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jan 2007 G.N. 367/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jan 2007 G.N. 366/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jan 2007 G.N. 365/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jan 2007 G.N. 364/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Jan 2007 G.N. 363/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Jan 2007 G.N. 146/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Jan 2007 G.N. 29/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Jan 2007 G.N. 28/2007 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Dec 2006 G.N. 7974/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Dec 2006 G.N. 7973/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Dec 2006 G.N. 7827/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Dec 2006 G.N. 7722/2006 Notice under s.208(1) and s.209(2) of SFO regarding restructuring Whole Win Securities Limited and further variation of restriction notice issued under sections 204 and 205 dated 26/05/2006 to Whole Win Securities Limited together with Statement of Reasons
8 Dec 2006 G.N. 7721/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Dec 2006 G.N. 7576/2006 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
1 Dec 2006 G.N. 7575/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Nov 2006 G.N. 7217/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Nov 2006 G.N. 7216/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Nov 2006 G.N. 7215/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Nov 2006 G.N. 7061/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Nov 2006 G.N. 6919/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Nov 2006 G.N. 6918/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Nov 2006 G.N. 6917/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Oct 2006 G.N. 6693/2006 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
27 Oct 2006 G.N. 6692/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Oct 2006 G.N. 6691/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Oct 2006 G.N. 6690/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Oct 2006 G.N. 6689/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Oct 2006 G.N. 6547/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Oct 2006 G.N. 6546/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Oct 2006 G.N. 6545/2006 Notice under section 95(3) of SFO regarding Authorization of Automated Trading Services ("ATS") Providers
13 Oct 2006 G.N. 6447/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Oct 2006 G.N. 6446/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Sep 2006 G.N. 6179/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Sep 2006 G.N. 6178/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Sep 2006 G.N. 6177/2006 Notice issued under section 134(6)(a) granting Modification under section 134(1)
22 Sep 2006 G.N. 5937/2006 Notice under section 399(1) of SFO publishing Guidelines on marketing materials for listed structured products
8 Sep 2006 G.N. 5561/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Sep 2006 G.N. (S) 40/2006 Notice under s.399(1) of SFO publishing Appendix I – Additional Fit and Proper Guidelines for Corporations and Authorized Financial Institutions applying or continuing to act as Sponsors and Compliance Advisers
1 Sep 2006 G.N. 5444/2006 Notice under s.402(1) of SFO publishing forms for Submission to act as Sponsor and Experience of a Principal in Gazette Supplement No.4
1 Sep 2006 G.N. 5443/2006 Notice under section 399(1) of SFO publishing Appendix I – Additional Fit and Proper Guidelines for Corporations and Authorized Financial Institutions applying or continuing to act as Sponsors and Compliance Advisers in Gazette Supplement No.4
1 Sep 2006 G.N. 5442/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Sep 2006 G.N. 5441/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Sep 2006 G.N. 5440/2006 Notice under section 95(3) of SFO regarding Authorization of Automated Trading Services ("ATS") Providers
1 Sep 2006 G.N. (S) 41/2006 Notice under section 402(1) of SFO publishing forms for Submission to act as Sponsor and Experience of a Principal
18 Aug 2006 G.N. 5042/2006 Notice under sections 208(1) and 209(2) of SFO regarding appointment of Administrators and variation of restriction Notice issued under sections 204 and 205 dated 7/8/2006 to Wing Yip Company Limited together with statement of reasons
18 Aug 2006 G.N. 5041/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Aug 2006 G.N. 4893/2006 Notice under s.402(1) of SFO publishing forms for claim for compensation from the Investor Compensation Fund
11 Aug 2006 G.N. 4892/2006 Restriction Notice against Wing Yip Company Limited under s.204 and s.205 of SFO together with Statement of Reasons
11 Aug 2006 G.N. 4891/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Aug 2006 G.N. 4890/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Aug 2006 G.N. 4789/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Aug 2006 G.N. 4788/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Jul 2006 G.N. 4592/2006 Notice under s.208(1) and s.209(2) of SFO regarding appointment of Administrators and variation of restriction notice issued under s.204 and s.205 dated 18/7/2006 to Tiffit Securities (Hong Kong) Limited together with Statement of Reasons
28 Jul 2006 G.N. 4591/2006 Notice under section 134(6)(b) of SFO amending the condition of modification previously granted under section 134(4)
28 Jul 2006 G.N. 4590/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Jul 2006 G.N. 4481/2006 Restriction Notice against Tiffit Securities (Hong Kong) Limited under s.204 and s.205 of SFO together with Statement of Reasons
21 Jul 2006 G.N. 4480/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Jul 2006 G.N. 4479/2006 Notice under section 95(3) of SFO regarding Authorization of Automated Trading Services ("ATS") Providers
14 Jul 2006 G.N. 4276/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Jun 2006 G.N. 3966/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Jun 2006 G.N. 3814/2006 Notice under s.408 of SFO and Rule 6B of repealed Securities (Miscellaneous) Rules regarding interest rate of each security lodged in form of cash under s.121K of repealed Securities Ordinance
23 Jun 2006 G.N. 3813/2006 Notice under s.76(1) of Schedule 10 of SFO and s.52(9) of repealed SO declaring interest rate for deposit under s.52(1) & (1A) of repealed SO
23 Jun 2006 G.N. 3812/2006 Notice under s.76(1) of Schedule 10 of SFO and s.33(8) of repealed CTO declaring interest rate for deposit under s.31 of repealed CTO
23 Jun 2006 G.N. 3811/2006 Notice under section 75(1) of Schedule 10 of SFO and section 81(4) of repealed Commodities Trading Ordinance publishing the audited revenue and expenditure account and balance sheet of the Commodity Exchange Compensation Fund
23 Jun 2006 G.N. 3810/2006 Notice under s.240(9b) publishing audited financial statements of Investor Compensation Fund
23 Jun 2006 G.N. 3809/2006 Notice under section 88(4) of SFO publishing the Audited Financial Statements of Investor Compensation Company Limited
9 Jun 2006 G.N. 3563/2006 Notice under s.208(1) and s.209(2) of SFO regarding appointment of Administrator and variation of restriction notice issued under s.204 and s.205 dated 26/5/2006 to Whole Win Securities Limited together with Statement of Reasons
9 Jun 2006 G.N. 3562/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jun 2006 G.N. 3561/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jun 2006 G.N. 3560/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jun 2006 G.N. 3427/2006 Restriction Notice against Whole Win Securities Limited under s.204 and s.205 of SFO together with Statement of Reasons
2 Jun 2006 G.N. 3426/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 May 2006 G.N. 3227/2006 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
26 May 2006 G.N. 3226/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 May 2006 G.N. 3042/2006 Notice under section 399(1) of SFO publishing amendments to Schedule 5 to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
12 May 2006 G.N. 2892/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 May 2006 G.N. 2891/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 May 2006 G.N. 2890/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 May 2006 G.N. 2736/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 May 2006 G.N. 2735/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Apr 2006 G.N. 2578/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Apr 2006 G.N. 2577/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Apr 2006 G.N. 2576/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Apr 2006 G.N. 2461/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Apr 2006 G.N. 2460/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Apr 2006 G.N. 2249/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Mar 2006 G.N. 2037/2006 Notice under section 95(3) of SFO regarding Authorization of Automated Trading Services ("ATS") Providers
24 Mar 2006 G.N. 1899/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Mar 2006 G.N. 1898/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Mar 2006 G.N. 1720/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Mar 2006 G.N. 1331/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Feb 2006 G.N. 1091/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Feb 2006 G.N. 1090/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Feb 2006 G.N. 1089/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Feb 2006 G.N. 679/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jan 2006 G.N. 495/2006 Notice under s.378(6) publishing the name of overseas regulator
27 Jan 2006 G.N. 494/2006 Notice under section 186(5) and section 378(6) of SFO publishing the names of overseas regulators
27 Jan 2006 G.N. 493/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jan 2006 G.N. 492/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jan 2006 G.N. 491/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Jan 2006 G.N. 490/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jan 2006 G.N. 333/2006 Notice issued under section 134(6)(c) of SFO revoking Modification previously granted under section 134(5)(b)
20 Jan 2006 G.N. 332/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jan 2006 G.N. 331/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jan 2006 G.N. 330/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jan 2006 G.N. 329/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jan 2006 G.N. 328/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jan 2006 G.N. 225/2006 Notice issued under section 134(6)(b) of SFO amending Modification previously granted under section 134(4)
13 Jan 2006 G.N. 224/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jan 2006 G.N. 223/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jan 2006 G.N. 222/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jan 2006 G.N. 221/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jan 2006 G.N. 220/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jan 2006 G.N. 36/2006 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Dec 2005 G.N. 6699/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
23 Dec 2005 G.N. 6698/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Dec 2005 G.N. 6515/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Dec 2005 G.N. 6379/2005 Notice issued under section 134(6)(b) of SFO amending the condition of Modification previously granted under section 134(4)
9 Dec 2005 G.N. 6378/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Dec 2005 G.N. 6377/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Nov 2005 G.N. 5950/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Nov 2005 G.N. 5949/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Nov 2005 G.N. 5948/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Nov 2005 G.N. 5947/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Nov 2005 G.N. 5946/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Nov 2005 G.N. 5945/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Nov 2005 G.N. 5944/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Nov 2005 G.N. 5808/2005 Exemption Notice under section 25 of the Securities and Futures (Investor Compensation-Levy) Rules (Cap.571AB) for suspending payment of Investor Compensation Levy on or after 19/12/2005
11 Nov 2005 G.N. 5807/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Nov 2005 G.N. 5806/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Nov 2005 G.N. (S) 58/2005 Notice under section 399 of SFO publishing Revised Guidance Note on prevention of money laundering and terrorist financing
4 Nov 2005 G.N. 5690/2005 Notice under section 399 of SFO publishing Revised Guidance Note on prevention of money laundering and terrorist financing in Gazette Supplement No.4
4 Nov 2005 G.N. 5681/2005 Notice under section 15(2) of Securities (Insider Dealing Tribunal) Ordinance appointing the Honourable Mr. Justice McMahon, as a Chairman of the Insider Dealing Tribunal
28 Oct 2005 G.N. 5501/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Oct 2005 G.N. 5500/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Oct 2005 G.N. 5353/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Oct 2005 G.N. 5352/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Oct 2005 G.N. 5351/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Oct 2005 G.N. 5350/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Oct 2005 G.N. 5195/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Oct 2005 G.N. 5194/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Oct 2005 G.N. 5193/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Oct 2005 G.N. 5192/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Sep 2005 G.N. 4826/2005 Notice under section 399(1) of SFO notifying amendment to Chapter 8.7 of the Code on Unit Trusts and Mutual Funds
30 Sep 2005 G.N. 4825/2005 Notice under section 399(1) of SFO publishing change to the Codes on Takeovers and Mergers and Share Repurchases
30 Sep 2005 G.N. 4824/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Sep 2005 G.N. 4595/2005 Notice pursuant to section 399 of SFO publishing the Revised Codes on Takeovers and Mergers and Share Repurchases in Gazette Supplement No.4
9 Sep 2005 G.N. 4469/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Sep 2005 G.N. 4468/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Sep 2005 G.N. 4467/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Sep 2005 G.N. 4466/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Sep 2005 G.N. 4465/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Sep 2005 G.N. 4304/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Aug 2005 G.N. 4097/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Aug 2005 G.N. 3958/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Aug 2005 G.N. 3957/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Aug 2005 G.N. 3956/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Aug 2005 G.N. 3955/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Aug 2005 G.N. 3942/2005 Notice under section 251(3) of SFO appointing the Honourable Mr. Justice Lunn, Judge of the Court of First Instance, as a Chairman of Market Misconduct Tribunal (replacing Lugar- Mawson, J.)
5 Aug 2005 G.N. 3715/ 2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Aug 2005 G.N. 3714/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Aug 2005 G.N. 3713/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Aug 2005 G.N. 3712/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Jul 2005 G.N. 3543/2005 Notice issued under section 134(6)(c) of SFO revoking Modification under section 134(5)(b)
8 Jul 2005 G.N. 3200/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jul 2005 G.N. 3199/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Jul 2005 G.N. 3198/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Jun 2005 G.N. 2905/2005 Notice under section 408 of SFO and Rule 6B of repealed Securities (Miscellaneous) Rules regarding interest rates of each security lodged in form of cash under section 121K of repealed Securities Ordinance
24 Jun 2005 G.N. 2904/2005 Notice under section 76(1) of Schedule 10 of SFO and section 52(9) of repealed Securities Ordinance regarding interest rate of each sum deposited under sections 52(1) and (1A) of that Ordinance
24 Jun 2005 G.N. 2903/2005 Notice under section 76(1) of the Schedule 10 of SFO and section 33(8) of repealed Commodities Trading Ordinance regarding interest rate of each sum deposited under section 31 of that Ordinance
24 Jun 2005 G.N. 2902/2005 Notice under section 75(1) of Schedule 10 of SFO and section 81(4) of repealed Commodities Trading Ordinance publishing the audited revenue and expenditure account and balance sheet of the Commodity Exchange Compensation Fund
24 Jun 2005 G.N. 2901/2005 Notice issued under section 240(9B) of SFO publishing audited financial statements of Investor’s Compensation Fund
24 Jun 2005 G.N. 2900/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Jun 2005 G.N. 2899/2005 Notice issued under section 88(4) of SFO publishing audited financial statements of Investor’s Compensation Fund
17 Jun 2005 G.N. (S) 17/2005 Notice under section 399(1) of SFO publishing Revised Code on REITs
17 Jun 2005 G.N. 2781/2005 Notice under section 399(1) of SFO publishing Revised Code on REITs in Gazette Supplement No. 4
17 Jun 2005 G.N. 2780/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Jun 2005 G.N. 2779/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Jun 2005 G.N. 2778/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Jun 2005 G.N. 2674/ 2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Jun 2005 G.N. 2673/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Jun 2005 G.N. 2561/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Jun 2005 G.N. 2560/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
3 Jun 2005 G.N. 2559/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2317/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2316/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2315/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2314/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2313/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2312/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2311/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2310/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 May 2005 G.N. 2309/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Apr 2005 G.N. 1926/2005 Notice issued under section 134(6)(c) of SFO revoking Modification issued under section 134(5)(b)
29 Apr 2005 G.N. 1925/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Apr 2005 G.N. 1824/2005 Notice under section 399(1) of SFO notifying amendment to Chapter 7.14 of the Code on Unit Trusts and Mutual Funds
22 Apr 2005 G.N. 1820/2005 Notice appointing panel members of Securities and Futures Appeal Tribunal from 4/2005-3/2007
8 Apr 2005 G.N. 1617/ 2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Mar 2005 G.N. 1206/2005 Notice under section 399(1) of SFO publishing change to the Codes on Takeovers and Mergers and Share Repurchases
4 Mar 2005 G.N. 952/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Mar 2005 G.N. 951/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Feb 2005 G.N. 827/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Feb 2005 G.N. 826/2005 Notice under section 95(3) of SFO regarding Authorization of Automated Trading Services ("ATS") Providers
18 Feb 2005 G.N. 712/ 2005 Notice under section 399(1) of SFO publishing new paragraph relating to Analyst conflicts of interest adding to the Code of Conduct for Persons Licensed by or Registered with the SFC
18 Feb 2005 G.N. 711/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Feb 2005 G.N. 710/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Feb 2005 G.N. 541/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Jan 2005 G.N. 419/ 2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 Jan 2005 G.N. 418/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
21 Jan 2005 G.N. 310/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 Jan 2005 G.N. 155/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Jan 2005 G.N. 32/2005 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Dec 2004 G.N. 8139/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Dec 2004 G.N. 8009/2004 Notice under section 378(6) of SFO publishing the names of Taipei, Austria and Bahrain regulators
17 Dec 2004 G.N. 8008/2004 Notice under section 186(5) and section 378(6) of SFO publishing the names of overseas regulators
17 Dec 2004 G.N. 8007/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2004 G.N. 7548/2004 Notice under section 399 publishing Guidelines on Disclosure of Fees and Charges relating to Securities Services
26 Nov 2004 G.N. 7547/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2004 G.N. 7546/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2004 G.N. 7545/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Nov 2004 G.N. 7544/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Nov 2004 G.N. 7328/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Nov 2004 G.N. 7049/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Oct 2004 G.N. 6833/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Oct 2004 G.N. 6832/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Oct 2004 G.N. 6470/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Oct 2004 G.N. 6469/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Oct 2004 G.N. 6468/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
8 Oct 2004 G.N. 6467/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Sep 2004 G.N. 6225/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Sep 2004 G.N. 5872/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Sep 2004 G.N. 5871/2004 Notice under 95(3) of SFO regarding Authorization of Automated Trading Services ("ATS") Providers
27 Aug 2004 G.N. 5514/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Aug 2004 G.N. 5513/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Aug 2004 G.N. 5324/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Aug 2004 G.N. 5149/2004 Notice issued under section 134(6)(b) of SFO amending the condition of Modification previously granted under section 134(4)
13 Aug 2004 G.N. 5148/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Aug 2004 G.N. 5147/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Aug 2004 G.N. 4988/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Jul 2004 G.N. 4777/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Jul 2004 G.N. 4776/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jul 2004 G.N. 4462/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jul 2004 G.N. 4461/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jul 2004 G.N. 4315/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jul 2004 G.N. 4314/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jul 2004 G.N. 4160/2004 Notice issued under section 134(6)(c) of SFO revoking Modification under section 134(5)(b)
2 Jul 2004 G.N. 4159/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jul 2004 G.N. 4158/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jun 2004 G.N. 3967/2004 Notice under section 408 of SFO and Rule 6B of repealed Securities (Miscellaneous) Rules regarding interest rates of each security lodged in form of cash under section 121K of repealed Securities Ordinance
25 Jun 2004 G.N. 3966/2004 Notice under section 76(1) of the Schedule 10 of SFO and section 52(9) of repealed Securities Ordinances regarding interest rate of each sum deposit under sections 52(1) and (1A) of that Ordinance
25 Jun 2004 G.N. 3965/2004 Notice under section 76(1) of the Schedule 10 of SFO and section 33(8) of repealed Commodities Trading Ordinance regarding interest rate of each sum deposited under section 31 of that Ordinance
25 Jun 2004 G.N. 3964/2004 Notice under section 75(1) of Schedule 10 of SFO and section 81(4) of repealed Commodities Trading Ordinance publishing the audited revenue and expenditure account and balance sheet of the Commodity Exchange Compensation Fund
25 Jun 2004 G.N. 3963/2004 Notice under section 240(9b) publishing audited financial statements of Investor Compensation Company Limited
25 Jun 2004 G.N. 3962/2004 Notice issued under section 88(4) of SFO publishing audited financial statements of Investor Compensation Company Limited
18 Jun 2004 G.N. 3789/2004 Restriction Notice under sections 204 and 205 of SFO against Charles Schmitt & Associates Ltd. together with Statement of Reasons
4 Jun 2004 G.N. 3535/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2004 G.N. 3357/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
28 May 2004 G.N. 3356/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2004 G.N. 3029/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2004 G.N. 3028/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2004 G.N. 3027/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2004 G.N. 3026/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
14 May 2004 G.N. 3025/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 May 2004 G.N. 2874/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 May 2004 G.N. 2873/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 May 2004 G.N. 2872/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Apr 2004 G.N. 2687/2004 Notice under section 399(1) of SFO publishing Guidance Note on Position Limits and Large Open Position Reporting Requirements
23 Apr 2004 G.N. 2508/2004 Notice under section 399(1) notifying amendment of Appendix C of the SFC Code on MPF Products
23 Apr 2004 G.N. 2507/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Apr 2004 G.N. 2352/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Apr 2004 G.N. 2351/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Mar 2004 G.N. 1955/2004 Notice issued under section 134(6)(c) of SFO revoking Modification under section 134(5)(b)
26 Mar 2004 G.N. 1954/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Mar 2004 G.N. 1953/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Mar 2004 G.N. 1952/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Mar 2004 G.N. 1772/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Mar 2004 G.N. 1771/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Mar 2004 G.N. 1613/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Mar 2004 G.N. 1612/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
12 Mar 2004 G.N. 1611/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Mar 2004 G.N. 1488/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
27 Feb 2004 G.N. 1316/2004 Notice under section 402 of SFO publishing the Claim Forms of the Investor Compensation Co. Ltd.
13 Feb 2004 G.N. 999/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Feb 2004 G.N. 863/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
30 Jan 2004 G.N. 646/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
16 Jan 2004 G.N. 422/2004 Notice issued under section 378(6) of SFO publishing Bahamas, BVI and Irish regulators’ name
16 Jan 2004 G.N. 421/2004 Notice issued under sections 186(5) and 378(6) of SFO publishing the names of overseas regulators
9 Jan 2004 G.N. 256/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
9 Jan 2004 G.N. 255/2004 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
2 Jan 2004 G.N. 92/2004 Notice under section 7 of Legal Officers Ordinance authorizing the Secretary for Justice to appoint and replace Presenting Officer to conduct proceedings before Market Misconduct Tribunal
19 Dec 2003 G.N. 8939/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2003 G.N. 8938/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
19 Dec 2003 G.N. 8937/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Dec 2003 G.N. 8649/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
5 Dec 2003 G.N. 8637/2003 Notice under section 15(2) of Securities (Insider Dealing) Ordinance appointing the Honourable Mr. Justice McMahon, Judge of Court of the First Instance, as a Chairman of Insider Dealing Tribunal
21 Nov 2003 G.N. 8245/2003 Notice issued by Process Review Panel of the Securities and Futures Commission regarding appointment of Mr. York Liao as an ex-officio member of the panel
14 Nov 2003 G.N. 8059/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
7 Nov 2003 G.N. 7896/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
31 Oct 2003 G.N. 7726/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Oct 2003 G.N. (S) 95/2003 Notice under section 399(1) of SFO publishing Guidelines for Regulating Index Tracking Exchange Traded Funds
24 Oct 2003 G.N. 7151/2003 Notice under section 399(1) of SFO publishing Guidelines for Regulating Index Tracking Exchange Traded Funds in Gazette Supplement No.4
24 Oct 2003 G.N. 7150/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Oct 2003 G.N. 7149/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Oct 2003 G.N. 7148/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
24 Oct 2003 G.N. 7147/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Oct 2003 G.N. 6979/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
17 Oct 2003 G.N. 6978/2003 Notice under sections 95(2) and 95(3) of SFO regarding Authorization of Automated Trading Services ("ATS") Providers
10 Oct 2003 G.N. 6839/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Oct 2003 G.N. 6838/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
10 Oct 2003 G.N. 6837/2003 Notice under section 95(2) and 95(3) of SFO regarding Authorization of 4 Automated Trading Services ("ATS") Providers
26 Sep 2003 G.N. 6484/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
26 Sep 2003 G.N. 6483/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
29 Aug 2003 G.N. 5822/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
22 Aug 2003 G.N. 5653/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
15 Aug 2003 G.N. (S) 74/2003 Notice under section 399(1) of SFO publishing Code on REITs
15 Aug 2003 G.N. 5493/2003 Notice under section 399(1) of SFO publishing Code on REITs in Gazette Supplement No.4
8 Aug 2003 G.N. 5298/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
1 Aug 2003 G.N. 5134/2003 Notice under section 399(1) of SFO notifying amendment of Unit Trusts and Mutual Funds Code
25 Jul 2003 G.N. 4941/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
25 Jul 2003 G.N. 4940/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2003 G.N. 4796/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2003 G.N. 4795/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
18 Jul 2003 G.N. 4794/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Jul 2003 G.N. 4597/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jul 2003 G.N. 4457/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Jul 2003 G.N. 4456/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
20 Jun 2003 G.N. 4044/2003 Notice under section 402 of SFO notifying address change stated in various forms
20 Jun 2003 G.N. 4043/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
13 Jun 2003 G.N. 3920/2003 Notice under section 399(1) of SFO notifying amendment of Unit Trusts and Mutual Funds Code
13 Jun 2003 G.N. 3919/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
6 Jun 2003 G.N. 3721/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2429/2003 Notice under section 399(1) of SFO publishing Guidelines for Electronic Public Offerings
11 Apr 2003 G.N. 2428/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2427/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2426/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2425/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2424/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2423/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2422/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2421/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2420/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2419/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2418/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2417/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2416/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
11 Apr 2003 G.N. 2415/2003 Notice issued under section 134(6)(a) of SFO granting Modification or Waiver under section 134(1)
4 Apr 2003 G.N. 2249/2003 Notice under section 309(1) of SFO regarding Guidelines for the Exemption of Listed Corporations from the provisions of Part XV (Disclosure of Interests)
4 Apr 2003 G.N. 2248/2003 Notice under section 11(1) of Securities (Miscellaneous) Rules 1990 regarding mutual fund corporation / unit trust have ceased to authorized
4 Apr 2003 G.N. 2247/2003 Notice under section 11(1) of Securities (Miscellaneous) Rules 1990 regarding mutual fund corporation / unit trust have ceased to authorized
28 Mar 2003 G.N. 2004/2003 Notice under section 399(1) of SFO publishing:
1. Fit and Proper Guidelines
2. Guidelines on Competence
3. Guidelines on Continuous Professional Training
28 Mar 2003 G.N. 2006/2003 Notice under section 399(1) of SFO publishing Guidance Note on prevention of money laundering and terrorist financing in Gazette Supplement No.4
28 Mar 2003 G.N. 2005/2003 Notice under section 399(1) of SFO publishing Guidance Note on Position Limits and Large Open Position Reporting Requirements in Gazette Supplement No.4
28 Mar 2003 G.N. 2003/2003 Notice under section 399(1) of SFO publishing Codes and Guidelines regarding:- (1) Unit Trusts (2) Investment-linked Assurance (3) Pooled Retirement Funds (4) Immigration-linked Investment Schemes (5) MPF Products (6) Fund Manager code of conduct (7) Guidance Note for offering Collective Investment Schemes on Internet
28 Mar 2003 G.N. 2002/2003 Notice under section 399(1) of SFO publishing Guidelines on Transitional Arrangements in Gazette Supplement No.4
28 Mar 2003 G.N. 2001/2003 Notice under sections 324(3), 336, 347(3) and 352 of SFO specifying the forms for use under Part XV of the SFO
28 Mar 2003 G.N. 2000/2003 Notice under section 65(3) and 121P(2) of Securities Ordinance amending the registers kept under the Ordinance by adding and removing the names of corporations and individuals
28 Mar 2003 G.N. 1994/2003 Notice under section 7(3) of Banking Ordinance regarding HKMA’s Guidelines on LFET-conduct of unsolicited calls
28 Mar 2003 G.N. 1993/2003 Notice under section 7(3) of Banking Ordinance regarding HKMA’s Guidelines on authorized institutions
21 Mar 2003 G.N. (S) 31/2003 Notice under section 399(1) of SFO – Notice of Guidelines on Waiver of certain Licensing Fees
21 Mar 2003 G.N. (S) 30/2003 Notice under section 402 of SFO – specifying forms used
21 Mar 2003 G.N. 1783/2003 Notice under section 402(1) of SFO publishing claim forms of Investor Compensation Company Ltd.
21 Mar 2003 G.N. 1782/2003 Notice under section 402 of SFO publishing forms for Licensing in Gazette Supplement No. 4
21 Mar 2003 G.N. 1781/2003 Notice under section 399(1) of SFO publishing Guidelines on Waiver of certain Licensing Fees
21 Mar 2003 G.N. 1780/2003 Notice under section 399(1) of SFO publishing changes to Takeovers and Mergers and Share Repurchase Code
21 Mar 2003 G.N. 1779/2003 Notice under section 399 of SFO publishing Guidelines on use of offer awareness and summary disclosure materials in offering of shares and debentures under Companies Ordinance
21 Mar 2003 G.N. 1778/2003 Notice under section 169(1) of SFO publishing Corporate Finance Adviser Code of Conduct
14 Mar 2003 G.N. 1593/2003 Notice under section 399(1) of SFO publishing Code of Conduct for Share Registrars and Guidance Note on short selling reporting and stock lending record keeping
14 Mar 2003 G.N. 1592/2003 Notice under sections 95(6) and 399(1) of SFO publishing Guidelines for regulation of Automated Trading Services
14 Mar 2003 G.N. 1591/2003 Notice under section 20(2)(a) of SFO notifying approved futures contracts
7 Mar 2003 G.N. (S) 27/2003 Notice under section 169(1) of SFO – Notice of Code of Conduct for Licensed Persons
7 Mar 2003 G.N. (S) 26/2003 Notice under section 399(1) of SFO – Notice of Guidelines for approval of Corporation as approved lending agents under section 8 of Cap.571X
7 Mar 2003 G.N. (S) 25/2003 Notice under section 402 of SFO – Notice specifying forms form business and risk management questionnaire, account disclosure document, analysis of client assets and Financial Return
7 Mar 2003 G.N. (S) 24/2003 Notice under sections 324(3), 336, 347(3), 352 of SFO – Notice specifying forms for use in Part XV
7 Mar 2003 G.N. 1416/2003 Notice under section 402 of SFO publishing forms for business and risk management questionnaire, account disclosure document, analysis of client assets and Financial Return
7 Mar 2003 G.N. 1415/2003 Notice under section 339(1) of SFO publishing Guidelines for approval of Corporation as approved lending agents under section 8 of Cap.571X
7 Mar 2003 G.N. 1414/2003 Notice under section 339(1) of SFO publishing Client Identity Rule Policy
7 Mar 2003 G.N. 1413/2003 Notice under section 399(1) of SFO publishing guidelines for Management Supervision Internal Control for Licensed Persons, Core Operational and Financial Risk Management Controls and Debt Collection
7 Mar 2003 G.N. 1412/2003 Notice under sections 324(3), 336, 347(3), 352 of SFO - Notice specifying forms for use under Part XV
7 Mar 2003 G.N. 1411/2003 Notice under Part XV of SFO - Notice of Recognition of Places
7 Mar 2003 G.N. 1410/2003 Notice under section 199(1)(a) of SFO publishing Disciplinary Fining Guidelines
7 Mar 2003 G.N. 1409/2003 Notice under section 186(5) and section 378(6) of SFO publishing the names of overseas securities regulators
7 Mar 2003 G.N. 1408/2003 Notice under section 169(1) of SFO publishing Code of Conduct for Licensed Persons in Gazette Supplement No. 4
28 Feb 2003 G.N. 1221/2003 Notice under section 13 of the Securities and Futures (Investor Compensation – Claims) Rules [Commencement Notice]
28 Feb 2003 G.N. 1220/2003 Notice under section 79(4) of Securities and Futures Ordinances (“SFO”) – Notice of Investor Compensation Company Limited becoming a recognized Investor Company Ltd.
28 Feb 2003 G.N. 1219/2003 Notice under section 65(3) and 121(P)(2) of the Securities Ordinance amending the registers kept under the Ordinance by adding and removing the names of corporations and individuals

The content of this table is not exhaustive and will be updated from time to time. 

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