證監會

適用於若干持牌法團的保險規定

問1:

是否所有持牌法團須要就發牌而投購保險?

答:

。現時,以下類別的持牌法團須投購保險

(1)  獲發牌進行第1類受規管活動的香港聯合交易所有限公司的參與者

(2)  獲發牌進行第2類受規管活動的香港期貨交易所有限公司的參與者。

如欲取得更多資料,請參閱證監會致本身為香港聯合交易所有限公司或香港期貨交易所有限公司參與者的持牌法團的通函


問2:

若某法團就第1類或第2類受規管活動提出牌照申請或獲發牌並擬成為交易所參與者,它應在何時投購所需的保險?

答:

公司牌照申請人或持牌法團應在成為交易所參與者並就第1類或第2類受規管活動獲發牌前或同時,根據已核准的總保險單投購所需的保險。

有關的行政管理事宜,可直接與保險計劃管理公司聯絡。相關聯絡資料列載于證監會致本身為香港聯合交易所有限公司或香港期貨交易所有限公司參與者的持牌法團的通函

 

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