Securities & Futures Commission of Hong Kong

Modifications or waivers of licensing requirements

We may modify or waive the licensing conditions imposed on your licence or other licensing requirements.

  • To apply for modifications or waivers of licensing requirements, please complete Form 4 or submit your application through the SFC Online Portal accompanied by detailed justification for the modifications or waivers.
  • List of Modifications or Waivers of Licensing Requirements that were granted by the SFC pursuant to section 134(6) of the Securities and Futures Ordinance.
3.3731 s