Securities & Futures Commission of Hong Kong

Listings & takeovers

Forms

Item Name of the forms Forms 
1 Filing form for applications for rulings
Filing form for applications for rulings under Section 8 of the Introduction to the Codes
MS Word
2 Public disclosure form
Form for public disclosure of dealings during an offer period pursuant to Rule 22 of Takeovers Code
Excel
3 Private disclosure form
Form for private disclosure of dealings during an offer period pursuant to Rule 22 of Takeovers Code 
Excel
4 Code amendments subscription form
Form, contact details and procedures for subscribing amendments to the Codes 
MS Word
5 Documents on Display (DoD) Submission Form
Form for documents on display pursuant to Notes 1 & 2 to Rule 8 of Takeovers Code 
Excel

 

Reference Materials

Item Document Forms
1 Documents on Display (DoD) Submission Form - How to Use Guide
User guide for submission of documents on display pursuant to Notes 1 & 2 to Rule 8 of Takeovers Code
PDF
2 Rule 22 Dealing Disclosure Online Submission - How to Use Guide
User guide for submission of dealing disclosure forms using the Rule 22 Dealing Disclosure Online Submission System (May 2014)
PDF
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