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Name: Gartlett Investments Limited
Type: Unlicensed entities
Address(es): Room 4501, 45/F, China Resources Building
26 Harbour Road, Hong Kong
Website: www.gartlett.com
Remarks: The company conducted an unlicensed futures dealing business in Hong Kong. Administrators were appointed by the court in Hong Kong to take possession of the company’s records and bank accounts, account for and segregate client money, oversee an orderly closure of outstanding client positions and report, as required, to the court.
Add date: 10 Oct 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Unlicensed entities

Sometimes entities appear to target Hong Kong investors whilst not having been licensed to carry out regulated activities in Hong Kong. They often adopt names similar to legitimate financial institutions to confuse investors. Alternatively, such unlicensed entities may provide financial investment trading platforms on the Internet. If you deal with a company which is not licensed by the SFC, you may not be protected by the regulatory framework enforced by the SFC.

Deal only with licensed entities and hang up on cold callers. To check whether an entity is an SFC licensee, visit our Public Register of Licensed Persons and Registered Institutions.

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