Name: Charles Fleming Co Ltd
Type: Unlicensed entities
Address(es): The company represents that it has offices in Shanghai (China), Seoul (South Korea) and Moscow (Russia).
Remarks: The company uses two bank accounts in Hong Kong in the name of Charles Fleming Holdings Ltd. In addition, on 10 October 2005, the Swedish Financial Supervisory Authority has warned that the company is not authorized to provide financial services in Sweden.
Add date: 16 May 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Unlicensed entities

Sometimes entities appear to target Hong Kong investors whilst not having been licensed to carry out regulated activities in Hong Kong. They often adopt names similar to legitimate financial institutions to confuse investors. Alternatively, such unlicensed entities may provide financial investment trading platforms on the Internet. If you deal with a company which is not licensed by the SFC, you may not be protected by the regulatory framework enforced by the SFC.

Deal only with licensed entities and hang up on cold callers. To check whether an entity is an SFC licensee, visit our Public Register of Licensed Persons and Registered Institutions.

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