Securities & Futures Commission of Hong Kong
-A
A
+A
Eng
繁
簡
Sitemap
Lodge a complaint
Contact us
Go
all contents
codes & guidelines
Advanced search
RSS
Media corner
Subscribe
Forms
FAQs
About the SFC
Our role
Regulatory objectives
Who we regulate
How we function
Organisational chart
Board of directors
Board committees
External committees
Divisional structure
Corporate governance
Governance structure
Principles
Independent panels and tribunals
Performance pledges
Statement on responsible ownership
Corporate social responsibility
CSR Committee
People and the community
Environment protection
Activities
Women's network
Core values
Collaboration
Mainland China
Local
Overseas
Events
SFC in Action 3
Policies
Disclosure policy
Privacy policy
Call termination policy
Contact us
Public enquiries: Further guidance and sources of information
Quick guide
Regulatory functions
Intermediaries
Licensing
Supervision
Market infrastructure & trading
Market statistics & research
Approved or authorized entities
Short position reporting
Codes
Guidelines
Consultations and conclusions
FAQs
Contact us
Listings & takeovers
Dual filing
Corporate disclosure
Takeovers & mergers
Disclosure of interests
Unlisted shares, debentures
Codes
Guidelines
Circulars
Consultations and conclusions
FAQs
Investment products
List of publicly offered investment products
List of registered open-ended fund companies
Codes
Guidelines
Circulars
Consultations and conclusions
Forms, checklists
FAQs
Contact us
Enforcement
Enforcement philosophy
Disciplinary proceedings
Secrecy provisions
Enforcement actions
Have you seen these people?
Upcoming hearings calendar
Codes
Guidelines
Circulars
Consultations and conclusions
Enforcement statistics
Contact us
Rules & standards
Laws
Securities & Futures Ordinance (with subsidiary legislation)
Companies (Winding Up and Miscellaneous Provisions) Ordinance (with subsidiary legislation)
Legislative history
Codes & guidelines
Codes
Guidelines
Circulars
OTC Derivatives Regulatory Regime
Short position reporting rules
Securities and Futures Ordinance Part XV - Disclosure of Interests
Anti-money laundering & counter-financing of terrorism
Legal and regulatory requirements
Circulars
Other publications and information sources
The Suitability Requirement
Regulatory requirements
Circulars
FAQs
Non-complex and complex products
Other publications and information sources
Search regulations by topic
Principles of responsible ownership
Gazette notices
Archives
Published resources
Corporate publications
Industry-related publications
Research papers/Market reviews
Consultations and conclusions
Market & industry statistics
Statistics by topics
SFC activity data
Reports
Periodic reports
One-off reports
Process Review Panel reports
Surveys
Periodic surveys
One-off surveys
Executive speeches
Business continuity
News & announcements
News
All news
Corporate news
Enforcement news
Other news
Policy statements & announcements
High shareholding concentration announcements
Decisions, statements & disclosures
Career
Why the SFC
Join us as an experienced professional
Join us as a Graduate Trainee
Join us as an Intern
Working at the SFC
Core values
A socially responsible employer
What the SFC does
Regulatory objectives
Who we regulate
How we function
Contact us
FAQs
Intermediaries
Licensing forms
Financial returns
SFC e-certificate application
Audit questionnaire
Business & risk management questionnaire
Account disclosure document
Analysis of client assets for associated entity
Subordinated Loan Application Guidelines & Proforma Agreements
Trading
Section 181 return
Short position reporting
Takeovers and mergers
Disclosure of interests
Forms & Notes for Filing DI Notice
Forms for Notification of Place of Registers (Substantial Shareholders'/Directors')
Investment products
Home
Forms
Forms
› Intermediaries
› Trading
› Takeovers and mergers
› Disclosure of interests
› Investment products
Info
< Show
Hide
3.5409 s