Securities & Futures Commission of Hong Kong
- About the SFC
- Regulatory functions
-
Rules & standards
- Laws
- Securities and Futures Ordinance Part XV - Disclosure of Interests
- Short position reporting rules
- OTC Derivatives Regulatory Regime
- Anti-money laundering & counter-terrorist financing
- The Suitability Requirement
- Gazette notices
- Codes & guidelines
- Archives
- Principles of responsible ownership
- Circulars
- Published resources
- News & announcements
- Career
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Intermediaries
- Licensing: application & notification forms
- Licensing: questionnaire
- Licensing: others
- Financial returns
- SFC e-certificate application
- Audit questionnaire
- Business & risk management questionnaire
- Account disclosure document
- Analysis of client assets for associated entity
- Subordinated Loan Application Guidelines & Proforma Agreements
- Market infrastructure & trading
- Listings & takeovers
- Disclosure of interests
- Investment products
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