We act as the gatekeeper to ensure that corporations and individuals seeking to enter Hong Kong's securities and futures industry meet prescribed standards.
What we do:
- License corporations and individuals seeking to conduct regulated activities in Hong Kong as defined under the Securities and Futures Ordinance
- Issue codes and guidelines concerning the competence and suitability of corporations and individuals to be licensed
- Monitor on-going compliance with licensing requirements by licensees and related parties
Last update: 15 Jan 2020