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Policy statements and announcements

Date Title

15 May 2020

 Statement in relation to HSBC Holdings plc

5 May 2020 

 Joint statement on the establishment of the Green and Sustainable Finance Cross-Agency Steering Group

1 Apr 2020

 Joint Statement in relation to General Meetings in light of the Prevention and Control of Disease (Prohibition on Group Gathering) Regulation
16 Mar 2020 Further Guidance on the Joint Statement in relation to Results Announcements in light of the COVID-19 Pandemic
4 Feb 2020 Joint Statement in relation to Results Announcements in light of Travel Restrictions related to the Severe Respiratory Disease associated with a Novel Infectious Agent
21 Nov 2019 Statement on the Disclosure of Actual Controllers or Beneficial Owners of Counterparties to a Transaction
6 Nov 2019 Position paper: Regulation of virtual asset trading platforms
6 Nov 2019 SFC issues warnings on virtual asset futures contracts
11 Oct 2019 Joint announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
26 Jul 2019 Statement on the SFC’s approach to backdoor listings and shell activities
4 Jul 2019 Statement on the Conduct and Duties of Directors when Considering Corporate Acquisitions or Disposals
28 Mar 2019 Statement on Security Token Offerings
1 Nov 2018 Statement on regulatory framework for virtual asset portfolios managers, fund distributors and trading platform operators
11 Apr 2018 Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
5 Sep 2017 Statement on initial coin offerings
15 May 2017 Statement on the liability of valuers for disclosure of false or misleading information
11 Apr 2017 Statement on the SFC’s approach to certain project companies seeking a listing in Hong Kong and the exercise of powers under the Securities and Futures (Stock Market Listing) Rules
13 Mar 2017 Statement on recent GEM listing applicants
20 Jan 2017 Joint statement regarding the price volatility of GEM stocks
25 Nov 2016 Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
25 Nov 2016 Launch of Shenzhen-Hong Kong Stock Connect

 

 

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