Securities & Futures Commission of Hong Kong

Executive speeches

Our senior executives deliver speeches and presentations at a variety of functions and occasions. Please click on a speech below to find out more:

Date Title Speaker
13 Mar 2017 Recent Trends in Corporate Conduct – An SFC Angle
Presentation at Companies Registry Corporate Governance Roundtable (English version only)
Brian Ho
13 Mar 2017 Keynote speech at Companies Registry Corporate Governance Roundtable (English version only) Ashley Alder
19 Jan 2017 Manager-In-Charge initiative: Fostering accountability and a compliance culture
Keynote speech at AIMA APAC Annual Forum 2017
Julia Leung
24 Nov 2016 The development of Hong Kong as an asset management centre
Speech at the HKSI's SFC Executive Director Series (English version only)
Christina Choi
9 Nov 2016 Fintech and Regtech: A Securities Regulator's Perspective (English version only) Bénédicte Nolens
9 Nov 2016 Keynote speech at 7th Pan Asian Regulatory Summit (English version only) Thomas Atkinson
8 Nov 2016 Keynote speech at 7th Pan Asian Regulatory Summit (English version only) Ashley Alder
7 Nov 2016 Synopsis of SFC Regtech and Fintech Contact Day 2016 (English version only) Ashley Alder

Bénédicte Nolens
22 Jun 2016 Keynote remarks at Hedge Fund Standards Board Institutional Investor Roundtable (English version only) Ashley Alder
14 Jun 2016 Liquidity Risk Management of Investment Funds
Keynote speech at ASIFMA-GFMA Market Liquidity Conference 2016 (English version only)
Julia Leung
2 Jun 2016 Hong Kong as an evolving international financial centre: The significance of regulation
Speech at HKSI luncheon (English version only)
Ashley Alder
15 Apr 2016 The SFC's Investment Fund Strategy for Hong Kong
Speech at HKIFA luncheon (English version only)
Ashley Alder
2 Dec 2015 Keynote speech at ASIFMA Annual Conference 2015 (English version only) Ashley Alder
26 Oct 2015 Keynote address at 2015 ISDA Annual Asia Pacific Conference (English version only) Ashley Alder
13 Oct 2015 Speech at 6th Pan-Asian Regulatory Summit (English version only) Ashley Alder
12 Oct 2015 Keynote address at Joint HKICPA and IFRS Foundation IFRS Conference 2015 (English version only) Carlson Tong
3 Jul 2015 Synopsis of Mainland-Hong Kong Mutual Recognition of Funds Symposium Ashley Alder

Julia Leung
18 Jun 2015

The Great Era of Financial Transformation
Speech at Financial Times Investment Management Summit

Julia Leung
21 May 2015 Keynote address at Deacons 7th Annual Investment Products and Regulatory Forum Ashley Alder
19 Mar 2015 Opening remarks at SFC's media luncheon (English version only) Ashley Alder
5 Mar 2015 Integrity in Financial Markets and SFC's Enhanced Supervisory Approach
Speech at HKSI Institute's SFC Executive Director Series (English version only)
James
Shipton
2 Mar 2015 Fighting On the Frontline: An Update
Keynote speech at the 3rd Annual US-China Legal Summit (English version only)
Mark Steward
10 Feb 2015 Speech at the HKSI Institute's SFC Executive Directors Series Alexa Lam
22 Jan 2015 Speech at AIMA in Asia 2015 (English version only) Alexa Lam
24 Nov 2014 Speech at HKSI Institute Roundtable Luncheon (English version only) Ashley Alder
18 Nov 2014 Speech at Law Council of Australia, Hong Kong Chapter (English version only)  Mark Steward
14 Nov 2014 Speech at London Renminbi Markets Conference (English version only) Alexa Lam
5 Nov 2014 Speech at ASIFMA Annual Conference 2014 (English version only) Ashley Alder
3 Nov 2014 Financial innovations – Prospects for the asset management industry
Speech at 8th Hong Kong Investment Funds Association Annual Conference
Alexa Lam
29 Oct 2014 Speech at the 5th Pan Asian Regulatory Summit (English version only) Mark Steward
29 Oct 2014 Speech at the 5th Pan Asian Regulatory Summit (English version only) Ashley Alder
21 Oct 2014 Speech at Global Fund Distribution Asia Conference 2014 (English version only) Alexa Lam
19 Sep 2014 Speech at Hong Kong Institute of Chartered Secretaries Corporate Governance Conference 2014 (English version only) Ashley Alder
19 Sep 2014 Speech at Hong Kong Institute of Chartered Secretaries Corporate Governance Conference 2014 (English version only) Carlson Tong
2 Sep 2014 SFC supervisory briefing for market intermediaries (English version only)

Ashley Alder

James Shipton

Mark Steward

Stephen Po

3 Jul 2014 Speech at Asian Chief Audit Executives Leadership Forum 2014 (English version only) Mark Steward
17 Jun 2014 Importance of capital markets professionalism and the role of regulators
Keynote address at Asia Capital Markets Institute Launch Summit (English version only)
James
Shipton
17 Jun 2014 Opening remarks at SFC-SC Joint Seminar on Islamic Funds (English version only) Alexa Lam
4 Jun 2014 Supervision of intermediaries: key initiatives and focus in 2014
Speech at HKIFA luncheon (English version only)
James
Shipton
12 May 2014 Presentation at The Hong Kong Institute of Directors Speaker Luncheon Meeting (English version only) Carlson Tong
24 Mar 2014 Speech at Australian Securities and Investments Commission Annual Forum 2014 (English version only) Ashley Alder
21 Mar 2014 Speech at The Lipper Fund Awards 2014 (English version only) Alexa Lam
13 Mar 2014 An offshore RMB market – The Hong Kong story
Keynote speech at 4th Offshore RMB Markets Conference
Alexa Lam
15 Jan 2014 Five years on — Lessons, challenges and opportunities
Speech at CITI 11th Annual Asia Pacific Investor Conference 2014  (English version only)
Carlson Tong
12 Dec 2013 Towards better corporate governance
Speech at Chamber of Hong Kong Listed Companies 11th anniversary gala dinner (English version only)
Carlson Tong
4 Dec 2013  "RMB-related investment products"
Speech at the 7th Hong Kong Investment Funds Association annual conference
Alexa Lam
7 Nov 2013 Beyond Compliance: Prudence and other Challenges
Speech at 2nd Annual Compliance Summit Asia
 (English version only)
Mark Steward
11 Jun 2013 Speech at Legal Week's Corporate Counsel Forum (English version only) Mark Steward
18 Mar 2013 Speech at KPMG “Leaders of Our Community” Luncheon Talk Series (English version only) Carlson Tong
8 Mar 2013 Speech at Lipper Fund Awards Hong Kong 2013 (English version only) Carlson Tong
26 Feb 2013 Speech at The 4th Indexing & ETF Investments Series Conference 2013 China (English version only) Alexa Lam
23 Jan 2013 A New Frontier for RMB Investment Products and
Asset Management Business
Speech at Hong Kong Securities and Investment Institute
SFC Executive Director Series
Alexa Lam
27 Nov 2012 Speech at 3rd Pan Asian Regulatory Summit (English version only) Ashley Alder
8 Nov 2012 Speech at Compliance Summit Asia (English version only) Mark Steward
31 Aug 2012 Speech at Trading Architecture Asia (English version only) Mark Steward
20 Jun 2012 Speech at Fraud and Corruption Asia Pacific Summit (English version only) Mark Steward
6 Jun 2012 Speech at Investment Products and Regulatory Forum (English version only) Mark Steward
26 May 2012 Financial Regulation in Hong Kong: A Securities Regulation Perspective
Speech at Institutional Structure of Financial Regulation Conference organized by CUHK (English version only)
Eddy Fong
22 May 2012 Speech at Foreign Correspondents’ Club, Hong Kong (English version only) Ashley Alder
5 May 2012 Embracing the Economic Landscape – 2012 and Beyond
Opening Address at ACCA Hong Kong Annual Conference 2012 (English version only)
Eddy Fong
8 Mar 2012 Keynote speech at AIMA Policy and Regulatory Forum Alexa Lam
17 Dec 2011 Speech presented at Shanghai-Hong Kong Financial Center Development Forum (Chinese version only) Alexa Lam
29 Nov 2011

2nd Annual Emerging Markets Investor Conference – Hong Kong (English version only)

Ashley Alder
17 Nov 2011

Speech presented at the Hong Kong Securities Institute's SFC Executive Directors Series (English version only)

Mark Steward
28 Oct 2011 A Review and Outlook of the Regulatory Landscape
Keynote address at 5th Hong Kong Investment Funds Association Annual Conference
Ashley Alder
7 Sep 2011 Growth of RMB as an investment currency and the development of RMB products in Hong Kong
Keynote address at Offshore RMB Market conference
Alexa Lam
16 Jun 2011

Market Misconduct: Prevention, Detection and Deterrence
NICE Actimize Conference (English version only)

Mark Steward
13 Jun 2011

Value Partners Center for Investing Inauguration Ceremony (English version only)

Eddy Fong
13 May 2011 The development of ETFs and other index-tracking products (Chinese version only) Alexa Lam
29 Mar 2011

Prevention of Financial Crime, Management of Risk and Corruption Seminar (English version only)

Mark Steward
29 Mar 2011

The Role of the Regulator in the Development of the Investment Management Business (English version only)

Martin Wheatley
28 Mar 2011

“The Reform and Opening Up of Mainland China’s Financial Market – the Role of Hong Kong”
Speech presented at a school seminar organised by The Open University of Hong Kong

Eddy Fong
25 Mar 2011

Regulatory Challenges and Opportunities
Speech at Association of International Accountants Annual Dinner (English version only)

Eddy Fong
22 Mar 2011

“What Do Regulators Want From The Trading Marketplace?”
TradeTech Hong Kong Buyside Interactive Keynote Regulatory Address (English version only)

Martin Wheatley
11 Mar 2011 Speech at the Lipper Fund Awards 2011 Alexa Lam
3 Nov 2010

Alternative investment funds: The new landscape
Speech at Investment Management Association Members' Lunch (English version only)

Alexa Lam
29 Oct 2010

Developing RMB products in Hong Kong
Speech at CPA Congress

Alexa Lam
20 Oct 2010

Speech to Financial Planning Standards Board on The latest regulatory initiatives on selling of investment products
(English version only)

Stephen Po
19 Oct 2010

The further development of Mainland China's capital market – Hong Kong's continuing role
Speech at the Tricor Seminar 2010 Corporate Governance and Regulatory Updates (English version only)

Eddy Fong
4 Oct 2010

A new landscape for retail investment products
Speech at the Fourth Annual Conference of the Hong Kong Investment Funds Association (English version only)

Martin Wheatley
29 Sep 2010

Investment Products – the New Landscape in Hong Kong
Speech at the 19th Annual Global Investment Funds Forum

Alexa Lam
5 Jul 2010

Regulatory responses to the financial crisis: The view from Hong Kong
Speech presented at Investec Asset Management Global Investment Conference (English version only)

Alexa Lam
8 Jun 2010 Keynote address presented at The Art of Indexing Summit Asia 2010 Alexa Lam
24 May 2010

SFC Enforcement and Fraud
Speech at Conference on Fraud Risk Management (English version only)

Mark Steward
13 May 2010

The Shape of Things to Come
Deacons Regulatory and Compliance Forum (English version only)

Martin Wheatley
21 Apr 2010

Insight from a Regulator
Speech presented at Fund Forum Asia 2010 (English version only)

Martin Wheatley
22 Mar 2010

Keynote address presented at HKICS Conference on Shareholder Rights (English version only)

Eddy Fong
21 Jan 2010

Striking a balance between financial innovation and regulation (Speech / Presentation)
Speech presented at "Asia in the New Economic Order", Asian Financial Forum
(English version only)

Eddy Fong
20 Jan 2010 Keynote address presented at the ISDA Equity Derivatives Conference 2010 Alexa Lam
24 Nov 2009 Keynote address presented at The Hong Kong Institute of Directors Annual Dinner cum Presentation of Directors of the Year Awards 2009
(English version only)
Eddy Fong
19 Nov 2009 Keynote regulatory address presented at Trade Tech Asia 2009
(English version only)
Martin Wheatley
19 Nov 2009 Speech presented at the Hong Kong Securities Institute Roundtable Luncheon
(English version only)
Alexa Lam
10 Nov 2009 Responding to the Global Financial Crisis – Implications on Financial Reform and Impact on the Regulatory Regime
Speech presented at the Financial Planning Conference 2009 organised by the Institute of Financial Planners of Hong Kong
Eddy Fong
29 Oct 2009

Keynote speech presented at the Beijing-Hong Kong Financial Services Co-operation Forum

Alexa Lam
5 Oct 2009

Hong Kong – a hotbed for ETF growth
Keynote address presented at the Structured Products Asia Conference

Alexa Lam
29 Sep 2009 Speech presented at the Hong Kong Securities Institute Roundtable Luncheon
(English version only)
Martin Wheatley
29 Sep 2009 One year after the global financial turmoil - review and outlook of asset management regulation
Keynote speech presented at the Hong Kong Investment Fund Association 3rd Annual Conference (English version only)
Martin Wheatley
19 Sep 2009 Harnessing the Power of Recovery
Speech presented at the Fortune China CEO Summit
Eddy Fong
3 Sep 2009 Speech presented at the Hong Kong Securities Institute's SFC Executive Directors Series Mark Steward
24 Jun 2009 Seminar on Guangdong-Hong Kong financial co-operation cum roadshow on Guangdong Hi-technology Service Zone for Financial Institutions 2009
(Chinese version only)
Alexa Lam
4 Jun 2009 7th Asia Pacific Trading Summit Martin Wheatley
29 May 2009 Lessons Learnt and Global Responses to the Financial Crisis
Keynote address at the 12th SDIA Annual Conference 2009
Martin Wheatley
13 May 2009 Global Financial Crisis - Implications on future reform and regulatory approach
Speech presented at the China Enterprises Economic Research Study Centre
Eddy Fong
8 May 2009 6th Islamic Financial Services Board Summit Alexa Lam
20 Apr 2009 Keynote speech presented at Taifook Institutional Investor Conference 2009 Alexa Lam
16 Apr 2009 Keynote speech presented at 2nd Islamic Finance news Roadshow Martin Wheatley
19 Mar 2009 Rebuilding Confidence in the International Financial Markets
Speech presented at the INSEAD Alumni Association, Hong Kong
Eddy Fong
4 Mar 2009 Speech presented at the Chatham House - JEF Conference Eddy Fong
2 Mar 2009 Keynote speech presented at Lipper Fund Awards 2009 Alexa Lam
21 Jan 2009 The Financial Crisis and Lessons for the Fund Industry
Speech presented at the Hong Kong Investment Funds Association Luncheon
Alexa Lam
7 Jan 2009 Surfing the Financial Tsunami
Speech presented at the Foreign Correspondents' Club lunch
Martin Wheatley
8 Dec 2008 Transparency in the market (PDF File)
Speech presented at the ICAC Conference on Corporate Governance in the Financial Sector
Martin Wheatley
25 Nov 2008 Keynote address presented at The Hong Kong Islamic Finance Forum (PDF File) Alexa Lam
7 Nov 2008 Road Ahead for Risk Management in the Greater China Market (PDF File)
Keynote address presented at the Annual Symposium on Risk Management
Alexa Lam
4 Nov 2008 4th Annual Real Estate Investment IQ 2008 (PDF File)
Welcoming address presented at the 4th Annual Real Estate Investment IQ 2008
Alexa Lam
29 Oct 2008 SEC Regulation Outside the United States (PDF File)
Keynote address presented at the 7th Annual SEC Regulation Outside the United States Conference
Alexa Lam
24 Oct 2008 Comments made by the SFC's Chief Executive Officer Mr Martin Wheatley on risks and exposures of structured products (PDF File) Martin Wheatley
23 Oct 2008 From Wall Street to High Street – the Implications for China (PDF File)
Speech presented at The State-owned Assets Supervision and Administration Commission of the State Council (SASAC)
Eddy Fong
23 Oct 2008 Mis-selling: Consequences at a Glance (PDF File)
Keynote address presented at the 4th Annual Wealth Management Conference
Mark Steward
29 Sep 2008 Regulator's Role in Today's Fund Management Business (PDF File)
Speech presented at The Second Annual Conference of the Hong Kong Investment Funds Association
Martin Wheatley
11 Sep 2008 Hong Kong as a QDII Platform (PDF File)
Keynote address presented at the 11th Annual Hedge Funds World Asia 2008
Alexa Lam
9 Sep 2008 The Importance of Corporate Governance for an International Financial Centre (PDF File)
Speech presented at the First Annual Listed Companies Conference 2008 – Corporate Governance
Eddy Fong
6 Sep 2008 The Asia Era – Challenges and Opportunities for Asia Pacific after Subprime - "Issues, Lessons and the Global Regulatory Response" (PDF File)
Speech presented at the Asia Securities Forum 2008
Martin Wheatley
5 Sep 2008 The Asia Era - Challenges and Opportunities for Asia Pacific after Subprime - "A Regulatory Perspective" (PDF File)
Speech presented at the Asia Securities Forum 2008
Eddy Fong
2 Sep 2008 Hong Kong leads in regulating short selling (PDF File) Martin Wheatley
26 Aug 2008 Development of the Mainland's Capital Market: Opportunities and Challenges for Hong Kong (Chinese Version only) (PDF File)
Speech presented at the New Territories General Chamber of Commerce - Monthly Meeting
Eddy Fong
12 Aug 2008 Hong Kong's Country Presentation (PDF File)
Speech presented at the 3rd Malaysian Islamic Finance Issuers and Investors Forum 2008
Martin Wheatley
15 Jul 2008 Market Volatility - Challenges for the SFC and its Regulatory Approaches (Chinese Version only) (PDF File)
Speech presented at the Hong Kong Stockbrokers Association Luncheon Seminar
Eddy Fong
3 Jul 2008 Current trends in National Capital Market Innovations (PDF File)
Speech presented at the Financial Innovation and Emerging Markets - Opportunities for Growth vs Risks for Financial Stability in Berlin
Keith Lui
23 Jun 2008 The Hong Kong Taiwan nexus – Hong Kong's contributions to Taiwan's New Economy (PDF File)
Opening speech presented at the First Asia Conference on Financial Engineering
Alexa Lam
3 Jun 2008 The Opportunities and Challenges for the Regulator of Electronic Trading (PDF File)
Keynote speech presented at the Sixth Asia Pacific Trading Summit
Martin Wheatley
30 May 2008 Derivatives Markets and Cash Markets (PDF File)
Speech presented at the Annual Conference of International Organisation of Securities Commissions (IOSCO) in Paris 2008
Martin Wheatley
9 May 2008 Transmission of Global Financial Risks (PDF File)
Speech presented at the Lujiazui Forum in Shanghai
Martin Wheatley
16 Apr 2008 Towards the Hong Kong Fund Supermarket - a new Code on Unit Trust and Mutual Funds (PDF File)
Speech presented at the Fund Forum Asia 2008
Alexa Lam
9 Apr 2008 Regulation and Global Competition (PDF File)
Speech presented at The Hong Kong Institute of Directors Directors' Conference 2008 Luncheon
Eddy Fong
2 Apr 2008 China's Capital Market Development - Positioning Hong Kong at the Dawn of a New Era (PDF File)
Speech presented at the Hong Kong Investment Funds Association Luncheon
Alexa Lam
3 Mar 2008 With the Latest Regulatory Development and the Industry AUM Growing, How Can the SFC Provide an Effective Environment for the Fund Industry to Grow Successfully (PDF File)
Speech presented at Lipper Funds Award 2008 Luncheon
Martin Wheatley
28 Feb 2008 Opening statement at LegCo Financial Affairs Panel Meeting (PDF File) Martin Wheatley
20 Feb 2008

Regulatory Perspective from Hong Kong (PDF File)
Speech presented at the ASIC Summer School

Eddy Fong
26 Jan 2008 Remarks at the SFC Investment Triathlon Championship (PDF File) Martin Wheatley
17 Jan 2008 Good Corporate Governance - Whose Responsibility? (PDF File)
Speech presented at the Hong Kong Institute of Chartered Secretaries Annual Dinner
Eddy Fong
16 Jan 2008 Positioning Hong Kong as an Asset Management Hub (PDF File)
Speech presented at the Hong Kong Securities Institute
Alexa Lam
8 Jan 2008 Corporate Governance at the Crossroads (PDF File)
Speech presented at the Hong Kong Institute of Chartered Secretaries
Martin Wheatley
11 Dec 2007 Enhancing Hong Kong as a Hedge Fund Hub of Asia (PDF File)
Speech presented at the Hong Kong: Hedge Fund Hub of Asia - 2007 Conference
Martin Wheatley
3 Dec 2007 Developments in the Capital Markets of China and Hong Kong (PDF File)
Speech presented at the International Regulators Seminar 2007 organised by the Financial Services Authority in London
Martin Wheatley
22 Nov 2007 Speech presented at the Hong Kong Institute of Certified Public Accountants Best Corporate Governance Disclosure Awards Ceremony (PDF File) Eddy Fong
6 Nov 2007 Speech presented at the 3rd Annual Real Estate Investment IQ 2007 conference (PDF File) Alexa Lam
2 Nov 2007 Best Practice for Financial Planners (PDF File)
Speech presented at the 2007 Financial Planning Conference
Alexa Lam
11 Oct 2007 China's Growing Importance in Global Capital Markets - Challenges and Opportunities for HK (Chinese version only) (PDF File)
Speech presented at the Chamber of Hong Kong Listed Companies Luncheon
Eddy Fong
9 Oct 2007 Speech presented at the 6th Annual Conference of SEC Regulation Outside the United States (PDF File) Alexa Lam
4 Oct 2007 Creating The Biggest Capital Market For IPOs In The World (PDF File)
Speech presented at the CPA Australia Corporate Governance Forum
Martin Wheatley
25 Sep 2007 Keynote Address presented at the 2nd Annual Asia Pacific Real Estate Congress (PDF File) Alexa Lam
21 Sep 2007 Hong Kong as a leading fund management centre in Asia (PDF File)
Speech presented at the Asian Financial Forum
Martin Wheatley
11 Sep 2007 Recent Developments in Global Financial Markets (PDF File)
Speech presented at the Toys Manufacturers' Association of Hong Kong Annual Dinner
Eddy Fong
5 Jul 2007 Systemic Risk: Who's Watching the Baby? (PDF File)
Speech presented at the Asia Pacific Capital Markets Congress
Martin Wheatley
4 Jul 2007 Financial Market Review and Outlook (PDF File)
Speech presented at the FHKI 47th AGM and Members Luncheon
Eddy Fong
6 Jun 2007 The Role of the SFC as a Market Regulator (PDF File)
Speech presented at an Estate Agents Authority seminar
Eddy Fong
17 May 2007 Raising the Bar on Regulating Hong Kong's Financial Markets (PDF File)
Speech presented at the World Pension Forum Conference
Martin Wheatley
8 May 2007 Towards Best Practice (PDF File)
Speech presented at a luncheon hosted by the Institute of Financial Planners of Hong Kong
Alexa Lam
24 Apr 2007

Regulation: Facilitating or Frustrating Trade (PDF File)
Speech presented at the IFex Globalisation - 8th Annual Forum

Martin Wheatley
19 Apr 2007 Regulation & Market Development (PDF File)
Speech presented at the FundForum Asia 2007
Alexa Lam
19 Mar 2007 Positioning Hong Kong in a Competitive Global Marketplace (PDF File)
Speech presented at the Hong Kong Securities Institute Luncheon
Eddy Fong
6 Mar 2007

Opportunities in Hong Kong and China (PDF File)
Speech presented at the Luncheon hosted by the Financial Services Institute of Australasia in Sydney

Martin Wheatley
2 Mar 2007

Opening Statement presented at the LegCo Financial Affairs Panel Meeting (PDF File)

Martin Wheatley
1 Feb 2007

The Outlook for the Fund Management Industry in Hong Kong (PDF File)
Speech presented at the Hong Kong Investment Funds Association Luncheon

Martin Wheatley
26 Jan 2007 The Role of the SFC Chairman - Towards a More Effective and Efficient Securities Market (PDF File)
Speech presented at the Luncheon of the Hong Kong Institute of Directors
Eddy Fong
18 Jan 2007 Speech presented by Mrs Alexa Lam at the Investment Company Institute's 2007 Conference (PDF File) Alexa Lam
18 Jan 2007 Speech presented at the Investor Education 2007 Ceremony (PDF File) Eddy Fong
7 Dec 2006

Speech presented at the Investor Relations Magazine Hong Kong and Taiwan Conference & Awards 2006 (PDF File)

Martin Wheatley
28 Nov 2006 Speech presented at the Hong Kong Institute of Certified Public Accountants' Best Corporate Governance Disclosure Awards 2006 (PDF File) Paul Kennedy
20 Nov 2006

The Risks of Product Mis-selling (PDF File)
Speech presented at the Asia Risk 2006 conference

Alexa Lam
20 Oct 2006 Opening Remarks (PDF File)
Speech presented at the Meet-the-Media Session
Eddy Fong
14 Oct 2006

Corporate Governance - Time to take stock (PDF File)
Speech presented at the Hong Kong Institute of Company Secretaries
Corporate Governance Conference 2006

Martin Wheatley
10 Oct 2006 Speech presented at the Hong Kong Securities Institute (PDF File) Alexa Lam
19 Sep 2006 Enabling the Growth of REITs and CMBS in Hong Kong: The role of the regulators (PDF File)
Speech presented at the Euromoney Seminars on Asia Pacific Real Estate Securitisation Summit 2006
Martin Wheatley
22 Jun 2006 The Challenges of Globalization on East Asian Financial Markets (PDF File)
Speech presented at the World Bank and the Hong Kong Monetary Authority Conference on East Asian Financial Marekts - the Next Frontier (High Level Panel on East Asian Financial Markets)
Martin Wheatley
12 Jun 2006 The Role of Hong Kong in Developing Asia's Capital Markets (PDF File)
Speech presented at the 3rd Annual Asia Pacific Bond Congress
Martin Wheatley
7 Jun 2006 Opening Remarks (PDF File)
Speech presented at the Opening Ceremony of the 31st Annual Conference of IOSCO
Martin Wheatley
12 May 2006 Keynote Address (Session V - Policy Makers' Dialogue) (PDF File)
Speech presented at the ICAEW/HKICPA China & Global Markets Conference
Martin Wheatley
10 May 2006

The Standard of Governance Required of Listed Companies and the Role the SFC Plays in Stamping Out Corporate Corruption and Management Misconduct (PDF File)
Speech presented at the 3rd Independent Commission Against Corruption Symposium

Martin Wheatley
19 Apr 2006 Progress under CEPA - A Regulator's View
Speech presented at the CEPA Forum, Beijing 2006 - "New Opportunities and Challenges Ahead for Mainland and Hong Kong Financial Practitioners"
Alexa Lam
10 Mar 2006

Review of the Securities Market in 2005 and the Way Forward (PDF File)
Speech presented at the Hong Kong Securities Institute Roundtable Luncheon

Martin Wheatley
6 Mar 2006 Chief Operating Officer's Statement at LegCo Financial Affairs Panel (PDF File) Peter Au-Yang
13 Feb 2006 SFC Chairman's Year End Presentation (PDF File) Martin Wheatley
6 Feb 2006 Opening Remarks by Mrs Alexa Lam at LegCo Financial Affairs Panel (PDF File) Alexa Lam
16 Jan 2006 Corporate Governance (PDF File)
Speech presented at the Hong Kong Institute of Directors Luncheon
Martin Wheatley
10 Jan 2006 Key Points of the Welcome Remarks presented at the Launch Ceremony of SFC Investor Education 2006 (PDF File) Martin Wheatley
5 Jan 2006 Acting SFC Chairman's Statement at LegCo Financial Affairs Panel (PDF File) Peter Au-Yang
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