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This page is designed to assist you to locate circulars, FAQs and thematic reports published by Intermediaries Supervision. Please click on the frequently searched terms or enter keywords for an advanced search. For complete lists, please refer to the dedicated pages for circulars, FAQs and thematic reports.

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Professional Investors

Issue Date Publication
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Issue Date Publication
22 Mar 2019 Guidelines on Online Distribution and Advisory Platforms (the Guidelines)
23 Sep 2016 Code of Conduct
22 Jan 2015 Professional Investors
16 Jul 2001
(updated 12 May 2015)
Code of Conduct
11.1019 s