Intermediaries

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This page is designed to assist you to locate circulars, FAQs and thematic reports published by Intermediaries Supervision. Please click on the frequently searched terms or enter keywords for an advanced search. For complete lists, please refer to the dedicated pages for circulars, FAQs and thematic reports.

Codes and Guidelines relating to the supervision of intermediaries are listed separately.

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Professional Investors

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Issue Date Publication
23 Sep 2016 Code of Conduct
22 Jan 2015
(updated 8 Sep 2020)
Professional Investors
30 Sep 2010 Code of Conduct
16 Jul 2001
(updated 12 May 2015)
Code of Conduct