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This page is designed to assist you to locate circulars, FAQs and thematic reports published by Intermediaries Supervision. Please click on the frequently searched terms or enter keywords for an advanced search. For complete lists, please refer to the dedicated pages for circulars, FAQs and thematic reports.
Codes and Guidelines relating to the supervision of intermediaries are listed separately.
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|30 Sep 2019||Guidelines for Securities Margin Financing Activities|
|27 Oct 2017||Cybersecurity|
|Sep 2020||Report on the 2019-20 thematic cybersecurity review of internet brokers|