Intermediaries

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This page is designed to assist you to locate circulars, FAQs and thematic reports published by Intermediaries Supervision. Please click on the frequently searched terms or enter keywords for an advanced search. For complete lists, please refer to the dedicated pages for circulars, FAQs and thematic reports.

Codes and Guidelines relating to the supervision of intermediaries are listed separately.

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Cybersecurity

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Issue Date Publication
30 Sep 2019 Guidelines for Securities Margin Financing Activities
31 Jul 2019
(Updated 6 May 2021)
Data Standards for Order Life Cycles
27 Oct 2017 Cybersecurity
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