Search regulations by topic

This page is designed to assist you to locate circulars, FAQs and thematic reports published by Intermediaries Supervision. Please click on the frequently searched terms or enter keywords for an advanced search. For complete lists, please refer to the dedicated pages for circulars, FAQs and thematic reports.

Codes and Guidelines relating to the supervision of intermediaries are listed separately.

Advanced search

or Reset

Risk Management (other than SMF)

Issue Date Publication
{{circular_item. issueDate.time | dateformat}} {{circular_item.subject}}
Issue Date Publication
16 Nov 2017 Fund Manager Code of Conduct
28 Jul 2003 Code of Conduct
16 Jul 2001
(updated 12 May 2015)
Code of Conduct
10.6638 s