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1. List of unlisted Lehman Brothers-related retail structured
products
The list only includes retail structured products
for which offer documents and marketing materials have
been authorised for issue by the SFC. Structured products
sold through private placement, or those for which documents
have not been authorised by the SFC, are not included
in the list.
2. Contact information of SFC-licensed distributors
of Minibonds
3. SFC related press releases
SFC reaches agreement with Karl Thomson Investment Consultants Ltd concerning sale of Lehman Brothers Minibonds
SFC, HKMA, Dah Sing Bank Ltd and Mevas Bank Ltd resolve issues concerning Lehman Equity Index-linked Principal Protected Notes
SFC completes investigations of all 19 Minibond distributors
SFC, HKMA and 16 banks reach agreement on Minibonds
Investors warned about indirect credit exposure
KGI Asia Ltd agrees with SFC to repurchase Minibonds from its clients at original value
Sun Hung Kai Investment Services Ltd agrees with SFC to repurchase Minibonds from its clients at original value
SFC submits report to the Financial Secretary
Intermediaries should accelerate internal mis-selling inquiries
SFC
urges structured notes holders to seek updated information
SFC
to initiate mis-selling investigation against banks
SFC provides information on structured products
SFC urges issuers of retail investment products of risk-disclosure
duty
SFC
to investigate Lehman Brothers Minibond mis-selling
complaints
SFC
publishes lists of Lehman Brothers-related retail structured
notes
SFC
steps up measures to address investors' concerns
SFC
meets Lehman Minibonds holders
SFC
reminds regulated persons to meet obligations to investors
SFC
clarifies issues on Lehman Minibonds
Brokerages
report orderly trading and settlement
Lehman
Brothers unlisted structured products
SFC
issues Restriction Notices on Lehman Brothers' entities
in Hong Kong
4. The SFC has continued to work closely
with the Government and the Hong Kong Monetary Authority
(HKMA) to address the concerns of investors who bought
Lehman Brothers related investment products. Investors
who have enquiries about the status of their Lehman-related
investments or complaints against SFC-lincensed intermediaries,
please contact the SFC at 2840 9222 (press 3 after selecting
language option), by email at enquiry@sfc.hk
or complaint@sfc.hk,
or by filling our online complaint
form.
5. Review Report on Lehman Brothers-related issues (31 December 2008)
6. Minibond agreement-related matters
7. Other related links
Receivers of the Mortgaged Properties of Minibond Series 10 to 12, 15 to 23 and 25 to 36 (30 June
2009)
Sun
Hung Kai Financial to repurchase up to HK$85m of Lehman
Brothers Minibonds from retail clients (22 January
2009)
HKMA
- Investment products related to Lehman Brothers
FAQ on Lehman-linked Notes by trustee HSBC
*Please click the icon "FAQ on Lehman-linked
Notes" located on the bottom left hand corner of HSBC's
Hong Kong home page
FSTB
responds to procession by Lehman Minibond holders (28 September 2008)
Government
response to Lehman Minibonds (21 September 2008)
Lehman
Brothers Asia Press Release (17 September 2008)
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