SECURITIES AND FUTURES ORDINANCE
Cap 571 - SFO
- full text of the primary and subsidiary legislation
Legislative Amendments
Part XV - Disclosure of Interests
REGISTERS & PRODUCT LISTS
Public Register of Licensed Persons & Registered Institutions
HKMA Register of Securities Staff of Authorised Institutions
Authorised Investment Products
Share/Debenture Prospectuses Authorised by the SFC
CODES, GUIDELINES & CIRCULARS
Code of Conduct
Takeovers Code
Disciplinary Fining Guidelines
TAKEOVERS & MERGERS
Company announcements & dealing disclosure in takeovers situations
FORMS
For licence application, investment product authorisation & financial return filing, etc.
UPCOMING EVENTS & CALENDARS
Outstanding Prosecutions
PUBLICATIONS
Enforcement Reporter
Disciplinary Proceedings at a Glance
USEFUL LINKS
Insider Dealing Tribunal
Hong Kong Exchanges and Clearing Limited
Securities and Futures Appeals Tribunal