SECURITIES AND FUTURES ORDINANCE
 
Cap 571 - SFO - full text of the primary and subsidiary legislation
Legislative Amendments
Part XV - Disclosure of Interests
 
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REGISTERS & PRODUCT LISTS
 
Public Register of Licensed Persons & Registered Institutions
HKMA Register of Securities Staff of Authorised Institutions
Authorised Investment Products
Share/Debenture Prospectuses Authorised by the SFC
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CODES, GUIDELINES & CIRCULARS
 
Code of Conduct
Takeovers Code
Disciplinary Fining Guidelines
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TAKEOVERS & MERGERS
 
Company announcements & dealing disclosure in takeovers situations
 
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FORMS
 
For licence application, investment product authorisation & financial return filing, etc.

UPCOMING EVENTS & CALENDARS
 
Outstanding Prosecutions

PUBLICATIONS
 
Enforcement Reporter
Disciplinary Proceedings at a Glance
 
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USEFUL LINKS
 
Insider Dealing Tribunal
Hong Kong Exchanges and Clearing Limited
Securities and Futures Appeals Tribunal
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