Public Register of Licensed Persons and Registered Institutions
You can search for a licensed person or a registered institution through

You may view amendments to the register made by the SFC in the previous month:

You may also read a list of Modifications or Waivers granted for

To know more about the licensing regime under the Securities and Futures Ordinance, please refer to our investor publication " SFO and You".

In case of doubt, please contact the SFC at enquiry@sfc.hk.
Please read the important legal information about the Public Register of Licensed Persons and Registered Institutions.
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