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Regulatory updates Circulars Consultations

24 Dec 2025

FSTB and SFC conclude consultations on virtual asset dealer and custodian regimes, further consult on two new regimes

18 Dec 2025

Former vice president of Computershare jailed and fined for insider dealing

17 Dec 2025

China All Access former executive jailed for false trading

17 Dec 2025

A quarter of connecting, innovating and diversifying Hong Kong markets: SFC Report

Regulatory calendar

22 Dec 2025

Circular to licensed corporations - Exemption for non-centrally cleared equity options from margin requirements

12 Dec 2025

Circular in relation to the clearing and record keeping rules for the OTC derivatives regime – changes to the list of persons designated as financial services providers

5 Dec 2025

Circular to intermediaries SFC and HKMA joint product survey 2025

28 Nov 2025

Circular to management companies of SFC-authorised unit trusts and mutual funds - Updated streamlined measures on post-authorisation matters for SFC-authorised UCITS funds

Please note that anti-money laundering and counter-financing of terrorism (AML/CFT) sanctions related circulars are only available on the complete list of AML/CFT circulars which can be found here.

24 Dec 2025

FSTB and SFC conclude consultations on virtual asset dealer and custodian regimes, further consult on two new regimes

7 Nov 2025

SFC consults on the Chinese version of financial resources rule enhancements

22 Oct 2025

SFC proposes to enhance Hong Kong’s retail fund code to bolster global competitiveness

22 Sep 2025

SFC consults on extending investor identification regime to exchange-traded derivatives in Hong Kong

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Fraud alert :	SFC warns of HKTWeb 3
Unlicensed VATP alert :	SFC warns of CoinCola, Globiance X Limited / Globiance HK Limited, 9M AI Group Inc. / 9M AI, AmazingTech