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Regulatory updates Circulars Consultations

28 Jul 2026

SFC reprimands and fines Luk Fook Securities (HK) Limited $2.1 million for inadequate cybersecurity control to fend off cyberattack

27 Jul 2026

SFC reprimands and fines China Industrial Securities International Asset Management Limited $6.8 million for failing to properly identify and address red flags in dubious arrangements and other failures in managing private fund

27 Jul 2026

SFC reprimands and fines Bright Smart Securities International (H.K.) Limited $2.8 million for internal control failures in monitoring suspicious trades

24 Jul 2026

SFC enhances regulatory framework for daily leveraged and inverse products to ensure orderly market trading

Regulatory calendar

24 Jul 2026

Circular on listed structured funds

23 Jul 2026

Cross-listings of Malaysian Real Estate Investment Trusts in Hong Kong

23 Jul 2026

Mutual Recognition of Funds (MRF) between Malaysia and Hong Kong

21 Jul 2026

Circular to intermediaries Updates on HKEX’s post release tests for the launch of its backbone network upgrade for securities market systems

Please note that anti-money laundering and counter-financing of terrorism (AML/CFT) sanctions related circulars are only available on the complete list of AML/CFT circulars which can be found here.

23 Jun 2026

SFC concludes consultation on the investor identification regime for Hong Kong’s exchange-traded derivatives market

5 Jun 2026

SFC and HKMA conclude joint consultation on amendments to Clearing Rules for over-the-counter derivative transactions

26 May 2026

FSTB and SFC conclude consultations on virtual asset advisory and management regimes

29 Jan 2026

SFC and HKMA jointly consult on standard calculation periods under OTC derivative Clearing Rules

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