One-off surveys
| Publication | Date |
| Structured Product Investor Survey (PDF) | Nov 2006 |
| Survey on Engagement of Investment Advisers (PDF) | Sep 2006 |
| Stock Investor Survey (PDF) | Jun 2006 |
| Warrant Investor Survey (PDF) | Mar 2006 |
| Investor Survey on Sponsors (PDF) | Mar 2005 |
| Report of the Survey on Fund Trading Practices (Market Timing, Late Trading and Selective Disclosure) for the Period 2002 - 2003 (PDF) | Jul 2004 |
| Securities Firm Survey on Investment Research Activities (PDF) | Nov 2003 |
| Investor Survey on Investment Research Activities (PDF) | Nov 2003 |
| Survey on Exempt Dealers and Exempt Investment Advisers that are not Authorised Institutions (PDF) | Aug 2002 |
| IT Deployment Survey Summary Report (PDF) | Jan 2002 |
| Survey on the Use of Online Facilities for Trading Purposes by Dealers Registered with the SFC (PDF) | Jul 2000 |
| Securities and Futures Intermediaries Activities Surveys | Nov 1998 |
